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CHAPTER XVI Causes Mitigating Tyranny In The United
States
Chapter Summary
The national majority does not pretend to conduct all business -
Is obliged to employ the town and county magistrates to execute its supreme
decisions.
I have already pointed out the distinction which is to be made
between a centralized government and a centralized administration. The former
exists in America, but the latter is nearly unknown there. If the directing
power of the American communities had both these instruments of government at
its disposal, and united the habit of executing its own commands to the right
of commanding; if, after having established the general principles of
government, it descended to the details of public business; and if, having
regulated the great interests of the country, it could penetrate into the
privacy of individual interests, freedom would soon be banished from the New
World.
But in the United States the majority, which so frequently
displays the tastes and the propensities of a despot, is still destitute of the
more perfect instruments of tyranny. In the American republics the activity of
the central Government has never as yet been extended beyond a limited number
of objects sufficiently prominent to call forth its attention. The secondary
affairs of society have never been regulated by its authority, and nothing has
hitherto betrayed its desire of interfering in them. The majority is become
more and more absolute, but it has not increased the prerogatives of the
central government; those great prerogatives have been confined to a certain
sphere; and although the despotism of the majority may be galling upon one
point, it cannot be said to extend to all. However the predominant party in the
nation may be carried away by its passions, however ardent it may be in the
pursuit of its projects, it cannot oblige all the citizens to comply with its
desires in the same manner and at the same time throughout the country. When
the central Government which represents that majority has issued a decree, it
must entrust the execution of its will to agents, over whom it frequently has
no control, and whom it cannot perpetually direct. The townships, municipal
bodies, and counties may therefore be looked upon as concealed break-waters,
which check or part the tide of popular excitement. If an oppressive law were
passed, the liberties of the people would still be protected by the means by
which that law would be put in execution: the majority cannot descend to the
details and (as I will venture to style them) the puerilities of administrative
tyranny. Nor does the people entertain that full consciousness of its authority
which would prompt it to interfere in these matters; it knows the extent of its
natural powers, but it is unacquainted with the increased resources which the
art of government might furnish.
This point deserves attention, for if a democratic republic
similar to that of the United States were ever founded in a country where the
power of a single individual had previously subsisted, and the effects of a
centralized administration had sunk deep into the habits and the laws of the
people, I do not hesitate to assert, that in that country a more insufferable
despotism would prevail than any which now exists in the monarchical States of
Europe, or indeed than any which could be found on this side of the confines of
Asia.
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The Profession Of The Law In The United States Serves To
Counterpoise The Democracy
Utility of discriminating the natural propensities of the
members of the legal profession - These men called upon to act a prominent part
in future society -In what manner the peculiar pursuits of lawyers give an
aristocratic turn to their ideas - Accidental causes which may check this
tendency - Ease with which the aristocracy coalesces with legal men - Use of
lawyers to a despot - The profession of the law constitutes the only
aristocratic element with which the natural elements of democracy will combine
- Peculiar causes which tend to give an aristocratic turn of mind to the
English and American lawyers - The aristocracy of America is on the bench and
at the bar - Influence of lawyers upon American society - Their peculiar
magisterial habits affect the legislature, the administration, and even the
people.
In visiting the Americans and in studying their laws we
perceive that the authority they have entrusted to members of the legal
profession, and the influence which these individuals exercise in the
Government, is the most powerful existing security against the excesses of
democracy. This effect seems to me to result from a general cause which it is
useful to investigate, since it may produce analogous consequences elsewhere.
The members of the legal profession have taken an important
part in all the vicissitudes of political society in Europe during the last
five hundred years. At one time they have been the instruments of those who
were invested with political authority, and at another they have succeeded in
converting political authorities into their instrument. In the Middle Ages they
afforded a powerful support to the Crown, and since that period they have
exerted themselves to the utmost to limit the royal prerogative. In England
they have contracted a close alliance with the aristocracy; in France they have
proved to be the most dangerous enemies of that class. It is my object to
inquire whether, under all these circumstances, the members of the legal
profession have been swayed by sudden and momentary impulses; or whether they
have been impelled by principles which are inherent in their pursuits, and
which will always recur in history. I am incited to this investigation by
reflecting that this particular class of men will most likely play a prominent
part in that order of things to which the events of our time are giving birth.
Men who have more especially devoted themselves to legal
pursuits derive from those occupations certain habits of order, a taste for
formalities, and a kind of instinctive regard for the regular connection of
ideas, which naturally render them very hostile to the revolutionary spirit and
the unreflecting passions of the multitude.
The special information which lawyers derive from their studies
ensures them a separate station in society, and they constitute a sort of
privileged body in the scale of intelligence. This notion of their superiority
perpetually recurs to them in the practice of their profession: they are the
masters of a science which is necessary, but which is not very generally known;
they serve as arbiters between the citizens; and the habit of directing the
blind passions of parties in litigation to their purpose inspires them with a
certain contempt for the judgment of the multitude. To this it may be added
that they naturally constitute a body, not by any previous understanding, or by
an agreement which directs them to a common end; but the analogy of their
studies and the uniformity of their proceedings connect their minds together,
as much as a common interest could combine their endeavors.
A portion of the tastes and of the habits of the aristocracy
may consequently be discovered in the characters of men in the profession of
the law. They participate in the same instinctive love of order and of
formalities; and they entertain the same repugnance to the actions of the
multitude, and the same secret contempt of the government of the people. I do
not mean to say that the natural propensities of lawyers are sufficiently
strong to sway them irresistibly; for they, like most other men, are governed
by their private interests and the advantages of the moment.
In a state of society in which the members of the legal
profession are prevented from holding that rank in the political world which
they enjoy in private life, we may rest assured that they will be the foremost
agents of revolution. But it must then be inquired whether the cause which
induces them to innovate and to destroy is accidental, or whether it belongs to
some lasting purpose which they entertain. It is true that lawyers mainly
contributed to the overthrow of the French monarchy in 1789; but it remains to
be seen whether they acted thus because they had studied the laws, or because
they were prohibited from co-operating in the work of legislation.
Five hundred years ago the English nobles headed the people,
and spoke in its name; at the present time the aristocracy supports the throne,
and defends the royal prerogative. But aristocracy has, notwithstanding this,
its peculiar instincts and propensities. We must be careful not to confound
isolated members of a body with the body itself. In all free governments, of
whatsoever form they may be, members of the legal profession will be found at
the head of all parties. The same remark is also applicable to the aristocracy;
for almost all the democratic convulsions which have agitated the world have
been directed by nobles.
A privileged body can never satisfy the ambition of all its
members; it has always more talents and more passions to content and to employ
than it can find places; so that a considerable number of individuals are
usually to be met with who are inclined to attack those very privileges which
they find it impossible to turn to their own account.
I do not, then, assert that all the members of the legal
profession are at all times the friends of order and the opponents of
innovation, but merely that most of them usually are so. In a community in
which lawyers are allowed to occupy, without opposition, that high station
which naturally belongs to them, their general spirit will be eminently
conservative and anti-democratic. When an aristocracy excludes the leaders of
that profession from its ranks, it excites enemies which are the more
formidable to its security as they are independent of the nobility by their
industrious pursuits; and they feel themselves to be its equal in point of
intelligence, although they enjoy less opulence and less power. But whenever an
aristocracy consents to impart some of its privileges to these same
individuals, the two classes coalesce very readily, and assume, as it were, the
consistency of a single order of family interests.
I am, in like manner, inclined to believe that a monarch will
always be able to convert legal practitioners into the most serviceable
instruments of his authority. There is a far greater affinity between this
class of individuals and the executive power than there is between them and the
people; just as there is a greater natural affinity between the nobles and the
monarch than between the nobles and the people, although the higher orders of
society have occasionally resisted the prerogative of the Crown in concert with
the lower classes.
Lawyers are attached to public order beyond every other
consideration, and the best security of public order is authority. It must not
be forgotten that, if they prize the free institutions of their country much,
they nevertheless value the legality of those institutions far more: they are
less afraid of tyranny than of arbitrary power; and provided that the
legislature take upon itself to deprive men of their independence, they are not
dissatisfied.
I am therefore convinced that the prince who, in presence of an
encroaching democracy, should endeavor to impair the judicial authority in his
dominions, and to diminish the political influence of lawyers, would commit a
great mistake. He would let slip the substance of authority to grasp at the
shadow. He would act more wisely in introducing men connected with the law into
the government; and if he entrusted them with the conduct of a despotic power,
bearing some marks of violence, that power would most likely assume the
external features of justice and of legality in their hands.
The government of democracy is favorable to the political power
of lawyers; for when the wealthy, the noble, and the prince are excluded from
the government, they are sure to occupy the highest stations, in their own
right, as it were, since they are the only men of information and sagacity,
beyond the sphere of the people, who can be the object of the popular choice.
If, then, they are led by their tastes to combine with the aristocracy and to
support the Crown, they are naturally brought into contact with the people by
their interests. They like the government of democracy, without participating
in its propensities and without imitating its weaknesses; whence they derive a
twofold authority, from it and over it. The people in democratic states does
not mistrust the members of the legal profession, because it is well known that
they are interested in serving the popular cause; and it listens to them
without irritation, because it does not attribute to them any sinister designs.
The object of lawyers is not, indeed, to overthrow the institutions of
democracy, but they constantly endeavor to give it an impulse which diverts it
from its real tendency, by means which are foreign to its nature. Lawyers
belong to the people by birth and interest, to the aristocracy by habit and by
taste, and they may be looked upon as the natural bond and connecting link of
the two great classes of society.
The profession of the law is the only aristocratic element
which can be amalgamated without violence with the natural elements of
democracy, and which can be advantageously and permanently combined with them.
I am not unacquainted with the defects which are inherent in the character of
that body of men; but without this admixture of lawyer-like sobriety with the
democratic principle, I question whether democratic institutions could long be
maintained, and I cannot believe that a republic could subsist at the present
time if the influence of lawyers in public business did not increase in
proportion to the power of the people.
This aristocratic character, which I hold to be common to the
legal profession, is much more distinctly marked in the United States and in
England than in any other country. This proceeds not only from the legal
studies of the English and American lawyers, but from the nature of the
legislation, and the position which those persons occupy in the two countries.
The English and the Americans have retained the law of precedents; that is to
say, they continue to found their legal opinions and the decisions of their
courts upon the opinions and the decisions of their forefathers. In the mind of
an English or American lawyer a taste and a reverence for what is old is almost
always united to a love of regular and lawful proceedings.
This predisposition has another effect upon the character of
the legal profession and upon the general course of society. The English and
American lawyers investigate what has been done; the French advocate inquires
what should have been done; the former produce precedents, the latter reasons.
A French observer is surprised to hear how often an English dr an American
lawyer quotes the opinions of others, and how little he alludes to his own;
whilst the reverse occurs in France. There the most trifling litigation is
never conducted without the introduction of an entire system of ideas peculiar
to the counsel employed; and the fundamental principles of law are discussed in
order to obtain a perch of land by the decision of the court. This abnegation
of his own opinion, and this implicit deference to the opinion of his
forefathers, which are common to the English and American lawyer, this
subjection of thought which he is obliged to profess, necessarily give him more
timid habits and more sluggish inclinations in England and America than in
France.
The French codes are often difficult of comprehension, but they
can be read by every one; nothing, on the other hand, can be more impenetrable
to the uninitiated than a legislation founded upon precedents. The
indispensable want of legal assistance which is felt in England and in the
United States, and the high opinion which is generally entertained of the
ability of the legal profession, tend to separate it more and more from the
people, and to place it in a distinct class. The French lawyer is simply a man
extensively acquainted with the statutes of his country; but the English or
American lawyer resembles the hierophants of Egypt, for, like them, he is the
sole interpreter of an occult science.
The station which lawyers occupy in England and America
exercises no less an influence upon their habits and their opinions. The
English aristocracy, which has taken care to attract to its sphere whatever is
at all analogous to itself, has conferred a high degree of importance and of
authority upon the members of the legal profession. In English society lawyers
do not occupy the first rank, but they are contented with the station assigned
to them; they constitute, as it were, the younger branch of the English
aristocracy, and they are attached to their elder brothers, although they do
not enjoy all their privileges. The English lawyers consequently mingle the
taste and the ideas of the aristocratic circles in which they move with the
aristocratic interests of their profession.
And indeed the lawyer-like character which I am endeavoring to
depict is most distinctly to be met with in England: there laws are esteemed
not so much because they are good as because they are old; and if it be
necessary to modify them in any respect, or to adapt them the changes which
time operates in society, recourse is had to the most inconceivable
contrivances in order to uphold the traditionary fabric, and to maintain that
nothing has been done which does not square with the intentions and complete
the labors of former generations. The very individuals who conduct these
changes disclaim all intention of innovation, and they had rather resort to
absurd expedients than plead guilty to so great a crime. This spirit appertains
more especially to the English lawyers; they seem indifferent to the real
meaning of what they treat, and they direct all their attention to the letter,
seeming inclined to infringe the rules of common sense and of humanity rather
than to swerve one title from the law. The English legislation may be compared
to the stock of an old tree, upon which lawyers have engrafted the most various
shoots, with the hope that, although their fruits may differ, their foliage at
least will be confounded with the venerable trunk which supports them all.
In America there are no nobles or men of letters, and the
people is apt to mistrust the wealthy; lawyers consequently form the highest
political class, and the most cultivated circle of society. They have therefore
nothing to gain by innovation, which adds a conservative interest to their
natural taste for public order. If I were asked where I place the American
aristocracy, I should reply without hesitation that it is not composed of the
rich, who are united together by no common tie, but that it occupies the
judicial bench and the bar.
The more we reflect upon all that occurs in the United States
the more shall we be persuaded that the lawyers as a body form the most
powerful, if not the only, counterpoise to the democratic element. In that
country we perceive how eminently the legal profession is qualified by its
powers, and even by its defects, to neutralize the vices which are inherent in
popular government. When the American people is intoxicated by passion, or
carried away by the impetuosity of its ideas, it is checked and stopped by the
almost invisible influence of its legal counsellors, who secretly oppose their
aristocratic propensities to its democratic instincts, their superstitious
attachment to what is antique to its love of novelty, their narrow views to its
immense designs, and their habitual procrastination to its ardent impatience.
The courts of justice are the most visible organs by which the
legal profession is enabled to control the democracy. The judge is a lawyer,
who, independently of the taste for regularity and order which he has
contracted in the study of legislation, derives an additional love of stability
from his own inalienable functions. His legal attainments have already raised
him to a distinguished rank amongst his fellow-citizens; his political power
completes the distinction of his station, and gives him the inclinations
natural to privileged classes.
Armed with the power of declaring the laws to be
unconstitutional,a the American magistrate
perpetually interferes in political affairs. He cannot force the people to make
laws, but at least he can oblige it not to disobey its own enactments; or to
act inconsistently with its own principles. I am aware that a secret tendency
to diminish the judicial power exists in the United States, and by most of the
constitutions of the several States the Government can, upon the demand of the
two houses of the legislature, remove the judges from their station. By some
other constitutions the members of the tribunals are elected, and they are even
subjected to frequent re-elections. I venture to predict that these innovations
will sooner or later be attended with fatal consequences, and that it will be
found out at some future period that the attack which is made upon the judicial
power has affected the democratic republic itself.
It must not, however, be supposed that the legal spirit of
which I have been speaking has been confined, in the United States, to the
courts of justice; it extends far beyond them. As the lawyers constitute the
only enlightened class which the people does not mistrust, they are naturally
called upon to occupy most of the public stations. They fill the legislative
assemblies, and they conduct the administration; they consequently exercise a
powerful influence upon the formation of the law, and upon its execution. The
lawyers are, however, obliged to yield to the current of public opinion, which
is too strong for them to resist it, but it is easy to find indications of what
their conduct would be if they were free to act as they chose. The Americans,
who have made such copious innovations in their political legislation, have
introduced very sparing alterations in their civil laws, and that with great
difficulty, although those laws are frequently repugnant to their social
condition. The reason of this is, that in matters of civil law the majority is
obliged to defer to the authority of the legal profession, and that the
American lawyers are disinclined to innovate when they are left to their own
choice.
It is curious for a Frenchman, accustomed to a very different
state of things, to hear the perpetual complaints which are made in the United
States against the stationary propensities of legal men, and their prejudices
in favor of existing institutions.
The influence of the legal habits which are common in America
extends beyond the limits I have just pointed out. Scarcely any question arises
in the United States which does not become, sooner or later, a subject of
judicial debate; hence all parties are obliged to borrow the ideas, and even
the language, usual in judicial proceedings in their daily controversies. As
most public men are, or have been, legal practitioners, they introduce the
customs and technicalities of their profession into the affairs of the country.
The jury extends this habitude to all classes. The language of the law thus
becomes, in some measure, a vulgar tongue; the spirit of the law, which is
produced in the schools and courts of justice, gradually penetrates beyond
their walls into the bosom of society, where it descends to the lowest classes,
so that the whole people contracts the habits and the tastes of the magistrate.
The lawyers of the United States form a party which is but little feared and
scarcely perceived, which has no badge peculiar to itself, which adapts itself
with great flexibility to the exigencies of the time, and accommodates itself
to all the movements of the social body; but this party extends over the whole
community, and it penetrates into all classes of society; it acts upon the
country imperceptibly, but it finally fashions it to suit its purposes.
a See
chapter VI. on the "Judicial Power in the United
States."
Trial By Jury In The United States Considered As A Political
Institution
Trial by jury, which is one of the instruments of the
sovereignty of the people, deserves to be compared with the other laws which
establish that sovereignty - Composition of the jury in the United States -
Effect of trial by jury upon the national character - It educates the people -
It tends to establish the authority of the magistrates and to extend a
knowledge of law among the people.
Since I have been led by my subject to recur to the
administration of justice in the United States, I will not pass over this point
without adverting to the institution of the jury. Trial by jury may be
considered in two separate points of view, as a judicial and as a political
institution. If it entered into my present purpose to inquire how far trial by
jury (more especially in civil cases) contributes to insure the best
administration of justice, I admit that its utility might be contested. As the
jury was first introduced at a time when society was in an uncivilized state,
and when courts of justice were merely called upon to decide on the evidence of
facts, it is not an easy task to adapt it to the wants of a highly civilized
community when the mutual relations of men are multiplied to a surprising
extent, and have assumed the enlightened and intellectual character of the
age.b
My present object is to consider the jury as a political
institution, and any other course would divert me from my subject. Of trial by
jury, considered as a judicial institution, I shall here say but very few
words. When the English adopted trial by jury they were a semi-barbarous
people; they are become, in course of time, one of the most enlightened nations
of the earth; and their attachment to this institution seems to have increased
with their increasing cultivation. They soon spread beyond their insular
boundaries to every corner of the habitable globe; some have formed colonies,
others independent states; the mother-country has maintained its monarchical
constitution; many of its offspring have founded powerful republics; but
wherever the English have been they have boasted of the privilege of trial by
jury.c They have established it, or hastened to
re-establish it, in all their settlements. A judicial institution which obtains
the suffrages of a great people for so long a series of ages, which is
zealously renewed at every epoch of civilization, in all the climates of the
earth and under every form of human government, cannot be contrary to the
spirit of justice.d
I turn, however, from this part of the subject. To look upon
the jury as a mere judicial institution is to confine our attention to a very
narrow view of it; for however great its influence may be upon the decisions of
the law courts, that influence is very subordinate to the powerful effects
which it produces on the destinies of the community at large. The jury is above
all a political institution, and it must be regarded in this light in order to
be duly appreciated.
By the jury I mean a certain number of citizens chosen
indiscriminately, and invested with a temporary right of judging. Trial by
jury, as applied to the repression of crime, appears to me to introduce an
eminently republican element into the government upon the following grounds:-
The institution of the jury may be aristocratic or democratic,
according to the class of society from which the jurors are selected; but it
always preserves its republican character, inasmuch as it places the real
direction of society in the hands of the governed, or of a portion of the
governed, instead of leaving it under the authority of the Government. Force is
never more than a transient element of success; and after force comes the
notion of right. A government which should only be able to crush its enemies
upon a field of battle would very soon be destroyed. The true sanction of
political laws is to be found in penal legislation, and if that sanction be
wanting the law will sooner or later lose its cogency. He who punishes
infractions of the law is therefore the real master of society. Now the
institution of the jury raises the people itself, or at least a class of
citizens, to the bench of judicial authority. The institution of the jury
consequently invests the people, or that class of citizens, with the direction
of society.e
In England the jury is returned from the aristocratic portion
of the nation;f the aristocracy makes the laws,
applies the laws, and punishes all infractions of the laws; everything is
established upon a consistent footing, and England may with truth be said to
constitute an aristocratic republic. In the United States the same system is
applied to the whole people. Every American citizen is qualified to be an
elector, a juror, and is eligible to office.g The
system of the jury, as it is understood in America, appears to me to be as
direct and as extreme a consequence of the sovereignty of the people as
universal suffrage. These institutions are two instruments of equal power,
which contribute to the supremacy of the majority. All the sovereigns who have
chosen to govern by their own authority, and to direct society instead of
obeying its directions, have destroyed or enfeebled the institution of the
jury. The monarchs of the House of Tudor sent to prison jurors who refused to
convict, and Napoleon caused them to be returned by his agents.
However clear most of these truths may seem to be, they do not
command universal assent, and in France, at least, the institution of trial by
jury is still very imperfectly understood. If the question arises as to the
proper qualification of jurors, it is confined to a discussion of the
intelligence and knowledge of the citizens who may be returned, as if the jury
was merely a judicial institution. This appears to me to be the least part of
the subject. The jury is pre-eminently a political institution; it must be
regarded as one form of the sovereignty of the people; when that sovereignty is
repudiated, it must be rejected, or it must be adapted to the laws by which
that sovereignty is established. The jury is that portion of the nation to
which the execution of the laws is entrusted, as the Houses of Parliament
constitute that part of the nation which makes the laws; and in order that
society may be governed with consistency and uniformity, the list of citizens
qualified to serve on juries must increase and diminish with the list of
electors. This I hold to be the point of view most worthy of the attention of
the legislator, and all that remains is merely accessory.
I am so entirely convinced that the jury is pre-eminently a
political institution that I still consider it in this light when it is applied
in civil causes. Laws are always unstable unless they are founded upon the
manners of a nation; manners are the only durable and resisting power in a
people. When the jury is reserved for criminal offences, the people only
witnesses its occasional action in certain particular cases; the ordinary
course of life goes on without its interference, and it is considered as an
instrument, but not as the only instrument, of obtaining justice. This is true
a fortiori when the jury is only applied to certain criminal causes.
When, on the contrary, the influence of the jury is extended to
civil causes, its application is constantly palpable; it affects all the
interests of the community; everyone co-operates in its work: it thus
penetrates into all the usages of life, it fashions the human mind to its
peculiar forms, and is gradually associated with the idea of justice itself.
The institution of the jury, if confined to criminal causes, is
always in danger, but when once it is introduced into civil proceedings it
defies the aggressions of time and of man. If it had been as easy to remove the
jury from the manners as from the laws of England, it would have perished under
Henry VIII, and Elizabeth, and the civil jury did in reality, at that period,
save the liberties of the country. In whatever manner the jury be applied, it
cannot fail to exercise a powerful influence upon the national character; but
this influence is prodigiously increased when it is introduced into civil
causes. The jury, and more especially the jury in civil cases, serves to
communicate the spirit of the judges to the minds of all the citizens; and this
spirit, with the habits which attend it, is the soundest preparation for free
institutions. It imbues all classes with a respect for the thing judged, and
with the notion of right. If these two elements be removed, the love of
independence is reduced to a mere destructive passion. It teaches men to
practice equity, every man learns to judge his neighbor as he would himself be
judged; and this is especially true of the jury in civil causes, for, whilst
the number of persons who have reason to apprehend a criminal prosecution is
small, every one is liable to have a civil action brought against him. The jury
teaches every man not to recoil before the responsibility of his own actions,
and impresses him with that manly confidence without which political virtue
cannot exist. It invests each citizen with a kind of magistracy, it makes them
all feel the duties which they are bound to discharge towards society, and the
part which they take in the Government. By obliging men to turn their attention
to affairs which are not exclusively their own, it rubs off that individual
egotism which is the rust of society.
The jury contributes most powerfully to form the judgement and
to increase the natural intelligence of a people, and this is, in my opinion,
its greatest advantage. It may be regarded as a gratuitous public school ever
open, in which every juror learns to exercise his rights, enters into daily
communication with the most learned and enlightened members of the upper
classes, and becomes practically acquainted with the laws of his country, which
are brought within the reach of his capacity by the efforts of the bar, the
advice of the judge, and even by the passions of the parties. I think that the
practical intelligence and political good sense of the Americans are mainly
attributable to the long use which they have made of the jury in civil causes.
I do not know whether the jury is useful to those who are in litigation; but I
am certain it is highly beneficial to those who decide the litigation; and I
look upon it as one of the most efficacious means for the education of the
people which society can employ.
What I have hitherto said applies to all nations, but the
remark I am now about to make is peculiar to the Americans and to democratic
peoples. I have already observed that in democracies the members of the legal
profession and the magistrates constitute the only aristocratic body which can
check the irregularities of the people. This aristocracy is invested with no
physical power, but it exercises its conservative influence upon the minds of
men, and the most abundant source of its authority is the institution of the
civil jury. In criminal causes, when society is armed against a single
individual, the jury is apt to look upon the judge as the passive instrument of
social power, and to mistrust his advice. Moreover, criminal causes are
entirely founded upon the evidence of facts which common sense can readily
appreciate; upon this ground the judge and the jury are equal. Such, however,
is not the case in civil causes; then the judge appears as a disinterested
arbiter between the conflicting passions of the parties. The jurors look up to
him with confidence and listen to him with respect, for in this instance their
intelligence is completely under the control of his learning. It is the judge
who sums up the various arguments with which their memory has been wearied out,
and who guides them through the devious course of the proceedings; he points
their attention to the exact question of fact which they are called upon to
solve, and he puts the answer to the question of law into their mouths. His
influence upon their verdict is almost unlimited.
If I am called upon to explain why I am but little moved by the
arguments derived from the ignorance of jurors in civil causes, I reply, that
in these proceedings, whenever the question to be solved is not a mere question
of fact, the jury has only the semblance of a judicial body. The jury sanctions
the decision of the judge, they by the authority of society which they
represent, and he by that of reason and of law.h
In England and in America the judges exercise an influence upon
criminal trials which the French judges have never possessed. The reason of
this difference may easily be discovered; the English and American magistrates
establish their authority in civil causes, and only transfer it afterwards to
tribunals of another kind, where that authority was not acquired. In some cases
(and they are frequently the most important ones) the American judges have the
right of deciding causes alone.i Upon these
occasions they are accidentally placed in the position which the French judges
habitually occupy, but they are invested with far more power than the latter;
they are still surrounded by the reminiscence of the jury, and their judgment
has almost as much authority as the voice of the community at large,
represented by that institution. Their influence extends beyond the limits of
the courts; in the recreations of private life as well as in the turmoil of
public business, abroad and in the legislative assemblies, the American judge
is constantly surrounded by men who are accustomed to regard his intelligence
as superior to their own, and after having exercised his power in the decision
of causes, he continues to influence the habits of thought and the characters
of the individuals who took a part in his judgment.
The jury, then, which seems to restrict the rights of
magistracy, does in reality consolidate its power, and in no country are the
judges so powerful as there, where the people partakes their privileges. It is
more especially by means of the jury in civil causes that the American
magistrates imbue all classes of society with the spirit of their profession.
Thus the jury, which is the most energetic means of making the people rule, is
also the most efficacious means of teaching it to rule well.
b The investigation
of trial by jury as a judicial institution, and the appreciation of its effects
in the United States, together with the advantages the Americans have derived
from it, would suffice to form a book, and a book upon a very useful and
curious subject. The State of Louisiana would in particular afford the curious
phenomenon of a French and English legislation, as well as a French and English
population, which are gradually combining with each other. See the "Digeste des
Lois de la Louisiane," in two volumes; and the "Traite sur les Regles des
Actions civiles," printed in French and English at New Orleans in
1830.
c All the English and
American jurists are unanimous upon this head. Mr. Story, judge of the Supreme
Court of the United States, speaks, in his "Treatise on the Federal
Constitution," of the advantages of trial by jury in civil cases: - " The
inestimable privilege of a trial by jury in civil cases - a privilege scarcely
inferior to that in criminal cases, which is counted by all persons to be
essential to political and civil liberty. . . ." (Story, book iii., chap.
xxxviii.)
d If it were our
province to point out the utility of the jury as a judicial institution in this
place, much might be said, and the following arguments might be brought forward
amongst others: -
By introducing the jury into the business of
the courts you are enabled to diminish the number of judges, which is a very
great advantage. When judges are very numerous, death is perpetually thinning
the ranks of the judicial functionaries, and laying places vacant for
newcomers. The ambition of the magistrates is therefore continually excited,
and they are naturally made dependent upon the will of the majority, or the
individual who fills up the vacant appointments; the officers of the court then
rise like the officers of an army. This state of things is entirely contrary to
the sound administration of justice, and to the intentions of the legislator.
The office of a judge is made inalienable in order that he may remain
independent: but of what advantage is it that his independence should be
protected if he be tempted to sacrifice it of his own accord? When judges are
very numerous many of them must necessarily be incapable of performing their
important duties, for a great magistrate is a man of no common powers; and I am
inclined to believe that a half-enlightened tribunal is the worst of all
instruments for attaining those objects which it is the purpose of courts of
justice to accomplish. For my own part, I had rather submit the decision of a
case to ignorant jurors directed by a skilful judge than to judges a majority
of whom are imperfectly acquainted with jurisprudence and with the
laws.
e An important remark
must, however, be made. Trial by jury does unquestionably invest the people
with a general control over the actions of citizens, but it does not furnish
means of exercising this control in all cases, or with an absolute authority.
When an absolute monarch has the right of trying offences by his
representatives, the fate of the prisoner is, as it were, decided beforehand.
But even if the people were predisposed to convict, the composition and the
non-responsibility of the jury would still afford some chances favorable to the
protection of innocence.
f This may be true
to some extent of special juries, but not of common juries. The author seems
not to have been aware that the qualifications of jurors in England vary
exceedingly.
g See Appendix,
Q.
h See Appendix,
R.
i The Federal judges
decide upon their own authority almost all the questions most important to the
country.

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