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CHAPTER V Necessity Of Examining The Condition Of The
States Before That Of The Union At Large
It is proposed to examine in the following chapter what is the
form of government established in America on the principle of the sovereignty
of the people; what are its resources, its hindrances, its advantages, and its
dangers. The first difficulty which presents itself arises from the complex
nature of the constitution of the United States, which consists of two distinct
social structures, connected and, as it were, encased one within the other; two
governments, completely separate and almost independent, the one fulfilling the
ordinary duties and responding to the daily and indefinite calls of a
community, the other circumscribed within certain limits, and only exercising
an exceptional authority over the general interests of the country. In short,
there are twenty- four small sovereign nations, whose agglomeration constitutes
the body of the Union. To examine the Union before we have studied the States
would be to adopt a method filled with obstacles. The form of the Federal
Government of the United States was the last which was adopted; and it is in
fact nothing more than a modification or a summary of those republican
principles which were current in the whole community before it existed, and
independently of its existence. Moreover, the Federal Government is, as I have
just observed, the exception; the Government of the States is the rule. The
author who should attempt to exhibit the picture as a whole before he had
explained its details would necessarily fall into obscurity and repetition.
The great political principles which govern American society at
this day undoubtedly took their origin and their growth in the State. It is
therefore necessary to become acquainted with the State in order to possess a
clue to the remainder. The States which at present compose the American Union
all present the same features, as far as regards the external aspect of their
institutions. Their political or administrative existence is centred in three
focuses of action, which may not inaptly be compared to the different nervous
centres which convey motion to the human body. The township is the lowest in
order, then the county, and lastly the State; and I propose to devote the
following chapter to the examination of these three divisions.
The American System Of Townships And Municipal
Bodies
Why the Author begins the examination of the political
institutions with the township - Its existence in all nations - Difficulty of
establishing and preserving municipal independence - Its importance - Why the
Author has selected the township system of New England as the main topic of his
discussion.
It is not undesignedly that I begin this subject with the
Township. The village or township is the only association which is so perfectly
natural that wherever a number of men are collected it seems to constitute
itself.
The town, or tithing, as the smallest division of a community,
must necessarily exist in all nations, whatever their laws and customs may be:
if man makes monarchies and establishes republics, the first association of
mankind seems constituted by the hand of God. But although the existence of the
township is coeval with that of man, its liberties are not the less rarely
respected and easily destroyed. A nation is always able to establish great
political assemblies, because it habitually contains a certain number of
individuals fitted by their talents, if not by their habits, for the direction
of affairs. The township is, on the contrary, composed of coarser materials,
which are less easily fashioned by the legislator. The difficulties which
attend the consolidation of its independence rather augment than diminish with
the increasing enlightenment of the people. A highly civilized community spurns
the attempts of a local independence, is disgusted at its numerous blunders,
and is apt to despair of success before the experiment is completed. Again, no
immunities are so ill protected from the encroachments of the supreme power as
those of municipal bodies in general: they are unable to struggle, single-
handed, against a strong or an enterprising government, and they cannot defend
their cause with success unless it be identified with the customs of the nation
and supported by public opinion. Thus until the independence of townships is
amalgamated with the manners of a people it is easily destroyed, and it is only
after a long existence in the laws that it can be thus amalgamated. Municipal
freedom is not the fruit of human device; it is rarely created; but it is, as
it were, secretly and spontaneously engendered in the midst of a semi-barbarous
state of society. The constant action of the laws and the national habits,
peculiar circumstances, and above all time, may consolidate it; but there is
certainly no nation on the continent of Europe which has experienced its
advantages. Nevertheless local assemblies of citizens constitute the strength
of free nations. Town-meetings are to liberty what primary schools are to
science; they bring it within the people's reach, they teach men how to use and
how to enjoy it. A nation may establish a system of free government, but
without the spirit of municipal institutions it cannot have the spirit of
liberty. The transient passions and the interests of an hour, or the chance of
circumstances, may have created the external forms of independence; but the
despotic tendency which has been repelled will, sooner or later, inevitably
reappear on the surface.
In order to explain to the reader the general principles on
which the political organization of the counties and townships of the United
States rests, I have thought it expedient to choose one of the States of New
England as an example, to examine the mechanism of its constitution, and then
to cast a general glance over the country. The township and the county are not
organized in the same manner in every part of the Union; it is, however, easy
to perceive that the same principles have guided the formation of both of them
throughout the Union. I am inclined to believe that these principles have been
carried further in New England than elsewhere, and consequently that they offer
greater facilities to the observations of a stranger. The institutions of New
England form a complete and regular whole; they have received the sanction of
time, they have the support of the laws, and the still stronger support of the
manners of the community, over which they exercise the most prodigious
influence; they consequently deserve our attention on every account.
Limits Of The Township
The township of New England is a division which stands between
the commune and the canton of France, and which corresponds in general to the
English tithing, or town. Its average population is from two to three
thousand;a so that, on the one hand, the interests
of its inhabitants are not likely to conflict, and, on the other, men capable
of conducting its affairs are always to be found among its citizens.
Authorities Of The Township In New England
The people the source of all power here as elsewhere - Manages
its own affairs - No corporation - The greater part of the authority vested in
the hands of the Selectmen - How the Selectmen act - Town-meeting - Enumeration
of the public officers of the township - Obligatory and remunerated functions.
In the township, as well as everywhere else, the people is the
only source of power; but in no stage of government does the body of citizens
exercise a more immediate influence. In America the people is a master whose
exigencies demand obedience to the utmost limits of possibility.
In New England the majority acts by representatives in the
conduct of the public business of the State; but if such an arrangement be
necessary in general affairs, in the townships, where the legislative and
administrative action of the government is in more immediate contact with the
subject, the system of representation is not adopted. There is no corporation;
but the body of electors, after having designated its magistrates, directs them
in everything that exceeds the simple and ordinary executive business of the
State.b
This state of things is so contrary to our ideas, and so
different from our customs, that it is necessary for me to adduce some examples
to explain it thoroughly.
The public duties in the township are extremely numerous and
minutely divided, as we shall see further on; but the larger proportion of
administrative power is vested in the hands of a small number of individuals,
called "the Selectmen."c The general laws of the
State impose a certain number of obligations on the selectmen, which they may
fulfil without the authorization of the body they represent, but which they can
only neglect on their own responsibility. The law of the State obliges them,
for instance, to draw up the list of electors in their townships; and if they
omit this part of their functions, they are guilty of a misdemeanor. In all the
affairs, however, which are determined by the town-meeting, the selectmen are
the organs of the popular mandate, as in France the Maire executes the decree
of the municipal council. They usually act upon their own responsibility, and
merely put in practice principles which have been previously recognized by the
majority. But if any change is to be introduced in the existing state of
things, or if they wish to undertake any new enterprise, they are obliged to
refer to the source of their power. If, for instance, a school is to be
established, the selectmen convoke the whole body of the electors on a certain
day at an appointed place; they explain the urgency of the case; they give
their opinion on the means of satisfying it, on the probable expense, and the
site which seems to be most favorable. The meeting is consulted on these
several points; it adopts the principle, marks out the site, votes the rate,
and confides the execution of its resolution to the selectmen.
The selectmen have alone the right of calling a town-meeting,
but they may be requested to do so: if ten citizens are desirous of submitting
a new project to the assent of the township, they may demand a general
convocation of the inhabitants; the selectmen are obliged to comply, but they
have only the right of presiding at the meeting.d
The selectmen are elected every year in the month of April or
of May. The town-meeting chooses at the same time a number of other municipal
magistrates, who are entrusted with important administrative functions. The
assessors rate the township; the collectors receive the rate. A constable is
appointed to keep the peace, to watch the streets, and to forward the execution
of the laws; the town-clerk records all the town votes, orders, grants, births,
deaths, and marriages; the treasurer keeps the funds; the overseer of the poor
performs the difficult task of superintending the action of the poor-laws;
committee-men are appointed to attend to the schools and to public instruction;
and the road-surveyors, who take care of the greater and lesser thoroughfares
of the township, complete the list of the principal functionaries. They are,
however, still further subdivided; and amongst the municipal officers are to be
found parish commissioners, who audit the expenses of public worship; different
classes of inspectors, some of whom are to direct the citizens in case of fire;
tithing-men, listers, haywards, chimney-viewers, fence-viewers to maintain the
bounds of property, timber-measurers, and sealers of weights and measures.
e
There are nineteen principal officers in a township. Every
inhabitant is constrained, on the pain of being fined, to undertake these
different functions; which, however, are almost all paid, in order that the
poorer citizens may be able to give up their time without loss. In general the
American system is not to grant a fixed salary to its functionaries. Every
service has its price, and they are remunerated in proportion to what they have
done.
Existence Of The Township
Every one the best judge of his own interest - Corollary of the
principle of the sovereignty of the people - Application of those doctrines in
the townships of America - The township of New England is sovereign in all that
concerns itself alone: subject to the State in all other matters - Bond of the
township and the State - In France the Government lends its agent to the
Commune - In America the reverse occurs.
I have already observed that the principle of the sovereignty
of the people governs the whole political system of the Anglo- Americans. Every
page of this book will afford new instances of the same doctrine. In the
nations by which the sovereignty of the people is recognized every individual
possesses an equal share of power, and participates alike in the government of
the State. Every individual is, therefore, supposed to be as well informed, as
virtuous, and as strong as any of his fellow-citizens. He obeys the government,
not because he is inferior to the authorities which conduct it, or that he is
less capable than his neighbor of governing himself, but because he
acknowledges the utility of an association with his fellow-men, and because he
knows that no such association can exist without a regulating force. If he be a
subject in all that concerns the mutual relations of citizens, he is free and
responsible to God alone for all that concerns himself. Hence arises the maxim
that every one is the best and the sole judge of his own private interest, and
that society has no right to control a man's actions, unless they are
prejudicial to the common weal, or unless the common weal demands his
co-operation. This doctrine is universally admitted in the United States. I
shall hereafter examine the general influence which it exercises on the
ordinary actions of life; I am now speaking of the nature of municipal bodies.
The township, taken as a whole, and in relation to the
government of the country, may be looked upon as an individual to whom the
theory I have just alluded to is applied. Municipal independence is therefore a
natural consequence of the principle of the sovereignty of the people in the
United States: all the American republics recognize it more or less; but
circumstances have peculiarly favored its growth in New England.
In this part of the Union the impulsion of political activity
was given in the townships; and it may almost be said that each of them
originally formed an independent nation. When the Kings of England asserted
their supremacy, they were contented to assume the central power of the State.
The townships of New England remained as they were before; and although they
are now subject to the State, they were at first scarcely dependent upon it. It
is important to remember that they have not been invested with privileges, but
that they have, on the contrary, forfeited a portion of their independence to
the State. The townships are only subordinate to the State in those interests
which I shall term social, as they are common to all the citizens. They are
independent in all that concerns themselves; and amongst the inhabitants of New
England I believe that not a man is to be found who would acknowledge that the
State has any right to interfere in their local interests. The towns of New
England buy and sell, sue or are sued, augment or diminish their rates, without
the slightest opposition on the part of the administrative authority of the
State.
They are bound, however, to comply with the demands of the
community. If the State is in need of money, a town can neither give nor
withhold the supplies. If the State projects a road, the township cannot refuse
to let it cross its territory; if a police regulation is made by the State, it
must be enforced by the town. A uniform system of instruction is organized all
over the country, and every town is bound to establish the schools which the
law ordains. In speaking of the administration of the United States I shall
have occasion to point out the means by which the townships are compelled to
obey in these different cases: I here merely show the existence of the
obligation. Strict as this obligation is, the government of the State imposes
it in principle only, and in its performance the township resumes all its
independent rights. Thus, taxes are voted by the State, but they are levied and
collected by the township; the existence of a school is obligatory, but the
township builds, pays, and superintends it. In France the State- collector
receives the local imposts; in America the town-collector receives the taxes of
the State. Thus the French Government lends its agents to the commune; in
America the township is the agent of the Government. This fact alone shows the
extent of the differences which exist between the two nations.
Public Spirit Of The Townships Of New England
How the township of New England wins the affections of its
inhabitants -Difficulty of creating local public spirit in Europe - The rights
and duties of the American township favorable to it - Characteristics of home
in the United States - Manifestations of public spirit in New England - Its
happy effects.
In America, not only do municipal bodies exist, but they are
kept alive and supported by public spirit. The township of New England
possesses two advantages which infallibly secure the attentive interest of
mankind, namely, independence and authority. Its sphere is indeed small and
limited, but within that sphere its action is unrestrained; and its
independence gives to it a real importance which its extent and population may
not always ensure.
It is to be remembered that the affections of men generally lie
on the side of authority. Patriotism is not durable in a conquered nation. The
New Englander is attached to his township, not only because he was born in it,
but because it constitutes a social body of which he is a member, and whose
government claims and deserves the exercise of his sagacity. In Europe the
absence of local public spirit is a frequent subject of regret to those who are
in power; everyone agrees that there is no surer guarantee of order and
tranquility, and yet nothing is more difficult to create. If the municipal
bodies were made powerful and independent, the authorities of the nation might
be disunited and the peace of the country endangered. Yet, without power and
independence, a town may contain good subjects, but it can have no active
citizens. Another important fact is that the township of New England is so
constituted as to excite the warmest of human affections, without arousing the
ambitious passions of the heart of man. The officers of the country are not
elected, and their authority is very limited. Even the State is only a
second-rate community, whose tranquil and obscure administration offers no
inducement sufficient to draw men away from the circle of their interests into
the turmoil of public affairs. The federal government confers power and honor
on the men who conduct it; but these individuals can never be very numerous.
The high station of the Presidency can only be reached at an advanced period of
life, and the other federal functionaries are generally men who have been
favored by fortune, or distinguished in some other career. Such cannot be the
permanent aim of the ambitious. But the township serves as a centre for the
desire of public esteem, the want of exciting interests, and the taste for
authority and popularity, in the midst of the ordinary relations of life; and
the passions which commonly embroil society change their character when they
find a vent so near the domestic hearth and the family circle.
In the American States power has been disseminated with
admirable skill for the purpose of interesting the greatest possible number of
persons in the common weal. Independently of the electors who are from time to
time called into action, the body politic is divided into innumerable
functionaries and officers, who all, in their several spheres, represent the
same powerful whole in whose name they act. The local administration thus
affords an unfailing source of profit and interest to a vast number of
individuals.
The American system, which divides the local authority among so
many citizens, does not scruple to multiply the functions of the town officers.
For in the United States it is believed, and with truth, that patriotism is a
kind of devotion which is strengthened by ritual observance. In this manner the
activity of the township is continually perceptible; it is daily manifested in
the fulfilment of a duty or the exercise of a right, and a constant though
gentle motion is thus kept up in society which animates without disturbing it.
The American attaches himself to his home as the mountaineer
clings to his hills, because the characteristic features of his country are
there more distinctly marked than elsewhere. The existence of the townships of
New England is in general a happy one. Their government is suited to their
tastes, and chosen by themselves. In the midst of the profound peace and
general comfort which reign in America the commotions of municipal discord are
unfrequent. The conduct of local business is easy. The political education of
the people has long been complete; say rather that it was complete when the
people first set foot upon the soil. In New England no tradition exists of a
distinction of ranks; no portion of the community is tempted to oppress the
remainder; and the abuses which may injure isolated individuals are forgotten
in the general contentment which prevails. If the government is defective (and
it would no doubt be easy to point out its deficiencies), the fact that it
really emanates from those it governs, and that it acts, either ill or well,
casts the protecting spell of a parental pride over its faults. No term of
comparison disturbs the satisfaction of the citizen: England formerly governed
the mass of the colonies, but the people was always sovereign in the township
where its rule is not only an ancient but a primitive state.
The native of New England is attached to his township because
it is independent and free: his co-operation in its affairs ensures his
attachment to its interest; the well-being it affords him secures his
affection; and its welfare is the aim of his ambition and of his future
exertions: he takes a part in every occurrence in the place; he practises the
art of government in the small sphere within his reach; he accustoms himself to
those forms which can alone ensure the steady progress of liberty; he imbibes
their spirit; he acquires a taste for order, comprehends the union or the
balance of powers, and collects clear practical notions on the nature of his
duties and the extent of his rights.
The Counties Of New England
The division of the countries in America has considerable
analogy with that of the arrondissements of France. The limits of the counties
are arbitrarily laid down, and the various districts which they contain have no
necessary connection, no common tradition or natural sympathy; their object is
simply to facilitate the administration of justice.
The extent of the township was too small to contain a system of
judicial institutions; each county has, however, a court of justice,f a sheriff to execute its decrees, and a prison for
criminals. There are certain wants which are felt alike by all the townships of
a county; it is therefore natural that they should be satisfied by a central
authority. In the State of Massachusetts this authority is vested in the hands
of several magistrates, who are appointed by the Governor of the State, with
the adviceg of his council.h The officers of the county have only a limited and
occasional authority, which is applicable to certain predetermined cases. The
State and the townships possess all the power requisite to conduct public
business. The budget of the county is drawn up by its officers, and is voted by
the legislature, but there is no assembly which directly or indirectly
represents the county. It has, therefore, properly speaking, no political
existence.
A twofold tendency may be discerned in the American
constitutions, which impels the legislator to centralize the legislative and to
disperse the executive power. The township of New England has in itself an
indestructible element of independence; and this distinct existence could only
be fictitiously introduced into the county, where its utility has not been
felt. But all the townships united have but one representation, which is the
State, the centre of the national authority: beyond the action of the township
and that of the nation, nothing can be said to exist but the influence of
individual exertion.
Administration In New England
Administration not perceived in America - Why? - The Europeans
believe that liberty is promoted by depriving the social authority of some of
its rights; the Americans, by dividing its exercise - Almost all the
administration confined to the township, and divided amongst the town-officers
- No trace of an administrative body to be perceived, either in the township or
above it -The reason of this - How it happens that the administration of the
State is uniform - Who is empowered to enforce the obedience of the township
and the county to the law - The introduction of judicial power into the
administration - Consequence of the extension of the elective principle to all
functionaries - The Justice of the Peace in New England - By whom appointed -
County officer: ensures the administration of the townships - Court of Sessions
- Its action - Right of inspection and indictment disseminated like the other
administrative functions - Informers encouraged by the division of fines.
Nothing is more striking to an European traveller in the United
States than the absence of what we term the Government, or the Administration.
Written laws exist in America, and one sees that they are daily executed; but
although everything is in motion, the hand which gives the impulse to the
social machine can nowhere be discovered. Nevertheless, as all peoples are
obliged to have recourse to certain grammatical forms, which are the foundation
of human language, in order to express their thoughts; so all communities are
obliged to secure their existence by submitting to a certain dose of authority,
without which they fall a prey to anarchy. This authority may be distributed in
several ways, but it must always exist somewhere.
There are two methods of diminishing the force of authority in
a nation: The first is to weaken the supreme power in its very principle, by
forbidding or preventing society from acting in its own defence under certain
circumstances. To weaken authority in this manner is what is generally termed
in Europe to lay the foundations of freedom. The second manner of diminishing
the influence of authority does not consist in stripping society of any of its
rights, nor in paralyzing its efforts, but in distributing the exercise of its
privileges in various hands, and in multiplying functionaries, to each of whom
the degree of power necessary for him to perform his duty is entrusted. There
may be nations whom this distribution of social powers might lead to anarchy;
but in itself it is not anarchical. The action of authority is indeed thus
rendered less irresistible and less perilous, but it is not totally suppressed.
The revolution of the United States was the result of a mature
and dignified taste for freedom, and not of a vague or ill-defined craving for
independence. It contracted no alliance with the turbulent passions of anarchy;
but its course was marked, on the contrary, by an attachment to whatever was
lawful and orderly.
It was never assumed in the United States that the citizen of a
free country has a right to do whatever he pleases; on the contrary, social
obligations were there imposed upon him more various than anywhere else. No
idea was ever entertained of attacking the principles or of contesting the
rights of society; but the exercise of its authority was divided, to the end
that the office might be powerful and the officer insignificant, and that the
community should be at once regulated and free. In no country in the world does
the law hold so absolute a language as in America, and in no country is the
right of applying it vested in so many hands. The administrative power in the
United States presents nothing either central or hierarchical in its
constitution, which accounts for its passing, unperceived. The power exists,
but its representative is not to be perceived.
We have already seen that the independent townships of New
England protect their own private interests; and the municipal magistrates are
the persons to whom the execution of the laws of the State is most frequently
entrusted.i Besides the general laws, the State
sometimes passes general police regulations; but more commonly the townships
and town officers, conjointly with justices of the peace, regulate the minor
details of social life, according to the necessities of the different
localities, and promulgate such enactments as concern the health of the
community, and the peace as well as morality of the citizens.j Lastly, these municipal magistrates provide, of
their own accord and without any delegated powers, for those unforeseen
emergencies which frequently occur in society.k
It results from what we have said that in the State of
Massachusetts the administrative authority is almost entirely restricted to the
township,l but that it is distributed among a great
number of individuals. In the French commune there is properly but one official
functionary, namely, the Maire; and in New England we have seen that there are
nineteen. These nineteen functionaries do not in general depend upon one
another. The law carefully prescribes a circle of action to each of these
magistrates; and within that circle they have an entire right to perform their
functions independently of any other authority. Above the township scarcely any
trace of a series of official dignitaries is to be found. It sometimes happens
that the county officers alter a decision of the townships or town
magistrates,m but in general the authorities of the
county have no right to interfere with the authorities of the township,n except in such matters as concern the county.
The magistrates of the township, as well as those of the
county, are bound to communicate their acts to the central government in a very
small number of predetermined cases. *o But the central government is not
represented by an individual whose business it is to publish police regulations
and ordinances enforcing the execution of the laws; to keep up a regular
communication with the officers of the township and the county; to inspect
their conduct, to direct their actions, or to reprimand their faults. There is
no point which serves as a centre to the radii of the administration.
a In 1830 there were
305 townships in the State of Massachusetts, and 610,014 inhabitants, which
gives an average of about 2,000 inhabitants to each township.
b The same rules are
not applicable to the great towns, which generally have a mayor, and a
corporation divided into two bodies; this, however, is an exception which
requires the sanction of a law. - See the Act of February 22, 1822, for
appointing the authorities of the city of Boston. It frequently happens that
small towns as well as cities are subject to a peculiar administration. In
1832, 104 townships in the State of New York were governed in this manner. -
Williams' Register.
c Three selectmen are
appointed in the small townships, and nine in the large ones. See "The
Town-Officer," p. 186. See also the principal laws of the State of
Massachusetts relative to the selectmen:
Act of February 20, 1786,
vol. i. p. 219; February 24, 1796, vol. i. p. 488; March 7, 1801, vol. ii. p.
45; June 16, 1795, vol. i. p. 475; March 12, 1808, vol. ii. p. 186; February
28, 1787, vol. i. p. 302; June 22, 1797, vol. i. p. 539.
d See Laws of
Massachusetts, vol. i. p. 150, Act of March 25, 1786.
e All these
magistrates actually exist; their different functions are all detailed in a
book called "The Town-Officer," by Isaac Goodwin, Worcester, 1827; and in the
"Collection of the General Laws of Massachusetts," 3 vols., Boston,
1823.
f See the Act of
February 14, 1821, Laws of Massachusetts, vol. i. p. 551.
g See the Act of
February 20, 1819, Laws of Massachusetts, vol. ii. p. 494.
h The council of the
Governor is an elective body.
i See "The
Town-Officer," especially at the words Selectmen, Assessors, Collectors,
Schools, Surveyors of Highways. I take one example in a thousand: the State
prohibits travelling on the Sunday; the tything-men, who are town-officers, are
specially charged to keep watch and to execute the law. See the Laws of
Massachusetts, vol. i. p. 410.
The selectmen draw up the lists of
electors for the election of the Governor, and transmit the result of the
ballot to the Secretary of the State. See Act of February 24, 1796: Id., vol.
i. p. 488.
j Thus, for instance,
the selectmen authorize the construction of drains, point out the proper sites
for slaughter- houses and other trades which are a nuisance to the
neighborhood. See the Act of June 7, 1785: Id., vol. i. p. 193.
k The selectmen take
measures for the security of the public in case of contagious diseases,
conjointly with the justices of the peace. See Act of June 22, 1797, vol. i. p.
539.
l I say almost, for
there are various circumstances in the annals of a township which are regulated
by the justice of the peace in his individual capacity, or by the justices of
the peace assembled in the chief town of the county; thus licenses are granted
by the justices. See the Act of February 28, 1787, vol. i. p. 297.
m Thus licenses are
only granted to such persons as can produce a certificate of good conduct from
the selectmen. If the selectmen refuse to give the certificate, the party may
appeal to the justices assembled in the Court of Sessions, and they may grant
the license. See Act of March 12, 1808, vol. ii. p. 186.
The townships
have the right to make by-laws, and to enforce them by fines which are fixed by
law; but these by-laws must be approved by the Court of Sessions. See Act of
March 23, 1786, vol. i. p. 254.
n In Massachusetts
the county magistrates are frequently called upon to investigate the acts of
the town magistrates; but it will be shown further on that this investigation
is a consequence, not of their administrative, but of their judicial
power.
o The town committees
of schools are obliged to make an annual report to the Secretary of the State
on the condition of the school. See Act of March 10, 1827, vol. iii. p.
183.

What, then, is the uniform plan on which the government is
conducted, and how is the compliance of the counties and their magistrates or
the townships and their officers enforced? In the States of New England the
legislative authority embraces more subjects than it does in France; the
legislator penetrates to the very core of the administration; the law descends
to the most minute details; the same enactment prescribes the principle and the
method of its application, and thus imposes a multitude of strict and
rigorously defined obligations on the secondary functionaries of the State. The
consequence of this is that if all the secondary functionaries of the
administration conform to the law, society in all its branches proceeds with
the greatest uniformity: the difficulty remains of compelling the secondary
functionaries of the administration to conform to the law. It may be affirmed
that, in general, society has only two methods of enforcing the execution of
the laws at its disposal: a discretionary power may be entrusted to a superior
functionary of directing all the others, and of cashiering them in case of
disobedience; or the courts of justice may be authorized to inflict judicial
penalties on the offender: but these two methods are not always available.
The right of directing a civil officer presupposes that of
cashiering him if he does not obey orders, and of rewarding him by promotion if
he fulfils his duties with propriety. But an elected magistrate can neither be
cashiered nor promoted. All elective functions are inalienable until their term
is expired. In fact, the elected magistrate has nothing either to expect or to
fear from his constituents; and when all public offices are filled by ballot
there can be no series of official dignities, because the double right of
commanding and of enforcing obedience can never be vested in the same
individual, and because the power of issuing an order can never be joined to
that of inflicting a punishment or bestowing a reward.
The communities therefore in which the secondary functionaries
of the government are elected are perforce obliged to make great use of
judicial penalties as a means of administration. This is not evident at first
sight; for those in power are apt to look upon the institution of elective
functionaries as one concession, and the subjection of the elected magistrate
to the judges of the land as another. They are equally averse to both these
innovations; and as they are more pressingly solicited to grant the former than
the latter, they accede to the election of the magistrate, and leave him
independent of the judicial power. Nevertheless, the second of these measures
is the only thing that can possibly counterbalance the first; and it will be
found that an elective authority which is not subject to judicial power will,
sooner or later, either elude all control or be destroyed. The courts of
justice are the only possible medium between the central power and the
administrative bodies; they alone can compel the elected functionary to obey,
without violating the rights of the elector. The extension of judicial power in
the political world ought therefore to be in the exact ratio of the extension
of elective offices: if these two institutions do not go hand in hand, the
State must fall into anarchy or into subjection.
It has always been remarked that habits of legal business do
not render men apt to the exercise of administrative authority. The Americans
have borrowed from the English, their fathers, the idea of an institution which
is unknown upon the continent of Europe: I allude to that of the Justices of
the Peace. The Justice of the Peace is a sort of mezzo termine between the
magistrate and the man of the world, between the civil officer and the judge. A
justice of the peace is a well-informed citizen, though he is not necessarily
versed in the knowledge of the laws. His office simply obliges him to execute
the police regulations of society; a task in which good sense and integrity are
of more avail than legal science. The justice introduces into the
administration a certain taste for established forms and publicity, which
renders him a most unserviceable instrument of despotism; and, on the other
hand, he is not blinded by those superstitions which render legal officers
unfit members of a government. The Americans have adopted the system of the
English justices of the peace, but they have deprived it of that aristocratic
character which is discernible in the mother-country. The Governor of
Massachusettsp appoints a certain number of
justices of the peace in every county, whose functions last seven years.q
He further designates three individuals from amongst the whole body of justices
who form in each county what is called the Court of Sessions. The justices take
a personal share in public business; they are sometimes entrusted with
administrative functions in conjunction with elected officers,r they sometimes constitute a tribunal, before which
the magistrates summarily prosecute a refractory citizen, or the citizens
inform against the abuses of the magistrate. But it is in the Court of Sessions
that they exercise their most important functions. This court meets twice a
year in the county town; in Massachusetts it is empowered to enforce the
obedience of the greater numbers of public
officers.t It must be observed, that in the State
of Massachusetts the Court of Sessions is at the same time an administrative
body, properly so called, and a political tribunal. It has been asserted that
the county is a purely administrative division. The Court of Sessions presides
over that small number of affairs which, as they concern several townships, or
all the townships of the county in common, cannot be entrusted to any one of
them in particular.u In all that concerns county
business the duties of the Court of Sessions are purely administrative; and if
in its investigations it occasionally borrows the forms of judicial procedure,
it is only with a view to its own information,v or
as a guarantee to the community over which it presides. But when the
administration of the township is brought before it, it always acts as a
judicial body, and in some few cases as an official assembly.
The first difficulty is to procure the obedience of an
authority as entirely independent of the general laws of the State as the
township is. We have stated that assessors are annually named by the
town-meetings to levy the taxes. If a township attempts to evade the payment of
the taxes by neglecting to name its assessors, the Court of Sessions condemns
it to a heavy penalty.w The fine is levied on each
of the inhabitants; and the sheriff of the county, who is the officer of
justice, executes the mandate. Thus it is that in the United States the
authority of the Government is mysteriously concealed under the forms of a
judicial sentence; and its influence is at the same time fortified by that
irresistible power with which men have invested the formalities of law.
These proceedings are easy to follow and to understand. The
demands made upon a township are in general plain and accurately defined; they
consist in a simple fact without any complication, or in a principle without
its application in detail.x But the difficulty
increases when it is not the obedience of the township, but that of the town
officers which is to be enforced. All the reprehensible actions of which a
public functionary may be guilty are reducible to the following heads:
- He may execute the law without energy or zeal;
- He may neglect to execute the law;
- He may do what the law enjoins him not to do.
The last two violations of duty can alone come under the
cognizance of a tribunal; a positive and appreciable fact is the indispensable
foundation of an action at law. Thus, if the selectmen omit to fulfil the legal
formalities usual at town elections, they may be condemned to pay a fine;y but when the public officer performs his duty
without ability, and when he obeys the letter of the law without zeal or
energy, he is at least beyond the reach of judicial interference. The Court of
Sessions, even when it is invested with its official powers, is in this case
unable to compel him to a more satisfactory obedience. The fear of removal is
the only check to these quasi-offences; and as the Court of Sessions does not
originate the town authorities, it cannot remove functionaries whom it does not
appoint. Moreover, a perpetual investigation would be necessary to convict the
officer of negligence or lukewarmness; and the Court of Sessions sits but twice
a year and then only judges such offences as are brought before its notice. The
only security of that active and enlightened obedience which a court of justice
cannot impose upon public officers lies in the possibility of their arbitrary
removal. In France this security is sought for in powers exercised by the heads
of the administration; in America it is sought for in the principle of
election.
Thus, to recapitulate in a few words what I have been showing:
If a public officer in New England commits a crime in the exercise of his
functions, the ordinary courts of justice are always called upon to pass
sentence upon him. If he commits a fault in his official capacity, a purely
administrative tribunal is empowered to punish him; and, if the affair is
important or urgent, the judge supplies the omission of the functionary.z
Lastly, if the same individual is guilty of one of those intangible offences of
which human justice has no cognizance, he annually appears before a tribunal
from which there is no appeal, which can at once reduce him to insignificance
and deprive him of his charge. This system undoubtedly possesses great
advantages, but its execution is attended with a practical difficulty which it
is important to point out.
I have already observed that the administrative tribunal, which
is called the Court of Sessions, has no right of inspection over the town
officers. It can only interfere when the conduct of a magistrate is specially
brought under its notice; and this is the delicate part of the system. The
Americans of New England are unacquainted with the office of public prosecutor
in the Court of Sessions,aa and it may readily be
perceived that it could not have been established without difficulty. If an
accusing magistrate had merely been appointed in the chief town of each county,
and if he had been unassisted by agents in the townships, he would not have
been better acquainted with what was going on in the county than the members of
the Court of Sessions. But to appoint agents in each township would have been
to centre in his person the most formidable of powers, that of a judicial
administration. Moreover, laws are the children of habit, and nothing of the
kind exists in the legislation of England. The Americans have therefore divided
the offices of inspection and of prosecution, as well as all the other
functions of the administration. Grand jurors are bound by the law to apprise
the court to which they belong of all the misdemeanors which may have been
committed in their county.bb There are certain
great offences which are officially prosecuted by the States;cc but more frequently the task of punishing
delinquents devolves upon the fiscal officer, whose province it is to receive
the fine: thus the treasurer of the township is charged with the prosecution of
such administrative offences as fall under his notice. But a more special
appeal is made by American legislation to the private interest of the
citizen;dd and this great principle is constantly
to be met with in studying the laws of the United States. American legislators
are more apt to give men credit for intelligence than for honesty, and they
rely not a little on personal cupidity for the execution of the laws. When an
individual is really and sensibly injured by an administrative abuse, it is
natural that his personal interest should induce him to prosecute. But if a
legal formality be required, which, however advantageous to the community, is
of small importance to individuals, plaintiffs may be less easily found; and
thus, by a tacit agreement, the laws may fall into disuse. Reduced by their
system to this extremity, the Americans are obliged to encourage informers by
bestowing on them a portion of the penalty in certain cases,ee and to insure the execution of the laws by the
dangerous expedient of degrading the morals of the people. The only
administrative authority above the county magistrates is, properly speaking,
that of the Government.
General Remarks On The Administration Of The United States
Differences of the States of the Union in their system of administration
-Activity and perfection of the local authorities decrease towards the South
-Power of the magistrate increases; that of the elector diminishes
-Administration passes from the township to the county - States of New York,
Ohio, Pennsylvania - Principles of administration applicable to the whole Union
- Election of public officers, and inalienability of their functions -Absence
of gradation of ranks - Introduction of judicial resources into the
administration.
I have already premised that, after having examined the
constitution of the township and the county of New England in detail, I should
take a general view of the remainder of the Union. Townships and a local
activity exist in every State; but in no part of the confederation is a
township to be met with precisely similar to those of New England. The more we
descend towards the South, the less active does the business of the township or
parish become; the number of magistrates, of functions, and of rights
decreases; the population exercises a less immediate influence on affairs; town
meetings are less frequent, and the subjects of debate less numerous. The power
of the elected magistrate is augmented and that of the elector diminished,
whilst the public spirit of the local communities is less awakened and less
influential.ff These differences may be perceived
to a certain extent in the State of New York; they are very sensible in
Pennsylvania; but they become less striking as we advance to the northwest. The
majority of the emigrants who settle in the northwestern States are natives of
New England, and they carry the habits of their mother country with them into
that which they adopt. A township in Ohio is by no means dissimilar from a
township in Massachusetts.
We have seen that in Massachusetts the mainspring of public
administration lies in the township. It forms the common centre of the
interests and affections of the citizens. But this ceases to be the case as we
descend to States in which knowledge is less generally diffused, and where the
township consequently offers fewer guarantees of a wise and active
administration. As we leave New England, therefore, we find that the importance
of the town is gradually transferred to the county, which becomes the centre of
administration, and the intermediate power between the Government and the
citizen. In Massachusetts the business of the county is conducted by the Court
of Sessions, which is composed of a quorum named by the Governor and his
council; but the county has no representative assembly, and its expenditure is
voted by the national legislature. In the great State of New York, on the
contrary, and in those of Ohio and Pennsylvania, the inhabitants of each county
choose a certain number of representatives, who constitute the assembly of the
county.gg The county assembly has the right of
taxing the inhabitants to a certain extent; and in this respect it enjoys the
privileges of a real legislative body: at the same time it exercises an
executive power in the county, frequently directs the administration of the
townships, and restricts their authority within much narrower bounds than in
Massachusetts.
Such are the principal differences which the systems of county
and town administration present in the Federal States. Were it my intention to
examine the provisions of American law minutely, I should have to point out
still further differences in the executive details of the several communities.
But what I have already said may suffice to show the general principles on
which the administration of the United States rests. These principles are
differently applied; their consequences are more or less numerous in various
localities; but they are always substantially the same. The laws differ, and
their outward features change, but their character does not vary. If the
township and the county are not everywhere constituted in the same manner, it
is at least true that in the United States the county and the township are
always based upon the same principle, namely, that everyone is the best judge
of what concerns himself alone, and the most proper person to supply his
private wants. The township and the county are therefore bound to take care of
their special interests: the State governs, but it does not interfere with
their administration. Exceptions to this rule may be met with, but not a
contrary principle.
The first consequence of this doctrine has been to cause all
the magistrates to be chosen either by or at least from amongst the citizens.
As the officers are everywhere elected or appointed for a certain period, it
has been impossible to establish the rules of a dependent series of
authorities; there are almost as many independent functionaries as there are
functions, and the executive power is disseminated in a multitude of hands.
Hence arose the indispensable necessity of introducing the control of the
courts of justice over the administration, and the system of pecuniary
penalties, by which the secondary bodies and their representatives are
constrained to obey the laws. This system obtains from one end of the Union to
the other. The power of punishing the misconduct of public officers, or of
performing the part of the executive in urgent cases, has not, however, been
bestowed on the same judges in all the States. The Anglo-Americans derived the
institution of justices of the peace from a common source; but although it
exists in all the States, it is not always turned to the same use. The justices
of the peace everywhere participate in the administration of the townships and
the counties,hh either as public officers or as
the judges of public misdemeanors, but in most of the States the more important
classes of public offences come under the cognizance of the ordinary tribunals.
The election of public officers, or the inalienability of their
functions, the absence of a gradation of powers, and the introduction of a
judicial control over the secondary branches of the administration, are the
universal characteristics of the American system from Maine to the Floridas. In
some States (and that of New York has advanced most in this direction) traces
of a centralized administration begin to be discernible. In the State of New
York the officers of the central government exercise, in certain cases, a sort
of inspection or control over the secondary bodies.ii
At other times they constitute a court of appeal for the
decision of affairs.jj In the State of New York
judicial penalties are less used than in other parts as a means of
administration, and the right of prosecuting the offences of public officers is
vested in fewer hands.kk The same tendency is
faintly observable in some other States;ll but in
general the prominent feature of the administration in the United States is its
excessive local independence.
Of The State
I have described the townships and the administration; it now
remains for me to speak of the State and the Government. This is ground I may
pass over rapidly, without fear of being misunderstood; for all I have to say
is to be found in written forms of the various constitutions, which are easily
to be procured. These constitutions rest upon a simple and rational theory;
their forms have been adopted by all constitutional nations, and are become
familiar to us. In this place, therefore, it is only necessary for me to give a
short analysis; I shall endeavor afterwards to pass judgment upon what I now
describe.
p We shall hereafter
learn what a Governor is: I shall content myself with remarking in this place
that he represents the executive power of the whole State.
q See the
Constitution of Massachusetts, chap. II. sect. 1. Section 9; chap. III. Section
3.
r Thus, for example,
a stranger arrives in a township from a country where a contagious disease
prevails, and he falls ill. Two justices of the peace can, with the assent of
the selectmen, order the sheriff of the county to remove and take care of him.
- Act of June 22, 1797, vol. i. p. 540.
In general the justices
interfere in all the important acts of the administration, and give them a
semi-judicial character.
s I say the greater
number, because certain administrative misdemeanors are brought before ordinary
tribunals. If, for instance, a township refuses to make the necessary
expenditure for its schools or to name a school-committee, it is liable to a
heavy fine. But this penalty is pronounced by the Supreme Judicial Court or the
Court of Common Pleas. See Act of March 10, 1827, Laws of Massachusetts, vol.
iii. p. 190. Or when a township neglects to provide the necessary war-stores. -
Act of February 21, 1822: Id., vol. ii. p. 570.
t In their individual
capacity the justices of the peace take a part in the business of the counties
and townships.
u These affairs may
be brought under the following heads: - 1. The erection of prisons and courts
of justice. 2. The county budget, which is afterwards voted by the State. 3.
The distribution of the taxes so voted. 4. Grants of certain patents. 5. The
laying down and repairs of the country roads.
v Thus, when a road
is under consideration, almost all difficulties are disposed of by the aid of
the jury.
w See Act of February
20, 1786, Laws of Massachusetts, vol. i. p. 217.
x There is an
indirect method of enforcing the obedience of a township. Suppose that the
funds which the law demands for the maintenance of the roads have not been
voted, the town surveyor is then authorized, ex officio, to levy the supplies.
As he is personally responsible to private individuals for the state of the
roads, and indictable before the Court of Sessions, he is sure to employ the
extraordinary right which the law gives him against the township. Thus by
threatening the officer the Court of Sessions exacts compliance from the town.
See Act of March 5, 1787, Id., vol. i. p. 305.
y Laws of
Massachusetts, vol. ii. p. 45.
z If, for instance, a
township persists in refusing to name its assessors, the Court of Sessions
nominates them; and the magistrates thus appointed are invested with the same
authority as elected officers. See the Act quoted above, February 20,
1787.
aa I say the Court
of Sessions, because in common courts there is a magistrate who exercises some
of the functions of a public prosecutor.
bb The grand-jurors
are, for instance, bound to inform the court of the bad state of the roads. -
Laws of Massachusetts, vol. i. p. 308.
cc If, for instance,
the treasurer of the county holds back his accounts. - Laws of Massachusetts,
vol. i. p. 406.
dd Thus, if a
private individual breaks down or is wounded in consequence of the badness of a
road, he can sue the township or the county for damages at the sessions. - Laws
of Massachusetts, vol. i. p. 309.
ee In cases of
invasion or insurrection, if the town- officers neglect to furnish the
necessary stores and ammunition for the militia, the township may be condemned
to a fine of from $200 to $500. It may readily be imagined that in such a case
it might happen that no one cared to prosecute; hence the law adds that all the
citizens may indict offences of this kind, and that half of the fine shall
belong to the plaintiff. See Act of March 6, 1810, vol. ii. p. 236. The same
clause is frequently to be met with in the law of Massachusetts. Not only are
private individuals thus incited to prosecute the public officers, but the
public officers are encouraged in the same manner to bring the disobedience of
private individuals to justice. If a citizen refuses to perform the work which
has been assigned to him upon a road, the road surveyor may prosecute him, and
he receives half the penalty for himself. See the Laws above quoted, vol. i. p.
308.
ff For details see
the Revised Statutes of the State of New York, part i. chap. xi. vol. i. pp.
336-364, entitled, "Of the Powers, Duties, and Privileges of Towns."
See in the Digest of the Laws of Pennsylvania, the words Assessors, Collector,
Constables, Overseer of the Poor, Supervisors of Highways; and in the Acts of a
general nature of the State of Ohio, the Act of February 25, 1834, relating to
townships, p. 412; besides the peculiar dispositions relating to divers
town-officers, such as Township's Clerk, Trustees, Overseers of the Poor, Fence
Viewers, Appraisers of Property, Township's Treasurer, Constables, Supervisors
of Highways.
gg See the Revised
Statutes of the State of New York, part i. chap. xi. vol. i. p. 340. Id. chap.
xii. p. 366; also in the Acts of the State of Ohio, an act relating to county
commissioners, February 25, 1824, p. 263. See the Digest of the Laws of
Pennsylvania, at the words County-rates and Levies, p. 170.
In the
State of New York each township elects a representative, who has a share in the
administration of the county as well as in that of the township.
hh In some of the
Southern States the county courts are charged with all the details of the
administration. See the Statutes of the State of Tennessee, arts. Judiciary,
Taxes, etc.
ii For instance, the
direction of public instruction centres in the hands of the Government. The
legislature names the members of the University, who are denominated Regents;
the Governor and Lieutenant-Governor of the State are necessarily of the
number. - Revised Statutes, vol. i. p. 455. The Regents of the University
annually visit the colleges and academies, and make their report to the
legislature. Their superintendence is not inefficient, for several reasons: the
colleges in order to become corporations stand in need of a charter, which is
only granted on the recommendation of the Regents; every year funds are
distributed by the State for the encouragement of learning, and the Regents are
the distributors of this money. See chap. xv. Instruction," Revised Statutes,
vol. i. p. 455.
The school-commissioners are obliged to send an annual
report to the Superintendent of the Republic. - Id. p. 488.
A similar
report is annually made to the same person on the number and condition of the
poor. - Id. p. 631.
jj If any one
conceives himself to be wronged by the school-commissioners (who are
town-officers), he can appeal to the superintendent of the primary schools,
whose decision is final. - Revised Statutes, vol. i. p. 487.
Provisions
similar to those above cited are to be met with from time to time in the laws
of the State of New York; but in general these attempts at centralization are
weak and unproductive. The great authorities of the State have the right of
watching and controlling the subordinate agents, without that of rewarding or
punishing them. The same individual is never empowered to give an order and to
punish disobedience; he has therefore the right of commanding, without the
means of exacting compliance. In 1830 the Superintendent of Schools complained
in his Annual Report addressed to the legislature that several
school-commissioners had neglected, notwithstanding his application, to furnish
him with the accounts which were due. He added that if this omission continued
he should be obliged to prosecute them, as the law directs, before the proper
tribunals.
kk Thus the
district-attorney is directed to recover all fines below the sum of fifty
dollars, unless such a right has been specially awarded to another magistrate.
- Revised Statutes, vol. i. p. 383.
ll Several traces of
centralization may be discovered in Massachusetts; for instance, the committees
of the town-schools are directed to make an annual report to the Secretary of
State. See Laws of Massachusetts, vol. i. p. 367.
Legislative Power Of The State
Division of the Legislative Body into two Houses - Senate -
House of Representatives - Different functions of these two Bodies.
The legislative power of the State is vested in two assemblies,
the first of which generally bears the name of the Senate. The Senate is
commonly a legislative body; but it sometimes becomes an executive and judicial
one. It takes a part in the government in several ways, according to the
constitution of the different States; *m but it is in the nomination of public
functionaries that it most commonly assumes an executive power. It partakes of
judicial power in the trial of certain political offences, and sometimes also
in the decision of certain civil cases. *n The number of its members is always
small. The other branch of the legislature, which is usually called the House
of Representatives, has no share whatever in the administration, and only takes
a part in the judicial power inasmuch as it impeaches public functionaries
before the Senate. The members of the two Houses are nearly everywhere subject
to the same conditions of election. They are chosen in the same manner, and by
the same citizens. The only difference which exists between them is, that the
term for which the Senate is chosen is in general longer than that of the House
of Representatives. The latter seldom remain in office longer than a year; the
former usually sit two or three years. By granting to the senators the
privilege of being chosen for several years, and being renewed seriatim, the
law takes care to preserve in the legislative body a nucleus of men already
accustomed to public business, and capable of exercising a salutary influence
upon the junior members.
The Americans, plainly, did not desire, by this separation of
the legislative body into two branches, to make one house hereditary and the
other elective; one aristocratic and the other democratic. It was not their
object to create in the one a bulwark to power, whilst the other represented
the interests and passions of the people. The only advantages which result from
the present constitution of the United States are the division of the
legislative power and the consequent check upon political assemblies; with the
creation of a tribunal of appeal for the revision of the laws.
Time and experience, however, have convinced the Americans that
if these are its only advantages, the division of the legislative power is
still a principle of the greatest necessity. Pennsylvania was the only one of
the United States which at first attempted to establish a single House of
Assembly, and Franklin himself was so far carried away by the necessary
consequences of the principle of the sovereignty of the people as to have
concurred in the measure; but the Pennsylvanians were soon obliged to change
the law, and to create two Houses. Thus the principle of the division of the
legislative power was finally established, and its necessity may henceforward
be regarded as a demonstrated truth. This theory, which was nearly unknown to
the republics of antiquity - which was introduced into the world almost by
accident, like so many other great truths - and misunderstood by several modern
nations, is at length become an axiom in the political science of the present
age. [See Benjamin Franklin]
The Executive Power Of The State
Office of Governor in an American State - The place he occupies
in relation to the Legislature - His rights and his duties - His dependence on
the people.
The executive power of the State may with truth be said to be
represented by the Governor, although he enjoys but a portion of its rights.
The supreme magistrate, under the title of Governor, is the official moderator
and counsellor of the legislature. He is armed with a veto or suspensive power,
which allows him to stop, or at least to retard, its movements at pleasure. He
lays the wants of the country before the legislative body, and points out the
means which he thinks may be usefully employed in providing for them; he is the
natural executor of its decrees in all the undertakings which interest the
nation at large. *o In the absence of the legislature, the Governor is bound to
take all necessary steps to guard the State against violent shocks and
unforeseen dangers. The whole military power of the State is at the disposal of
the Governor. He is the commander of the militia, and head of the armed force.
When the authority, which is by general consent awarded to the laws, is
disregarded, the Governor puts himself at the head of the armed force of the
State, to quell resistance, and to restore order. Lastly, the Governor takes no
share in the administration of townships and counties, except it be indirectly
in the nomination of Justices of the Peace, which nomination he has not the
power to cancel. *p The Governor is an elected magistrate, and is generally
chosen for one or two years only; so that he always continues to be strictly
dependent upon the majority who returned him.
Political Effects Of The System Of Local Administration In
The United States
Necessary distinction between the general centralization of
Government and the centralization of the local administration - Local
administration not centralized in the United States: great general
centralization of the Government - Some bad consequences resulting to the
United States from the local administration - Administrative advantages
attending this order of things - The power which conducts the Government is
less regular, less enlightened, less learned, but much greater than in Europe -
Political advantages of this order of things - In the United States the
interests of the country are everywhere kept in view - Support given to the
Government by the community - Provincial institutions more necessary in
proportion as the social condition becomes more democratic - Reason of this.
Centralization is become a word of general and daily use,
without any precise meaning being attached to it. Nevertheless, there exist two
distinct kinds of centralization, which it is necessary to discriminate with
accuracy. Certain interests are common to all parts of a nation, such as the
enactment of its general laws and the maintenance of its foreign relations.
Other interests are peculiar to certain parts of the nation; such, for
instance, as the business of different townships. When the power which directs
the general interests is centred in one place, or vested in the same persons,
it constitutes a central government. In like manner the power of directing
partial or local interests, when brought together into one place, constitutes
what may be termed a central administration.
Upon some points these two kinds of centralization coalesce;
but by classifying the objects which fall more particularly within the province
of each of them, they may easily be distinguished. It is evident that a central
government acquires immense power when united to administrative centralization.
Thus combined, it accustoms men to set their own will habitually and completely
aside; to submit, not only for once, or upon one point, but in every respect,
and at all times. Not only, therefore, does this union of power subdue them
compulsorily, but it affects them in the ordinary habits of life, and
influences each individual, first separately and then collectively.
These two kinds of centralization mutually assist and attract
each other; but they must not be supposed to be inseparable. It is impossible
to imagine a more completely central government than that which existed in
France under Louis XIV.; when the same individual was the author and the
interpreter of the laws, and the representative of France at home and abroad,
he was justified in asserting that the State was identified with his person.
Nevertheless, the administration was much less centralized under Louis XIV.
than it is at the present day.
In England the centralization of the government is carried to
great perfection; the State has the compact vigor of a man, and by the sole act
of its will it puts immense engines in motion, and wields or collects the
efforts of its authority. Indeed, I cannot conceive that a nation can enjoy a
secure or prosperous existence without a powerful centralization of government.
But I am of opinion that a central administration enervates the nations in
which it exists by incessantly diminishing their public spirit. If such an
administration succeeds in condensing at a given moment, on a given point, all
the disposable resources of a people, it impairs at least the renewal of those
resources. It may ensure a victory in the hour of strife, but it gradually
relaxes the sinews of strength. It may contribute admirably to the transient
greatness of a man, but it cannot ensure the durable prosperity of a nation.
If we pay proper attention, we shall find that whenever it is
said that a State cannot act because it has no central point, it is the
centralization of the government in which it is deficient. It is frequently
asserted, and we are prepared to assent to the proposition, that the German
empire was never able to bring all its powers into action. But the reason was,
that the State was never able to enforce obedience to its general laws, because
the several members of that great body always claimed the right, or found the
means, of refusing their co-operation to the representatives of the common
authority, even in the affairs which concerned the mass of the people; in other
words, because there was no centralization of government. The same remark is
applicable to the Middle Ages; the cause of all the confusion of feudal society
was that the control, not only of local but of general interests, was divided
amongst a thousand hands, and broken up in a thousand different ways; the
absence of a central government prevented the nations of Europe from advancing
with energy in any straightforward course.
We have shown that in the United States no central
administration and no dependent series of public functionaries exist. Local
authority has been carried to lengths which no European nation could endure
without great inconvenience, and which has even produced some disadvantageous
consequences in America. But in the United States the centralization of the
Government is complete; and it would be easy to prove that the national power
is more compact than it has ever been in the old nations of Europe. Not only is
there but one legislative body in each State; not only does there exist but one
source of political authority; but district assemblies and county courts have
not in general been multiplied, lest they should be tempted to exceed their
administrative duties, and interfere with the Government. In America the
legislature of each State is supreme; nothing can impede its authority; neither
privileges, nor local immunities, nor personal influence, nor even the empire
of reason, since it represents that majority which claims to be the sole organ
of reason. Its own determination is, therefore, the only limit to this action.
In juxtaposition to it, and under its immediate control, is the representative
of the executive power, whose duty it is to constrain the refractory to submit
by superior force. The only symptom of weakness lies in certain details of the
action of the Government. The American republics have no standing armies to
intimidate a discontented minority; but as no minority has as yet been reduced
to declare open war, the necessity of an army has not been felt. *q The State
usually employs the officers of the township or the county to deal with the
citizens. Thus, for instance, in New England, the assessor fixes the rate of
taxes; the collector receives them; the town-treasurer transmits the amount to
the public treasury; and the disputes which may arise are brought before the
ordinary courts of justice. This method of collecting taxes is slow as well as
inconvenient, and it would prove a perpetual hindrance to a Government whose
pecuniary demands were large. It is desirable that, in whatever materially
affects its existence, the Government should be served by officers of its own,
appointed by itself, removable at pleasure, and accustomed to rapid methods of
proceeding. But it will always be easy for the central government, organized as
it is in America, to introduce new and more efficacious modes of action,
proportioned to its wants.
The absence of a central government will not, then, as has
often been asserted, prove the destruction of the republics of the New World;
far from supposing that the American governments are not sufficiently
centralized, I shall prove hereafter that they are too much so. The legislative
bodies daily encroach upon the authority of the Government, and their tendency,
like that of the French Convention, is to appropriate it entirely to
themselves. Under these circumstances the social power is constantly changing
hands, because it is subordinate to the power of the people, which is too apt
to forget the maxims of wisdom and of foresight in the consciousness of its
strength: hence arises its danger; and thus its vigor, and not its impotence,
will probably be the cause of its ultimate destruction.
The system of local administration produces several different
effects in America. The Americans seem to me to have outstepped the limits of
sound policy in isolating the administration of the Government; for order, even
in second-rate affairs, is a matter of national importance. *r As the State has
no administrative functionaries of its own, stationed on different points of
its territory, to whom it can give a common impulse, the consequence is that it
rarely attempts to issue any general police regulations. The want of these
regulations is severely felt, and is frequently observed by Europeans. The
appearance of disorder which prevails on the surface leads him at first to
imagine that society is in a state of anarchy; nor does he perceive his mistake
till he has gone deeper into the subject. Certain undertakings are of
importance to the whole State; but they cannot be put in execution, because
there is no national administration to direct them. Abandoned to the exertions
of the towns or counties, under the care of elected or temporary agents, they
lead to no result, or at least to no durable benefit.
The partisans of centralization in Europe are wont to maintain
that the Government directs the affairs of each locality better than the
citizens could do it for themselves; this may be true when the central power is
enlightened, and when the local districts are ignorant; when it is as alert as
they are slow; when it is accustomed to act, and they to obey. Indeed, it is
evident that this double tendency must augment with the increase of
centralization, and that the readiness of the one and the incapacity of the
others must become more and more prominent. But I deny that such is the case
when the people is as enlightened, as awake to its interests, and as accustomed
to reflect on them, as the Americans are. I am persuaded, on the contrary, that
in this case the collective strength of the citizens will always conduce more
efficaciously to the public welfare than the authority of the Government. It is
difficult to point out with certainty the means of arousing a sleeping
population, and of giving it passions and knowledge which it does not possess;
it is, I am well aware, an arduous task to persuade men to busy themselves
about their own affairs; and it would frequently be easier to interest them in
the punctilios of court etiquette than in the repairs of their common dwelling.
But whenever a central administration affects to supersede the persons most
interested, I am inclined to suppose that it is either misled or desirous to
mislead. However enlightened and however skilful a central power may be, it
cannot of itself embrace all the details of the existence of a great nation.
Such vigilance exceeds the powers of man. And when it attempts to create and
set in motion so many complicated springs, it must submit to a very imperfect
result, or consume itself in bootless efforts.
Centralization succeeds more easily, indeed, in subjecting the
external actions of men to a certain uniformity, which at least commands our
regard, independently of the objects to which it is applied, like those
devotees who worship the statue and forget the deity it represents.
Centralization imparts without difficulty an admirable regularity to the
routine of business; provides for the details of the social police with
sagacity; represses the smallest disorder and the most petty misdemeanors;
maintains society in a status quo alike secure from improvement and decline;
and perpetuates a drowsy precision in the conduct of affairs, which is hailed
by the heads of the administration as a sign of perfect order and public
tranquillity: *s in short, it excels more in prevention than in action. Its
force deserts it when society is to be disturbed or accelerated in its course;
and if once the co-operation of private citizens is necessary to the
furtherance of its measures, the secret of its impotence is disclosed. Even
whilst it invokes their assistance, it is on the condition that they shall act
exactly as much as the Government chooses, and exactly in the manner it
appoints. They are to take charge of the details, without aspiring to guide the
system; they are to work in a dark and subordinate sphere, and only to judge
the acts in which they have themselves cooperated by their results.: These,
however, are not conditions on which the alliance of the human will is to be
obtained; its carriage must be free and its actions responsible, or (such is
the constitution of man) the citizen had rather remain a passive spectator than
a dependent actor in schemes with which he is unacquainted.
It is undeniable that the want of those uniform regulations
which control the conduct of every inhabitant of France is not unfrequently
felt in the United States. Gross instances of social indifference and neglect
are to be met with, and from time to time disgraceful blemishes are seen in
complete contrast with the surrounding civilization. Useful undertakings which
cannot succeed without perpetual attention and rigorous exactitude are very
frequently abandoned in the end; for in America, as well as in other countries,
the people is subject to sudden impulses and momentary exertions. The European
who is accustomed to find a functionary always at hand to interfere with all he
undertakes has some difficulty in accustoming himself to the complex mechanism
of the administration of the townships. In general it may be affirmed that the
lesser details of the police, which render life easy and comfortable, are
neglected in America; but that the essential guarantees of man in society are
as strong there as elsewhere. In America the power which conducts the
Government is far less regular, less enlightened, and less learned, but an
hundredfold more authoritative than in Europe. In no country in the world do
the citizens make such exertions for the common weal; and I am acquainted with
no people which has established schools as numerous and as efficacious, places
of public worship better suited to the wants of the inhabitants, or roads kept
in better repair. Uniformity or permanence of design, the minute arrangement of
details, *t and the perfection of an ingenious administration, must not be
sought for in the United States; but it will be easy to find, on the other
hand, the symptoms of a power which, if it is somewhat barbarous, is at least
robust; and of an existence which is checkered with accidents indeed, but
cheered at the same time by animation and effort.
Granting for an instant that the villages and counties of the
United States would be more usefully governed by a remote authority which they
had never seen than by functionaries taken from the midst of them - admitting,
for the sake of argument, that the country would be more secure, and the
resources of society better employed, if the whole administration centred in a
single arm - still the political advantages which the Americans derive from
their system would induce me to prefer it to the contrary plan. It profits me
but little, after all, that a vigilant authority should protect the
tranquillity of my pleasures and constantly avert all dangers from my path,
without my care or my concern, if this same authority is the absolute mistress
of my liberty and of my life, and if it so monopolizes all the energy of
existence that when it languishes everything languishes around it, that when it
sleeps everything must sleep, that when it dies the State itself must perish.
In certain countries of Europe the natives consider themselves
as a kind of settlers, indifferent to the fate of the spot upon which they
live. The greatest changes are effected without their concurrence and (unless
chance may have apprised them of the event) without their knowledge; nay more,
the citizen is unconcerned as to the condition of his village, the police of
his street, the repairs of the church or of the parsonage; for he looks upon
all these things as unconnected with himself, and as the property of a powerful
stranger whom he calls the Government. He has only a life-interest in these
possessions, and he entertains no notions of ownership or of improvement. This
want of interest in his own affairs goes so far that, if his own safety or that
of his children is endangered, instead of trying to avert the peril, he will
fold his arms, and wait till the nation comes to his assistance. This same
individual, who has so completely sacrificed his own free will, has no natural
propensity to obedience; he cowers, it is true, before the pettiest officer;
but he braves the law with the spirit of a conquered foe as soon as its
superior force is removed: his oscillations between servitude and license are
perpetual. When a nation has arrived at this state it must either change its
customs and its laws or perish: the source of public virtue is dry, and, though
it may contain subjects, the race of citizens is extinct. Such communities are
a natural prey to foreign conquests, and if they do not disappear from the
scene of life, it is because they are surrounded by other nations similar or
inferior to themselves: it is because the instinctive feeling of their
country's claims still exists in their hearts; and because an involuntary pride
in the name it bears, or a vague reminiscence of its bygone fame, suffices to
give them the impulse of self- preservation.
Nor can the prodigious exertions made by tribes in the defence
of a country to which they did not belong be adduced in favor of such a system;
for it will be found that in these cases their main incitement was religion.
The permanence, the glory, or the prosperity of the nation were become parts of
their faith, and in defending the country they inhabited they defended that
Holy City of which they were all citizens. The Turkish tribes have never taken
an active share in the conduct of the affairs of society, but they accomplished
stupendous enterprises as long as the victories of the Sultan were the triumphs
of the Mohammedan faith. In the present age they are in rapid decay, because
their religion is departing, and despotism only remains. Montesquieu, who
attributed to absolute power an authority peculiar to itself, did it, as I
conceive, an undeserved honor; for despotism, taken by itself, can produce no
durable results. On close inspection we shall find that religion, and not fear,
has ever been the cause of the long-lived prosperity of an absolute government.
Whatever exertions may be made, no true power can be founded among men which
does not depend upon the free union of their inclinations; and patriotism and
religion are the only two motives in the world which can permanently direct the
whole of a body politic to one end.
Laws cannot succeed in rekindling the ardor of an extinguished
faith, but men may be interested in the fate of their country by the laws. By
this influence the vague impulse of patriotism, which never abandons the human
heart, may be directed and revived; and if it be connected with the thoughts,
the passions, and the daily habits of life, it may be consolidated into a
durable and rational sentiment.
Let it not be said that the time for the experiment is already
past; for the old age of nations is not like the old age of men, and every
fresh generation is a new people ready for the care of the legislator.
It is not the administrative but the political effects of the
local system that I most admire in America. In the United States the interests
of the country are everywhere kept in view; they are an object of solicitude to
the people of the whole Union, and every citizen is as warmly attached to them
as if they were his own. He takes pride in the glory of his nation; he boasts
of its success, to which he conceives himself to have contributed, and he
rejoices in the general prosperity by which he profits. The feeling he
entertains towards the State is analogous to that which unites him to his
family, and it is by a kind of egotism that he interests himself in the welfare
of his country.
The European generally submits to a public officer because he
represents a superior force; but to an American he represents a right. In
America it may be said that no one renders obedience to man, but to justice and
to law. If the opinion which the citizen entertains of himself is exaggerated,
it is at least salutary; he unhesitatingly confides in his own powers, which
appear to him to be all-sufficient. When a private individual meditates an
undertaking, however directly connected it may be with the welfare of society,
he never thinks of soliciting the co-operation of the Government, but he
publishes his plan, offers to execute it himself, courts the assistance of
other individuals, and struggles manfully against all obstacles. Undoubtedly he
is often less successful than the State might have been in his position; but in
the end the sum of these private undertakings far exceeds all that the
Government could have done.
As the administrative authority is within the reach of the
citizens, whom it in some degree represents, it excites neither their jealousy
nor their hatred; as its resources are limited, every one feels that he must
not rely solely on its assistance. Thus, when the administration thinks fit to
interfere, it is not abandoned to itself as in Europe; the duties of the
private citizens are not supposed to have lapsed because the State assists in
their fulfilment, but every one is ready, on the contrary, to guide and to
support it. This action of individual exertions, joined to that of the public
authorities, frequently performs what the most energetic central administration
would be unable to execute. It would be easy to adduce several facts in proof
of what I advance, but I had rather give only one, with which I am more
thoroughly acquainted. *u In America the means which the authorities have at
their disposal for the discovery of crimes and the arrest of criminals are few.
The State police does not exist, and passports are unknown. The criminal police
of the United States cannot be compared to that of France; the magistrates and
public prosecutors are not numerous, and the examinations of prisoners are
rapid and oral. Nevertheless in no country does crime more rarely elude
punishment. The reason is, that every one conceives himself to be interested in
furnishing evidence of the act committed, and in stopping the delinquent.
During my stay in the United States I witnessed the spontaneous formation of
committees for the pursuit and prosecution of a man who had committed a great
crime in a certain county. In Europe a criminal is an unhappy being who is
struggling for his life against the ministers of justice, whilst the population
is merely a spectator of the conflict; in America he is looked upon as an enemy
of the human race, and the whole of mankind is against him.
I believe that provincial institutions are useful to all
nations, but nowhere do they appear to me to be more indispensable than amongst
a democratic people. In an aristocracy order can always be maintained in the
midst of liberty, and as the rulers have a great deal to lose order is to them
a first-rate consideration. In like manner an aristocracy protects the people
from the excesses of despotism, because it always possesses an organized power
ready to resist a despot. But a democracy without provincial institutions has
no security against these evils. How can a populace, unaccustomed to freedom in
small concerns, learn to use it temperately in great affairs? What resistance
can be offered to tyranny in a country where every private individual is
impotent, and where the citizens are united by no common tie? Those who dread
the license of the mob, and those who fear the rule of absolute power, ought
alike to desire the progressive growth of provincial liberties.
On the other hand, I am convinced that democratic nations are
most exposed to fall beneath the yoke of a central administration, for several
reasons, amongst which is the following. The constant tendency of these nations
is to concentrate all the strength of the Government in the hands of the only
power which directly represents the people, because beyond the people nothing
is to be perceived but a mass of equal individuals confounded together. But
when the same power is already in possession of all the attributes of the
Government, it can scarcely refrain from penetrating into the details of the
administration, and an opportunity of doing so is sure to present itself in the
end, as was the case in France. In the French Revolution there were two
impulses in opposite directions, which must never be confounded - the one was
favorable to liberty, the other to despotism. Under the ancient monarchy the
King was the sole author of the laws, and below the power of the sovereign
certain vestiges of provincial institutions, half destroyed, were still
distinguishable. These provincial institutions were incoherent, ill compacted,
and frequently absurd; in the hands of the aristocracy they had sometimes been
converted into instruments of oppression. The Revolution declared itself the
enemy of royalty and of provincial institutions at the same time; it confounded
all that had preceded it -despotic power and the checks to its abuses - in
indiscriminate hatred, and its tendency was at once to overthrow and to
centralize. This double character of the French Revolution is a fact which has
been adroitly handled by the friends of absolute power. Can they be accused of
laboring in the cause of despotism when they are defending that central
administration which was one of the great innovations of the Revolution? *v In
this manner popularity may be conciliated with hostility to the rights of the
people, and the secret slave of tyranny may be the professed admirer of
freedom.
I have visited the two nations in which the system of
provincial liberty has been most perfectly established, and I have listened to
the opinions of different parties in those countries. In America I met with men
who secretly aspired to destroy the democratic institutions of the Union; in
England I found others who attacked the aristocracy openly, but I know of no
one who does not regard provincial independence as a great benefit. In both
countries I have heard a thousand different causes assigned for the evils of
the State, but the local system was never mentioned amongst them. I have heard
citizens attribute the power and prosperity of their country to a multitude of
reasons, but they all placed the advantages of local institutions in the
foremost rank. Am I to suppose that when men who are naturally so divided on
religious opinions and on political theories agree on one point (and that one
of which they have daily experience), they are all in error? The only nations
which deny the utility of provincial liberties are those which have fewest of
them; in other words, those who are unacquainted with the institution are the
only persons who pass a censure upon it.
mm In Massachusetts
the Senate is not invested with any administrative functions.
nn As in the State
of New York.
oo Practically
speaking, it is not always the Governor who executes the plans of the
Legislature; it often happens that the latter, in voting a measure, names
special agents to superintend the execution of it.
pp In some of the
States the justices of the peace are not elected by the Governor.
qq The Civil War
of 1860-65 cruelly belied this statement, and in the course of the struggle the
North alone called two millions and a half of men to arms; but to the honor of
the United States it must be added that, with the cessation of the contest,
this army disappeared as rapidly as it had been raised. - Translator's
Note.
rr The authority
which represents the State ought not, I think, to waive the right of inspecting
the local administration, even when it does not interfere more actively.
Suppose, for instance, that an agent of the Government was stationed at some
appointed spot in the country, to prosecute the misdemeanors of the town and
county officers, would not a more uniform order be the result, without in any
way compromising the independence of the township? Nothing of the kind,
however, exists in America: there is nothing above the county-courts, which
have, as it were, only an incidental cognizance of the offences they are meant
to repress.
ss China appears to
me to present the most perfect instance of that species of well-being which a
completely central administration may furnish to the nations among which it
exists. Travellers assure us that the Chinese have peace without happiness,
industry without improvement, stability without strength, and public order
without public morality. The condition of society is always tolerable, never
excellent. I am convinced that, when China is opened to European observation,
it will be found to contain the most perfect model of a central administration
which exists in the universe.
tt A writer of
talent, who, in the comparison which he has drawn between the finances of
France and those of the United States, has proved that ingenuity cannot always
supply the place of a knowledge of facts, very justly reproaches the Americans
for the sort of confusion which exists in the accounts of the expenditure in
the townships; and after giving the model of a departmental budget in France,
he adds: - "We are indebted to centralization, that admirable invention of a
great man, for the uniform order and method which prevail alike in all the
municipal budgets, from the largest town to the humblest commune." Whatever may
be my admiration of this result, when I see the communes of France, with their
excellent system of accounts, plunged into the grossest ignorance of their true
interests, and abandoned to so incorrigible an apathy that they seem to
vegetate rather than to live; when, on the other hand, I observe the activity,
the information, and the spirit of enterprise which keep society in perpetual
labor, in those American townships whose budgets are drawn up with small method
and with still less uniformity, I am struck by the spectacle; for to my mind
the end of a good government is to ensure the welfare of a people, and not to
establish order and regularity in the midst of its misery and its distress. I
am therefore led to suppose that the prosperity of the American townships and
the apparent confusion of their accounts, the distress of the French communes
and the perfection of their budget, may be attributable to the same cause. At
any rate I am suspicious of a benefit which is united to so many evils, and I
am not averse to an evil which is compensated by so many benefits.
uu See Appendix,
I.
vv See Appendix
K.

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