 |
 |
CHAPTER VIII The Federal Constitution
I have hitherto considered each State as a separate whole, and
I have explained the different springs which the people sets in motion, and the
different means of action which it employs. But all the States which I have
considered as independent are forced to submit, in certain cases, to the
supreme authority of the Union. The time is now come for me to examine
separately the supremacy with which the Union has been invested, and to cast a
rapid glance over the Federal Constitution.
Chapter Summary
Origin of the first Union - Its weakness - Congress appeals to
the constituent authority - Interval of two years between this appeal and the
promulgation of the new Constitution.
History Of The Federal Constitution
The thirteen colonies which simultaneously threw off the yoke of
England towards the end of the last century professed, as I have already
observed, the same religion, the same language, the same customs, and almost
the same laws; they were struggling against a common enemy; and these reasons
were sufficiently strong to unite them one to another, and to consolidate them
into one nation. But as each of them had enjoyed a separate existence and a
government within its own control, the peculiar interests and customs which
resulted from this system were opposed to a compact and intimate union which
would have absorbed the individual importance of each in the general importance
of all. Hence arose two opposite tendencies, the one prompting the
Anglo-Americans to unite, the other to divide their strength. As long as the
war with the mother-country lasted the principle of union was kept alive by
necessity; and although the laws which constituted it were defective, the
common tie subsisted in spite of their imperfections.a But no sooner was peace concluded than the faults of
the legislation became manifest, and the State seemed to be suddenly dissolved.
Each colony became an independent republic, and assumed an absolute
sovereignty. The federal government, condemned to impotence by its
constitution, and no longer sustained by the presence of a common danger,
witnessed the outrages offered to its flag by the great nations of Europe,
whilst it was scarcely able to maintain its ground against the Indian tribes,
and to pay the interest of the debt which had been contracted during the war of
independence. It was already on the verge of destruction, when it officially
proclaimed its inability to conduct the government, and appealed to the
constituent authority of the nation.b If America
ever approached (for however brief a time) that lofty pinnacle of glory to
which the fancy of its inhabitants is wont to point, it was at the solemn
moment at which the power of the nation abdicated, as it were, the empire of
the land. All ages have furnished the spectacle of a people struggling with
energy to win its independence; and the efforts of the Americans in throwing
off the English yoke have been considerably exaggerated. Separated from their
enemies by three thousand miles of ocean, and backed by a powerful ally, the
success of the United States may be more justly attributed to their
geographical position than to the valor of their armies or the patriotism of
their citizens. It would be ridiculous to compare the American was to the wars
of the French Revolution, or the efforts of the Americans to those of the
French when they were attacked by the whole of Europe, without credit and
without allies, yet capable of opposing a twentieth part of their population to
the world, and of bearing the torch of revolution beyond their frontiers whilst
they stifled its devouring flame within the bosom of their country. But it is a
novelty in the history of society to see a great people turn a calm and
scrutinizing eye upon itself, when apprised by the legislature that the wheels
of government are stopped; to see it carefully examine the extent of the evil,
and patiently wait for two whole years until a remedy was discovered, which it
voluntarily adopted without having wrung a tear or a drop of blood from
mankind. At the time when the inadequacy of the first constitution was
discovered America possessed the double advantage of that calm which had
succeeded the effervescence of the revolution, and of those great men who had
led the revolution to a successful issue. The assembly which accepted the task
of composing the second constitution was small;c
but George Washington was its President, and it contained the choicest talents
and the noblest hearts which had ever appeared in the New World. This national
commission, after long and mature deliberation, offered to the acceptance of
the people the body of general laws which still rules the Union. All the States
adopted it successively.d The new Federal
Government commenced its functions in 1789, after an interregnum of two years.
The Revolution of America terminated when that of France began.
Summary Of The Federal Constitution
Division of authority between the Federal Government and the
States - The Government of the States is the rule, the Federal Government the
exception.
The first question which awaited the Americans was intricate,
and by no means easy of solution: the object was so to divide the authority of
the different States which composed the Union that each of them should continue
to govern itself in all that concerned its internal prosperity, whilst the
entire nation, represented by the Union, should continue to form a compact
body, and to provide for the general exigencies of the people. It was as
impossible to determine beforehand, with any degree of accuracy, the share of
authority which each of two governments was to enjoy, as to foresee all the
incidents in the existence of a nation.
The obligations and the claims of the Federal Government were
simple and easily definable, because the Union had been formed with the express
purpose of meeting the general exigencies of the people; but the claims and
obligations of the States were, on the other hand, complicated and various,
because those Governments had penetrated into all the details of social life.
The attributes of the Federal Government were therefore carefully enumerated
and all that was not included amongst them was declared to constitute a part of
the privileges of the several Governments of the States. Thus the government of
the States remained the rule, and that of the Confederation became the
exception.e
But as it was foreseen that, in practice, questions might arise
as to the exact limits of this exceptional authority, and that it would be
dangerous to submit these questions to the decision of the ordinary courts of
justice, established in the States by the States themselves, a high Federal
court was created,f which was destined, amongst
other functions, to maintain the balance of power which had been established by
the Constitution between the two rival Governments.g
Prerogative Of The Federal Government
Power of declaring war, making peace, and levying general taxes
vested in the Federal Government - What part of the internal policy of the
country it may direct - The Government of the Union in some respects more
central than the King's Government in the old French monarchy.
The external relations of a people may be compared to those of
private individuals, and they cannot be advantageously maintained without the
agency of a single head of a Government. The exclusive right of making peace
and war, of concluding treaties of commerce, of raising armies, and equipping
fleets, was granted to the Union.h The necessity of
a national Government was less imperiously felt in the conduct of the internal
policy of society; but there are certain general interests which can only be
attended to with advantage by a general authority. The Union was invested with
the power of controlling the monetary system, of directing the post office, and
of opening the great roads which were to establish a communication between the
different parts of the country.i The independence
of the Government of each State was formally recognized in its sphere;
nevertheless, the Federal Government was authorized to interfere in the
internal affairs of the Statesj in a few
predetermined cases, in which an indiscreet abuse of their independence might
compromise the security of the Union at large. Thus, whilst the power of
modifying and changing their legislation at pleasure was preserved in all the
republics, they were forbidden to enact ex post facto laws, or to create a
class of nobles in their community.k Lastly, as it
was necessary that the Federal Government should be able to fulfil its
engagements, it was endowed with an unlimited power of levying taxes.l
In examining the balance of power as established by the Federal
Constitution; in remarking on the one hand the portion of sovereignty which has
been reserved to the several States, and on the other the share of power which
the Union has assumed, it is evident that the Federal legislators entertained
the clearest and most accurate notions on the nature of the centralization of
government. The United States form not only a republic, but a confederation;
nevertheless the authority of the nation is more central than it was in several
of the monarchies of Europe when the American Constitution was formed. Take,
for instance, the two following examples.
Thirteen supreme courts of justice existed in France, which,
generally speaking, had the right of interpreting the law without appeal; and
those provinces which were styled pays d'etats were authorized to refuse their
assent to an impost which had been levied by the sovereign who represented the
nation. In the Union there is but one tribunal to interpret, as there is one
legislature to make the laws; and an impost voted by the representatives of the
nation is binding upon all the citizens. In these two essential points,
therefore, the Union exercises more central authority than the French monarchy
possessed, although the Union is only an assemblage of confederate republics.
In Spain certain provinces had the right of establishing a
system of custom-house duties peculiar to themselves, although that privilege
belongs, by its very nature, to the national sovereignty. In America the
Congress alone has the right of regulating the commercial relations of the
States. The government of the Confederation is therefore more centralized in
this respect than the kingdom of Spain. It is true that the power of the Crown
in France or in Spain was always able to obtain by force whatever the
Constitution of the country denied, and that the ultimate result was
consequently the same; but I am here discussing the theory of the
Constitution.
Federal Powers
After having settled the limits within which the Federal
Government was to act, the next point was to determine the powers which it was
to exert.
Legislative Powersm
Division of the Legislative Body into two branches - Difference
in the manner of forming the two Houses - The principle of the independence of
the States predominates in the formation of the Senate - The principle of the
sovereignty of the nation in the composition of the House of Representatives -
Singular effects of the fact that a Constitution can only be logical in the
early stages of a nation.
The plan which had been laid down beforehand for the
Constitutions of the several States was followed, in many points, in the
organization of the powers of the Union. The Federal legislature of the Union
was composed of a Senate and a House of Representatives. A spirit of
conciliation prescribed the observance of distinct principles in the formation
of these two assemblies. I have already shown that two contrary interests were
opposed to each other in the establishment of the Federal Constitution. These
two interests had given rise to two opinions. It was the wish of one party to
convert the Union into a league of independent States, or a sort of congress,
at which the representatives of the several peoples would meet to discuss
certain points of their common interests. The other party desired to unite the
inhabitants of the American colonies into one sole nation, and to establish a
Government which should act as the sole representative of the nation, as far as
the limited sphere of its authority would permit. The practical consequences of
these two theories were exceedingly different.
The question was, whether a league was to be established
instead of a national Government; whether the majority of the State, instead of
the majority of the inhabitants of the Union, was to give the law: for every
State, the small as well as the great, would then remain in the full enjoyment
of its independence, and enter the Union upon a footing of perfect equality.
If, however, the inhabitants of the United States were to be considered as
belonging to one and the same nation, it would be just that the majority of the
citizens of the Union should prescribe the law. Of course the lesser States
could not subscribe to the application of this doctrine without, in fact,
abdicating their existence in relation to the sovereignty of the Confederation;
since they would have passed from the condition of a co-equal and
co-legislative authority to that of an insignificant fraction of a great
people. But if the former system would have invested them with an excessive
authority, the latter would have annulled their influence altogether. Under
these circumstances the result was, that the strict rules of logic were evaded,
as is usually the case when interests are opposed to arguments. A middle course
was hit upon by the legislators, which brought together by force two systems
theoretically irreconcilable.
The principle of the independence of the States prevailed in
the formation of the Senate, and that of the sovereignty of the nation
predominated in the composition of the House of Representatives. It was decided
that each State should send two senators to Congress, and a number of
representatives proportioned to its population.n It
results from this arrangement that the State of New York has at the present day
forty representatives and only two senators; the State of Delaware has two
senators and only one representative; the State of Delaware is therefore equal
to the State of New York in the Senate, whilst the latter has forty times the
influence of the former in the House of Representatives. Thus, if the minority
of the nation preponderates in the Senate,. it may paralyze the decisions of
the majority represented in the other House, which is contrary to the spirit of
constitutional government.
These facts show how rare and how difficult it is rationally
and logically to combine all the several parts of legislation. In the course of
time different interests arise, and different principles are sanctioned by the
same people; and when a general constitution is to be established, these
interests and principles are so many natural obstacles to the rigorous
application of any political system, with all its consequences. The early
stages of national existence are the only periods at which it is possible to
maintain the complete logic of legislation; and when we perceive a nation in
the enjoyment of this advantage, before we hasten to conclude that it is wise,
we should do well to remember that it is young. When the Federal Constitution
was formed, the interests of independence for the separate States, and the
interest of union for the whole people, were the only two conflicting interests
which existed amongst the Anglo-Americans, and a compromise was necessarily
made between them.
It is, however, just to acknowledge that this part of the
Constitution has not hitherto produced those evils which might have been
feared. All the States are young and contiguous; their customs, their ideas,
and their exigencies are not dissimilar; and the differences which result from
their size or inferiority do not suffice to set their interests at variance.
The small States have consequently never been induced to league themselves
together in the Senate to oppose the designs of the larger ones; and indeed
there is so irresistible an authority in the legitimate expression of the will
of a people that the Senate could offer but a feeble opposition to the vote of
the majority of the House of Representatives.
It must not be forgotten, on the other hand, that it was not in
the power of the American legislators to reduce to a single nation the people
for whom they were making laws. The object of the Federal Constitution was not
to destroy the independence of the States, but to restrain it. By acknowledging
the real authority of these secondary communities (and it was impossible to
deprive them of it), they disavowed beforehand the habitual use of constraint
in enforcing g the decisions of the majority. Upon this principle the
introduction of the influence of the States into the mechanism of the Federal
Government was by no means to be wondered at, since it only attested the
existence of an acknowledged power, which was to be humored and not forcibly
checked.
A Further Difference Between The Senate And The House Of
Representatives
The Senate named by the provincial legislators, the
Representatives by the people - Double election of the former; single election
of the latter - Term of the different offices - Peculiar functions of each
House.
The Senate not only differs from the other House in the
principle which it represents, but also in the mode of its election, in the
term for which it is chosen, and in the nature of its functions. The House of
Representatives is named by the people, the Senate by the legislators of each
State; the former is directly elected, the latter is elected by an elected
body; the term for which the representatives are chosen is only two years, that
of the senators is six. The functions of the House of Representatives are
purely legislative, and the only share it takes in the judicial power is in the
impeachment of public officers. The Senate co-operates in the work of
legislation, and tries those political offences which the House of
Representatives submits to its decision. It also acts as the great executive
council of the nation; the treaties which are concluded by the President must
be ratified by the Senate, and the appointments he may make must be definitely
approved by the same body.o
Dependence of the President - He is elective and responsible -
He is free to act in his own sphere under the inspection, but not under the
direction, of the Senate - His salary fixed at his entry into office -
Suspensive veto.
The American legislators undertook a difficult task in
attempting to create an executive power dependent on the majority of the
people, and nevertheless sufficiently strong to act without restraint in its
own sphere. It was indispensable to the maintenance of the republican form of
government that the representative of the executive power should be subject to
the will of the nation.
The President is an elective magistrate. His honor, his
property, his liberty, and his life are the securities which the people has for
the temperate use of his power. But in the exercise of his authority he cannot
be said to be perfectly independent; the Senate takes cognizance of his
relations with foreign powers, and of the distribution of public appointments,
so that he can neither be bribed nor can he employ the means of corruption. The
legislators of the Union acknowledged that the executive power would be
incompetent to fulfil its task with dignity and utility, unless it enjoyed a
greater degree of stability and of strength than had been granted to it in the
separate States.
The President is chosen for four years, and he may be
reelected; so that the chances of a prolonged administration may inspire him
with hopeful undertakings for the public good, and with the means of carrying
them into execution. The President was made the sole representative of the
executive power of the Union, and care was taken not to render his decisions
subordinate to the vote of a council - a dangerous measure, which tends at the
same time to clog the action of the Government and to diminish its
responsibility. The Senate has the right of annulling g certain acts of the
President; but it cannot compel him to take any steps, nor does it participate
in the exercise of the executive power.
The action of the legislature on the executive power may be
direct; and we have just shown that the Americans carefully obviated this
influence; but it may, on the other hand, be indirect. Public assemblies which
have the power of depriving an officer of state of his salary encroach upon his
independence; and as they are free to make the laws, it is to be feared lest
they should gradually appropriate to themselves a portion of that authority
which the Constitution had vested in his hands. This dependence of the
executive power is one of the defects inherent in republican constitutions. The
Americans have not been able to counteract the tendency which legislative
assemblies have to get possession of the government, but they have rendered
this propensity less irresistible. The salary of the President is fixed, at the
time of his entering upon office, for the whole period of his magistracy. The
President is, moreover, provided with a suspensive veto, which allows him to
oppose the passing of such laws as might destroy the portion of independence
which the Constitution awards him. The struggle between the President and the
legislature must always be an unequal one, since the latter is certain of
bearing down all resistance by persevering in its plans; but the suspensive
veto forces it at least to reconsider the matter, and, if the motion be
persisted in, it must then be backed by a majority of two-thirds of the whole
house. The veto is, in fact, a sort of appeal to the people. The executive
power, which, without this security, might have been secretly oppressed, adopts
this means of pleading its cause and stating its motives. But if the
legislature is certain of overpowering all resistance by persevering in its
plans, I reply, that in the constitutions of all nations, of whatever kind they
may be, a certain point exists at which the legislator is obliged to have
recourse to the good sense and the virtue of his fellow-citizens. This point is
more prominent and more discoverable in republics, whilst it is more remote and
more carefully concealed in monarchies, but it always exists somewhere. There
is no country in the world in which everything can be provided for by the laws,
or in which political institutions can prove a substitute for common sense and
public morality.
Differences Between The Position Of The President Of The
United States And That Of A Constitutional King Of France
Executive power in the Northern States as limited and as partial
as the supremacy which it represents - Executive power in France as universal
as the supremacy it represents - The King a branch of the legislature - The
President the mere executor of the law - Other differences resulting from the
duration of the two powers - The President checked in the exercise of the
executive authority - The King independent in its exercise - Notwithstanding
these discrepancies France is more akin to a republic than the Union to a
monarchy -Comparison of the number of public officers depending upon the
executive power in the two countries.
The executive power has so important an influence on the
destinies of nations that I am inclined to pause for an instant at this portion
of my subject, in order more clearly to explain the part it sustains in
America. In order to form an accurate idea of the position of the President of
the United States, it may not be irrelevant to compare it to that of one of the
constitutional kings of Europe. In this comparison I shall pay but little
attention to the external signs of power, which are more apt to deceive the eye
of the observer than to guide his researches. When a monarchy is being
gradually transformed into a republic, the executive power retains the titles,
the honors, the etiquette, and even the funds of royalty long after its
authority has disappeared. The English, after having cut off the head of one
king and expelled another from his throne, were accustomed to accost the
successor of those princes upon their knees. On the other hand, when a republic
falls under the sway of a single individual, the demeanor of the sovereign is
simple and unpretending, as if his authority was not yet paramount. When the
emperors exercised an unlimited control over the fortunes and the lives of
their fellow-citizens, it was customary to call them Caesar in conversation,
and they were in the habit of supping without formality at their friends'
houses. It is therefore necessary to look below the surface.
The sovereignty of the United States is shared between the
Union and the States, whilst in France it is undivided and compact: hence
arises the first and the most notable difference which exists between the
President of the United States and the King of France. In the United States the
executive power is as limited and partial as the sovereignty of the Union in
whose name it acts; in France it is as universal as the authority of the State.
The Americans have a federal and the French a national Government.
a See the articles of
the first confederation formed in 1778. This constitution was not adopted by
all the States until 1781. See also the analysis given of this constitution in
"The Federalist" from No. 15 to No. 22, inclusive, and Story's "Commentaries on
the Constitution of the United States," pp. 85-115.
b Congress made this
declaration on February 21, 1787.
c It consisted of
fifty-five members; Washington, Madison, Hamilton, and the two Morrises were
amongst the number.
d It was not adopted
by the legislative bodies, but representatives were elected by the people for
this sole purpose; and the new constitution was discussed at length in each of
these assemblies.
e See the Amendment
to the Federal Constitution; "Federalist," No. 32; Story, p. 711; Kent's
"Commentaries," vol. i. p. 364.
It is to be observed that whenever the
exclusive right of regulating certain matters is not reserved to Congress by
the Constitution, the States may take up the affair until it is brought before
the National Assembly. For instance, Congress has the right of making a general
law on bankruptcy, which, however, it neglects to do. Each State is then at
liberty to make a law for itself. This point has been established by discussion
in the law-courts, and may be said to belong more properly to
jurisprudence.
f The action of this
court is indirect, as we shall hereafter show.
g It is thus that
"The Federalist," No. 45, explains the division of supremacy between the Union
and the States: "The powers delegated by the Constitution to the Federal
Government are few and defined. Those which are to remain in the State
Governments are numerous and indefinite. The former will be exercised
principally on external objects, as war, peace, negotiation, and foreign
commerce. The powers reserved to the several States will extend to all the
objects which, in the ordinary course of affairs, concern the internal order
and prosperity of the State." I shall often have occasion to quote "The
Federalist" in this work. When the bill which has since become the Constitution
of the United States was submitted to the approval of the people, and the
discussions were still pending, three men, who had already acquired a portion
of that celebrity which they have since enjoyed - John Jay, Hamilton, and
Madison - formed an association with the intention of explaining to the nation
the advantages of the measure which was proposed. With this view they published
a series of articles in the shape of a journal, which now form a complete
treatise. They entitled their journal "The Federalist," a name which has been
retained in the work. "The Federalist" is an excellent book, which ought to be
familiar to the statesmen of all countries, although it especially concerns
America.
h See Constitution,
sect. 8; "Federalist," Nos. 41 and 42; Kent's "Commentaries," vol. i. p. 207;
Story, pp. 358-382; Ibid. pp. 409-426.
i Several other
privileges of the same kind exist, such as that which empowers the Union to
legislate on bankruptcy, to grant patents, and other matters in which its
intervention is clearly necessary.
j Even in these cases
its interference is indirect. The Union interferes by means of the tribunals,
as will be hereafter shown.
k Federal
Constitution, sect. 10, art. I.
l Constitution,
sects. 8, 9, and 10; "Federalist," Nos. 30-36, inclusive, and 41-44; Kent's
"Commentaries," vol. i. pp. 207 and 381; Story, pp. 329 and 514.
m In this chapter
the author points out the essence of the conflict between the seceding States
and the Union which caused the Civil War of 1861.
n Every ten years
Congress fixes anew the number of representatives which each State is to
furnish. The total number was 69 in 1789, and 240 in 1833. (See "American
Almanac," 1834, p. 194.) The Constitution decided that there should not be more
than one representative for every 30,000 persons; but no minimum was fixed on.
The Congress has not thought fit to augment the number of representatives in
proportion to the increase of population. The first Act which was passed on the
subject (April 14, 1792: see "Laws of the United States," by Story, vol. i. p.
235) decided that there should be one representative for every 33,000
inhabitants. The last Act, which was passed in 1832, fixes the proportion at
one for 48,000. The population represented is composed of all the free men and
of three-fifths of the slaves. [The last Act of apportionment, passed
February 2, 1872, fixes the representation at one to 134,684 inhabitants. There
are now (1875) 283 members of the lower House of Congress, and 9 for the States
at large, making in all 292 members. The old States have of course lost the
representatives which the new States have gained. - Translator's
Note.]
o See "The
Federalist," Nos. 52-56, inclusive; Story, pp. 199-314; Constitution of the
United States, sects. 2 and 3.] The Executive Powerp
p See "The
Federalist," Nos. 67-77; Constitution of the United States, art. 2; Story, p.
315, pp. 615-780; Kent's "Commentaries," p. 255.
This cause of inferiority results from the nature of things, but
it is not the only one; the second in importance is as follows: Sovereignty may
be defined to be the right of making laws: in France, the King really exercises
a portion of the sovereign power, since the laws have no weight till he has
given his assent to them; he is, moreover, the executor of all they ordain. The
President is also the executor of the laws, but he does not really co-operate
in their formation, since the refusal of his assent does not annul them. He is
therefore merely to be considered as the agent of the sovereign power. But not
only does the King of France exercise a portion of the sovereign power, he also
contributes to the nomination of the legislature, which exercises the other
portion. He has the privilege of appointing the members of one chamber, and of
dissolving the other at his pleasure; whereas the President of the United
States has no share in the formation of the legislative body, and cannot
dissolve any part of it. The King has the same right of bringing forward
measures as the Chambers; a right which the President does not possess. The
King is represented in each assembly by his ministers, who explain his
intentions, support his opinions, and maintain the principles of the
Government. The President and his ministers are alike excluded from Congress;
so that his influence and his opinions can only penetrate indirectly into that
great body. The King of France is therefore on an equal footing with the
legislature, which can no more act without him than he can without it. The
President exercises an authority inferior to, and depending upon, that of the
legislature.
Even in the exercise of the executive power, properly so called
- the point upon which his position seems to be most analogous to that of the
King of France - the President labors under several causes of inferiority. The
authority of the King, in France, has, in the first place, the advantage of
duration over that of the President, and durability is one of the chief
elements of strength; nothing is either loved or feared but what is likely to
endure. The President of the United States is a magistrate elected for four
years; the King, in France, is an hereditary sovereign. In the exercise of the
executive power the President of the United States is constantly subject to a
jealous scrutiny. He may make, but he cannot conclude, a treaty; he may
designate, but he cannot appoint, a public officer.q The King of France is absolute within the limits of
his authority. The President of the United States is responsible for his
actions; but the person of the King is declared inviolable by the French
Charter.r
Nevertheless, the supremacy of public opinion is no less above
the head of the one than of the other. This power is less definite, less
evident, and less sanctioned by the laws in France than in America, but in fact
it exists. In America, it acts by elections and decrees; in France it proceeds
by revolutions; but notwithstanding the different constitutions of these two
countries, public opinion is the predominant authority in both of them. The
fundamental principle of legislation - a principle essentially republican - is
the same in both countries, although its consequences may be different, and its
results more or less extensive. Whence I am led to conclude that France with
its King is nearer akin to a republic than the Union with its President is to a
monarchy.
In what I have been saying I have only touched upon the main
points of distinction; and if I could have entered into details, the contrast
would have been rendered still more striking. I have remarked that the
authority of the President in the United States is only exercised within the
limits of a partial sovereignty, whilst that of the King in France is
undivided. I might have gone on to show that the power of the King's government
in France exceeds its natural limits, however extensive they may be, and
penetrates in a thousand different ways into the administration of private
interests. Amongst the examples of this influence may be quoted that which
results from the great number of public functionaries, who all derive their
appointments from the Government. This number now exceeds all previous limits;
it amounts to 138,000s nominations, each of which
may be considered as an element of power. The President of the United States
has not the exclusive right of making any public appointments, and their whole
number scarcely exceeds 12,000.t
Accidental Causes Which May Increase The Influence Of The
Executive Government
External security of the Union - Army of six thousand men - Few
ships - The President has no opportunity of exercising his great prerogatives -
In the prerogatives he exercises he is weak.
If the executive government is feebler in America than in
France, the cause is more attributable to the circumstances than to the laws of
the country.
It is chiefly in its foreign relations that the executive power
of a nation is called upon to exert its skill and its vigor. If the existence
of the Union were perpetually threatened, and if its chief interests were in
daily connection with those of other powerful nations, the executive government
would assume an increased importance in proportion to the measures expected of
it, and those which it would carry into effect. The President of the United
States is the commander-in-chief of the army, but of an army composed of only
six thousand men; he commands the fleet, but the fleet reckons but few sail; he
conducts the foreign relations of the Union, but the United States are a nation
without neighbors. Separated from the rest of the world by the ocean, and too
weak as yet to aim at the dominion of the seas, they have no enemies, and their
interests rarely come into contact with those of any other nation of the globe.
The practical part of a Government must not be judged by the
theory of its constitution. The President of the United States is in the
possession of almost royal prerogatives, which he has no opportunity of
exercising; and those privileges which he can at present use are very
circumscribed. The laws allow him to possess a degree of influence which
circumstances do not permit him to employ.
On the other hand, the great strength of the royal prerogative
in France arises from circumstances far more than from the laws. There the
executive government is constantly struggling against prodigious obstacles, and
exerting all its energies to repress them; so that it increases by the extent
of its achievements, and by the importance of the events it controls, without
modifying its constitution. If the laws had made it as feeble and as
circumscribed as it is in the Union, its influence would very soon become still
more preponderant.
Why The President Of The United States Does Not Require The
Majority Of The Two Houses In Order To Carry On The Government It is an
established axiom in Europe that a constitutional King cannot persevere in a
system of government which is opposed by the two other branches of the
legislature. But several Presidents of the United States have been known to
lose the majority in the legislative body without being obliged to abandon the
supreme power, and without inflicting a serious evil upon society. I have heard
this fact quoted as an instance of the independence and the power of the
executive government in America: a moment's reflection will convince us, on the
contrary, that it is a proof of its extreme weakness.
A King in Europe requires the support of the legislature to
enable him to perform the duties imposed upon him by the Constitution, because
those duties are enormous. A constitutional King in Europe is not merely the
executor of the law, but the execution of its provisions devolves so completely
upon him that he has the power of paralyzing its influence if it opposes his
designs. He requires the assistance of the legislative assemblies to make the
law, but those assemblies stand in need of his aid to execute it: these two
authorities cannot subsist without each other, and the mechanism of government
is stopped as soon as they are at variance.
In America the President cannot prevent any law from being
passed, nor can he evade the obligation of enforcing it. His sincere and
zealous co-operation is no doubt useful, but it is not indispensable, in the
carrying on of public affairs. All his important acts are directly or
indirectly submitted to the legislature, and of his own free authority he can
do but little. It is therefore his weakness, and not his power, which enables
him to remain in opposition to Congress. In Europe, harmony must reign between
the Crown and the other branches of the legislature, because a collision
between them may prove serious; in America, this harmony is not indispensable,
because such a collision is impossible.
Election Of The President
Dangers of the elective system increase in proportion to the
extent of the prerogative - This system possible in America because no powerful
executive authority is required - What circumstances are favorable to the
elective system - Why the election of the President does not cause a deviation
from the principles of the Government - Influence of the election of the
President on secondary functionaries.
The dangers of the system of election applied to the head of
the executive government of a great people have been sufficiently exemplified
by experience and by history, and the remarks I am about to make refer to
America alone. These dangers may be more or less formidable in proportion to
the place which the executive power occupies, and to the importance it
possesses in the State; and they may vary according to the mode of election and
the circumstances in which the electors are placed. The most weighty argument
against the election of a chief magistrate is, that it offers so splendid a
lure to private ambition, and is so apt to inflame men in the pursuit of power,
that when legitimate means are wanting force may not unfrequently seize what
right denied.
It is clear that the greater the privileges of the executive
authority are, the greater is the temptation; the more the ambition of the
candidates is excited, the more warmly are their interests espoused by a throng
of partisans who hope to share the power when their patron has won the prize.
The dangers of the elective system increase, therefore, in the exact ratio of
the influence exercised by the executive power in the affairs of State. The
revolutions of Poland were not solely attributable to the elective system in
general, but to the fact that the elected monarch was the sovereign of a
powerful kingdom. Before we can discuss the absolute advantages of the elective
system we must make preliminary inquiries as to whether the geographical
position, the laws, the habits, the manners, and the opinions of the people
amongst whom it is to be introduced will admit of the establishment of a weak
and dependent executive government; for to attempt to render the representative
of the State a powerful sovereign, and at the same time elective, is, in my
opinion, to entertain two incompatible designs. To reduce hereditary royalty to
the condition of an elective authority, the only means that I am acquainted
with are to circumscribe its sphere of action beforehand, gradually to diminish
its prerogatives, and to accustom the people to live without its protection.
Nothing, however, is further from the designs of the republicans of Europe than
this course: as many of them owe their hatred of tyranny to the sufferings
which they have personally undergone, it is oppression, and not the extent of
the executive power, which excites their hostility, and they attack the former
without perceiving how nearly it is connected with the latter.
Hitherto no citizen has shown any disposition to expose his
honor and his life in order to become the President of the United States;
because the power of that office is temporary, limited, and subordinate. The
prize of fortune must be great to encourage adventurers in so desperate a game.
No candidate has as yet been able to arouse the dangerous enthusiasm or the
passionate sympathies of the people in his favor, for the very simple reason
that when he is at the head of the Government he has but little power, but
little wealth, and but little glory to share amongst his friends; and his
influence in the State is too small for the success or the ruin of a faction to
depend upon the elevation of an individual to power.
The great advantage of hereditary monarchies is, that as the
private interest of a family is always intimately connected with the interests
of the State, the executive government is never suspended for a single instant;
and if the affairs of a monarchy are not better conducted than those of a
republic, at least there is always some one to conduct them, well or ill,
according to his capacity. In elective States, on the contrary, the wheels of
government cease to act, as it were, of their own accord at the approach of an
election, and even for some time previous to that event. The laws may indeed
accelerate the operation of the election, which may be conducted with such
simplicity and rapidity that the seat of power will never be left vacant; but,
notwithstanding these precautions, a break necessarily occurs in the minds of
the people.
At the approach of an election the head of the executive
government is wholly occupied by the coming struggle; his future plans are
doubtful; he can undertake nothing new, and the he will only prosecute with
indifference those designs which another will perhaps terminate. "I am so near
the time of my retirement from office," said President Jefferson on the 21st of
January, 1809 (six weeks before the election), "that I feel no passion, I take
no part, I express no sentiment. It appears to me just to leave to my successor
the commencement of those measures which he will have to prosecute, and for
which he will be responsible."
On the other hand, the eyes of the nation are centred on a
single point; all are watching the gradual birth of so important an event. The
wider the influence of the executive power extends, the greater and the more
necessary is its constant action, the more fatal is the term of suspense; and a
nation which is accustomed to the government, or, still more, one used to the
administrative protection of a powerful executive authority would be infallibly
convulsed by an election of this kind. In the United States the action of the
Government may be slackened with impunity, because it is always weak and
circumscribed.u
One of the principal vices of the elective system is that it
always introduces a certain degree of instability into the internal and
external policy of the State. But this disadvantage is less sensibly felt if
the share of power vested in the elected magistrate is small. In Rome the
principles of the Government underwent no variation, although the Consuls were
changed every year, because the Senate, which was an hereditary assembly,
possessed the directing authority. If the elective system were adopted in
Europe, the condition of most of the monarchical States would be changed at
every new election. In America the President exercises a certain influence on
State affairs, but he does not conduct them; the preponderating power is vested
in the representatives of the whole nation. The political maxims of the country
depend therefore on the mass of the people, not on the President alone; and
consequently in America the elective system has no very prejudicial influence
on the fixed principles of the Government. But the want of fixed principles is
an evil so inherent in the elective system that it is still extremely
perceptible in the narrow sphere to which the authority of the President
extends.
The Americans have admitted that the head of the executive
power, who has to bear the whole responsibility of the duties he is called upon
to fulfil, ought to be empowered to choose his own agents, and to remove them
at pleasure: the legislative bodies watch the conduct of the President more
than they direct it. The consequence of this arrangement is, that at every new
election the fate of all the Federal public officers is in suspense. Mr. Quincy
Adams, on his entry into office, discharged the majority of the individuals who
had been appointed by his predecessor: and I am not aware that General Jackson
allowed a single removable functionary employed in the Federal service to
retain his place beyond the first year which succeeded his election. It is
sometimes made a subject of complaint that in the constitutional monarchies of
Europe the fate of the humbler servants of an Administration depends upon that
of the Ministers. But in elective Governments this evil is far greater. In a
constitutional monarchy successive ministries are rapidly formed; but as the
principal representative of the executive power does not change, the spirit of
innovation is kept within bounds; the changes which take place are in the
details rather than in the principles of the administrative system; but to
substitute one system for another, as is done in America every four years, by
law, is to cause a sort of revolution. As to the misfortunes which may fall
upon individuals in consequence of this state of things, it must be allowed
that the uncertain situation of the public officers is less fraught with evil
consequences in America than elsewhere. It is so easy to acquire an independent
position in the United States that the public officer who loses his place may
be deprived of the comforts of life, but not of the means of subsistence.
I remarked at the beginning of this chapter that the dangers of
the elective system applied to the head of the State are augmented or decreased
by the peculiar circumstances of the people which adopts it. However the
functions of the executive power may be restricted, it must always exercise a
great influence upon the foreign policy of the country, for a negotiation
cannot be opened or successfully carried on otherwise than by a single agent.
The more precarious and the more perilous the position of a people becomes, the
more absolute is the want of a fixed and consistent external policy, and the
more dangerous does the elective system of the Chief Magistrate become. The
policy of the Americans in relation to the whole world is exceedingly simple;
for it may almost be said that no country stands in need of them, nor do they
require the co-operation of any other people. Their independence is never
threatened. In their present condition, therefore, the functions of the
executive power are no less limited by circumstances than by the laws; and the
President may frequently change his line of policy without involving the State
in difficulty or destruction.
Whatever the prerogatives of the executive power may be, the
period which immediately precedes an election and the moment of its duration
must always be considered as a national crisis, which is perilous in proportion
to the internal embarrassments and the external dangers of the country. Few of
the nations of Europe could escape the calamities of anarchy or of conquest
every time they might have to elect a new sovereign. In America society is so
constituted that it can stand without assistance upon its own basis; nothing is
to be feared from the pressure of external dangers, and the election of the
President is a cause of agitation, but not of ruin.
Mode Of Election
Skill of the American legislators shown in the mode of election
adopted by them - Creation of a special electoral body - Separate votes of
these electors - Case in which the House of Representatives is called upon to
choose the President - Results of the twelve elections which have taken place
since the Constitution has been established.
Besides the dangers which are inherent in the system, many
other difficulties may arise from the mode of election, which may be obviated
by the precaution of the legislator. When a people met in arms on some public
spot to choose its head, it was exposed to all the chances of civil war
resulting from so martial a mode of proceeding, besides the dangers of the
elective system in itself. The Polish laws, which subjected the election of the
sovereign to the veto of a single individual, suggested the murder of that
individual or prepared the way to anarchy.
In the examination of the institutions and the political as
well as social condition of the United States, we are struck by the admirable
harmony of the gifts of fortune and the efforts of man. The nation possessed
two of the main causes of internal peace; it was a new country, but it was
inhabited by a people grown old in the exercise of freedom. America had no
hostile neighbors to dread; and the American legislators, profiting by these
favorable circumstances, created a weak and subordinate executive power which
could without danger be made elective.
It then only remained for them to choose the least dangerous of
the various modes of election; and the rules which they laid down upon this
point admirably correspond to the securities which the physical and political
constitution of the country already afforded. Their object was to find the mode
of election which would best express the choice of the people with the least
possible excitement and suspense. It was admitted in the first place that the
simple majority should be decisive; but the difficulty was to obtain this
majority without an interval of delay which it was most important to avoid. It
rarely happens that an individual can at once collect the majority of the
suffrages of a great people; and this difficulty is enhanced in a republic of
confederate States, where local influences are apt to preponderate. The means
by which it was proposed to obviate this second obstacle was to delegate the
electoral powers of the nation to a body of representatives. This mode of
election rendered a majority more probable; for the fewer the electors are, the
greater is the chance of their coming to a final decision. It also offered an
additional probability of a judicious choice. It then remained to be decided
whether this right of election was to be entrusted to a legislative body, the
habitual representative assembly of the nation, or whether an electoral
assembly should be formed for the express purpose of proceeding to the
nomination of a President. The Americans chose the latter alternative, from a
belief that the individuals who were returned to make the laws were incompetent
to represent the wishes of the nation in the election of its chief magistrate;
and that, as they are chosen for more than a year, the constituency they
represent might have changed its opinion in that time. It was thought that if
the legislature was empowered to elect the head of the executive power, its
members would, for some time before the election, be exposed to the manoeuvres
of corruption and the tricks of intrigue; whereas the special electors would,
like a jury, remain mixed up with the crowd till the day of action, when they
would appear for the sole purpose of giving their votes.
It was therefore established that every State should name a
certain number of electors,v who in their turn
should elect the President; and as it had been observed that the assemblies to
which the choice of a chief magistrate had been entrusted in elective countries
inevitably became the centres of passion and of cabal; that they sometimes
usurped an authority which did not belong to them; and that their proceedings,
or the uncertainty which resulted from them, were sometimes prolonged so much
as to endanger the welfare of the State, it was determined that the electors
should all vote upon the same day, without being convoked to the same place.w This double election rendered a majority probable,
though not certain; for it was possible that as many differences might exist
between the electors as between their constituents. In this case it was
necessary to have recourse to one of three measures; either to appoint new
electors, or to consult a second time those already appointed, or to defer the
election to another authority. The first two of these alternatives,
independently of the uncertainty of their results, were likely to delay the
final decision, and to perpetuate an agitation which must always be accompanied
with danger. The third expedient was therefore adopted, and it was agreed that
the votes should be transmitted sealed to the President of the Senate, and that
they should be opened and counted in the presence of the Senate and the House
of Representatives. If none of the candidates has a majority, the House of
Representatives then proceeds immediately to elect a President, but with the
condition that it must fix upon one of the three candidates who have the
highest numbers.x
Thus it is only in case of an event which cannot often happen,
and which can never be foreseen, that the election is entrusted to the ordinary
representatives of the nation; and even then they are obliged to choose a
citizen who has already been designated by a powerful minority of the special
electors. It is by this happy expedient that the respect which is due to the
popular voice is combined with the utmost celerity of execution and those
precautions which the peace of the country demands. But the decision of the
question by the House of Representatives does not necessarily offer an
immediate solution of the difficulty, for the majority of that assembly may
still be doubtful, and in this case the Constitution prescribes no remedy.
Nevertheless, by restricting the number of candidates to three, and by
referring the matter to the judgment of an enlightened public body, it has
smoothed all the obstaclesy which are not inherent
in the elective system.
In the forty-four years which have elapsed since the
promulgation of the Federal Constitution the United States have twelve times
chosen a President. Ten of these elections took place simultaneously by the
votes of the special electors in the different States. The House of
Representatives has only twice exercised its conditional privilege of deciding
in cases of uncertainty; the first time was at the election of Mr. Jefferson in
1801; the second was in 1825, when Mr. Quincy Adams was named.z
Crises Of The Election
The Election may be considered as a national crisis - Why? -
Passions of the people - Anxiety of the President - Calm which succeeds the
agitation of the election.
I have shown what the circumstances are which favored the
adoption of the elective system in the United States, and what precautions were
taken by the legislators to obviate its dangers. The Americans are habitually
accustomed to all kinds of elections, and they know by experience the utmost
degree of excitement which is compatible with security. The vast extent of the
country and the dissemination of the inhabitants render a collision between
parties less probable and less dangerous there than elsewhere. The political
circumstances under which the elections have hitherto been carried on have
presented no real embarrassments to the nation.
Nevertheless, the epoch of the election of a President of the
United States may be considered as a crisis in the affairs of the nation. The
influence which he exercises on public business is no doubt feeble and
indirect; but the choice of the President, which is of small importance to each
individual citizen, concerns the citizens collectively; and however trifling an
interest may be, it assumes a great degree of importance as soon as it becomes
general. The President possesses but few means of rewarding his supporters in
comparison to the kings of Europe, but the places which are at his disposal are
sufficiently numerous to interest, directly or indirectly, several thousand
electors in his success. Political parties in the United States are led to
rally round an individual, in order to acquire a more tangible shape in the
eyes of the crowd, and the name of the candidate for the Presidency is put
forward as the symbol and personification of their theories. For these reasons
parties are strongly interested in gaining the election, not so much with a
view to the triumph of their principles under the auspices of the
President-elect as to show by the majority which returned him, the strength of
the supporters of those principles.
For a long while before the appointed time is at hand the
election becomes the most important and the all-engrossing topic of discussion.
The ardor of faction is redoubled; and all the artificial passions which the
imagination can create in the bosom of a happy and peaceful land are agitated
and brought to light. The President, on the other hand, is absorbed by the
cares of self- defence. He no longer governs for the interest of the State, but
for that of his re-election; he does homage to the majority, and instead of
checking its passions, as his duty commands him to do, he frequently courts its
worst caprices. As the election draws near, the activity of intrigue and the
agitation of the populace increase; the citizens are divided into hostile
camps, each of which assumes the name of its favorite candidate; the whole
nation glows with feverish excitement; the election is the daily theme of the
public papers, the subject of private conversation, the end of every thought
and every action, the sole interest of the present. As soon as the choice is
determined, this ardor is dispelled; and as a calmer season returns, the
current of the State, which had nearly broken its banks, sinks to its usual
level:aa but who can refrain from astonishment at
the causes of the storm.
q The Constitution
had left it doubtful whether the President was obliged to consult the Senate in
the removal as well as in the appointment of Federal officers. "The Federalist"
(No. 77) seemed to establish the affirmative; but in 1789 Congress formally
decided that, as the President was responsible for his actions, he ought not to
be forced to employ agents who had forfeited his esteem. See Kent's
"Commentaries, vol. i. p. 289.
r This comparison
applied to the Constitutional King of France and to the powers he held under
the Charter of 1830, till the overthrow of the monarchy in 1848. - Translator's
Note.
s The sums annually
paid by the State to these officers amount to 200,000,000 fr.
($40,000,000).
t This number is
extracted from the "National Calendar" for 1833. The "National Calendar" is an
American almanac which contains the names of all the Federal officers. It
results from this comparison that the King of France has eleven times as many
places at his disposal as the President, although the population of France is
not much more than double that of the Union. [I have not the means of
ascertaining the number of appointments now at the disposal of the President of
the United States, but his patronage and the abuse of it have largely increased
since 1833. - Translator's Note, 1875.]
u This, however,
may be a great danger. The period during which Mr. Buchanan retained office,
after the election of Mr. Lincoln, from November, 1860, to March, 1861, was
that which enabled the seceding States of the South to complete their
preparations for the Civil War, and the Executive Government was paralyzed. No
greater evil could befall a nation. -Translator's Note.
v As many as it sends
members to Congress. The number of electors at the election of 1833 was 288.
(See "The National Calendar," 1833.)
w The electors of the
same State assemble, but they transmit to the central government the list of
their individual votes, and not the mere result of the vote of the
majority.
x In this case it is
the majority of the States, and not the majority of the members, which decides
the question; so that New York has not more influence in the debate than Rhode
Island. Thus the citizens of the Union are first consulted as members of one
and the same community; and, if they cannot agree, recourse is had to the
division of the States, each of which has a separate and independent vote. This
is one of the singularities of the Federal Constitution which can only be
explained by the jar of conflicting interests.
y Jefferson, in 1801,
was not elected until the thirty- sixth time of balloting.
z General Grant is
now (1874) the eighteenth President of the United States.
aa Not always.
The election of President Lincoln was the signal of civil war. - Translator's
Note. 
Re-election Of The President
When the head of the executive power is re-eligible, it is the
State which is the source of intrigue and corruption - The desire of being
re-elected the chief aim of a President of the United States - Disadvantage of
the system peculiar to America - The natural evil of democracy is that it
subordinates all authority to the slightest desires of the majority - The
re-election of the President encourages this evil.
It may be asked whether the legislators of the United States
did right or wrong in allowing the re-election of the President. It seems at
first sight contrary to all reason to prevent the head of the executive power
from being elected a second time. The influence which the talents and the
character of a single individual may exercise upon the fate of a whole people,
in critical circumstances or arduous times, is well known: a law preventing the
re-election of the chief magistrate would deprive the citizens of the surest
pledge of the prosperity and the security of the commonwealth; and, by a
singular inconsistency, a man would be excluded from the government at the very
time when he had shown his ability in conducting its affairs.
But if these arguments are strong, perhaps still more powerful
reasons may be advanced against them. Intrigue and corruption are the natural
defects of elective government; but when the head of the State can be
re-elected these evils rise to a great height, and compromise the very
existence of the country. When a simple candidate seeks to rise by intrigue,
his manoeuvres must necessarily be limited to a narrow sphere; but when the
chief magistrate enters the lists, he borrows the strength of the government
for his own purposes. In the former case the feeble resources of an individual
are in action; in the latter, the State itself, with all its immense influence,
is busied in the work of corruption and cabal. The private citizen, who employs
the most immoral practices to acquire power, can only act in a manner
indirectly prejudicial to the public prosperity. But if the representative of
the executive descends into the combat, the cares of government dwindle into
second-rate importance, and the success of his election is his first concern.
All laws and all the negotiations he undertakes are to him nothing more than
electioneering schemes; places become the reward of services rendered, not to
the nation, but to its chief; and the influence of the government, if not
injurious to the country, is at least no longer beneficial to the community for
which it was created.
It is impossible to consider the ordinary course of affairs in
the United States without perceiving that the desire of being re- elected is
the chief aim of the President; that his whole administration, and even his
most indifferent measures, tend to this object; and that, as the crisis
approaches, his personal interest takes the place of his interest in the public
good. The principle of re-eligibility renders the corrupt influence of elective
government still more extensive and pernicious.
In America it exercises a peculiarly fatal influence on the
sources of national existence. Every government seems to be afflicted by some
evil which is inherent in its nature, and the genius of the legislator is shown
in eluding its attacks. A State may survive the influence of a host of bad
laws, and the mischief they cause is frequently exaggerated; but a law which
encourages the growth of the canker within must prove fatal in the end,
although its bad consequences may not be immediately perceived.
The principle of destruction in absolute monarchies lies in the
excessive and unreasonable extension of the prerogative of the crown; and a
measure tending to remove the constitutional provisions which counterbalance
this influence would be radically bad, even if its immediate consequences were
unattended with evil. By a parity of reasoning, in countries governed by a
democracy, where the people is perpetually drawing all authority to itself, the
laws which increase or accelerate its action are the direct assailants of the
very principle of the government.
The greatest proof of the ability of the American legislators
is, that they clearly discerned this truth, and that they had the courage to
act up to it. They conceived that a certain authority above the body of the
people was necessary, which should enjoy a degree of independence, without,
however, being entirely beyond the popular control; an authority which would be
forced to comply with the permanent determinations of the majority, but which
would be able to resist its caprices, and to refuse its most dangerous demands.
To this end they centred the whole executive power of the nation in a single
arm; they granted extensive prerogatives to the President, and they armed him
with the veto to resist the encroachments of the legislature.
But by introducing the principle of re-election they partly
destroyed their work; and they rendered the President but little inclined to
exert the great power they had vested in his hands. If ineligible a second
time, the President would be far from independent of the people, for his
responsibility would not be lessened; but the favor of the people would not be
so necessary to him as to induce him to court it by humoring its desires. If
re- eligible (and this is more especially true at the present day, when
political morality is relaxed, and when great men are rare), the President of
the United States becomes an easy tool in the hands of the majority. He adopts
its likings and its animosities, he hastens to anticipate its wishes, he
forestalls its complaints, he yields to its idlest cravings, and instead of
guiding it, as the legislature intended that he should do, he is ever ready to
follow its bidding. Thus, in order not to deprive the State of the talents of
an individual, those talents have been rendered almost useless; and to reserve
an expedient for extraordinary perils, the country has been exposed to daily
dangers.
Federal Courtsbb
Political importance of the judiciary in the United States -
Difficulty of treating this subject - Utility of judicial power in
confederations - What tribunals could be introduced into the Union - Necessity
of establishing federal courts of justice - Organization of the national
judiciary - The Supreme Court - In what it differs from all known tribunals.
I have inquired into the legislative and executive power of the
Union, and the judicial power now remains to be examined; but in this place I
cannot conceal my fears from the reader. Their judicial institutions exercise a
great influence on the condition of the Anglo-Americans, and they occupy a
prominent place amongst what are probably called political institutions: in
this respect they are peculiarly deserving of our attention. But I am at a loss
to explain the political action of the American tribunals without entering into
some technical details of their constitution and their forms of proceeding; and
I know not how to descend to these minutiae without wearying the curiosity of
the reader by the natural aridity of the subject, or without risking to fall
into obscurity through a desire to be succinct. I can scarcely hope to escape
these various evils; for if I appear too lengthy to a man of the world, a
lawyer may on the other hand complain of my brevity. But these are the natural
disadvantages of my subject, and more especially of the point which I am about
to discuss.
The great difficulty was, not to devise the Constitution to the
Federal Government, but to find out a method of enforcing its laws. Governments
have in general but two means of overcoming the opposition of the people they
govern, viz., the physical force which is at their own disposal, and the moral
force which they derive from the decisions of the courts of justice.
A government which should have no other means of exacting
obedience than open war must be very near its ruin, for one of two alternatives
would then probably occur: if its authority was small and its character
temperate, it would not resort to violence till the last extremity, and it
would connive at a number of partial acts of insubordination, in which case the
State would gradually fall into anarchy; if it was enterprising and powerful,
it would perpetually have recourse to its physical strength, and would speedily
degenerate into a military despotism. So that its activity would not be less
prejudicial to the community than its inaction.
The great end of justice is to substitute the notion of right
for that of violence, and to place a legal barrier between the power of the
government and the use of physical force. The authority which is awarded to the
intervention of a court of justice by the general opinion of mankind is so
surprisingly great that it clings to the mere formalities of justice, and gives
a bodily influence to the shadow of the law. The moral force which courts of
justice possess renders the introduction of physical force exceedingly rare,
and is very frequently substituted for it; but if the latter proves to be
indispensable, its power is doubled by the association of the idea of law.
A federal government stands in greater need of the support of
judicial institutions than any other, because it is naturally weak and exposed
to formidable opposition.cc If it were always
obliged to resort to violence in the first instance, it could not fulfil its
task. The Union, therefore, required a national judiciary to enforce the
obedience of the citizens to the laws, and to repeal the attacks which might be
directed against them. The question then remained as to what tribunals were to
exercise these privileges; were they to be entrusted to the courts of justice
which were already organized in every State? or was it necessary to create
federal courts? It may easily be proved that the Union could not adapt the
judicial power of the States to its wants. The separation of the judiciary from
the administrative power of the State no doubt affects the security of every
citizen and the liberty of all. But it is no less important to the existence of
the nation that these several powers should have the same origin, should follow
the same principles, and act in the same sphere; in a word, that they should be
correlative and homogeneous. No one, I presume, ever suggested the advantage of
trying offences committed in France by a foreign court of justice, in order to
secure the impartiality of the judges. The Americans form one people in
relation to their Federal Government; but in the bosom of this people divers
political bodies have been allowed to subsist which are dependent on the
national Government in a few points, and independent in all the rest; which
have all a distinct origin, maxims peculiar to themselves, and special means of
carrying on their affairs. To entrust the execution of the laws of the Union to
tribunals instituted by these political bodies would be to allow foreign judges
to preside over the nation. Nay, more; not only is each State foreign to the
Union at large, but it is in perpetual opposition to the common interests,
since whatever authority the Union loses turns to the advantage of the States.
Thus to enforce the laws of the Union by means of the tribunals of the States
would be to allow not only foreign but partial judges to preside over the
nation.
But the number, still more than the mere character, of the
tribunals of the States rendered them unfit for the service of the nation. When
the Federal Constitution was formed there were already thirteen courts of
justice in the United States which decided causes without appeal. That number
is now increased to twenty-four. To suppose that a State can subsist when its
fundamental laws may be subjected to four-and-twenty different interpretations
at the same time is to advance a proposition alike contrary to reason and to
experience.
The American legislators therefore agreed to create a federal
judiciary power to apply the laws of the Union, and to determine certain
questions affecting general interests, which were carefully determined
beforehand. The entire judicial power of the Union was centred in one tribunal,
which was denominated the Supreme Court of the United States. But, to
facilitate the expedition of business, inferior courts were appended to it,
which were empowered to decide causes of small importance without appeal, and
with appeal causes of more magnitude. The members of the Supreme Court are
named neither by the people nor the legislature, but by the President of the
United States, acting with the advice of the Senate. In order to render them
independent of the other authorities, their office was made inalienable; and it
was determined that their salary, when once fixed, should not be altered by the
legislature.dd It was easy to proclaim the
principle of a Federal judiciary, but difficulties multiplied when the extent
of its jurisdiction was to be determined.
Means Of Determining The Jurisdiction Of The Federal Courts
Difficulty of determining the jurisdiction of separate courts of justice in
confederations - The courts of the Union obtained the right of fixing their own
jurisdiction - In what respect this rule attacks the portion of sovereignty
reserved to the several States - The sovereignty of these States restricted by
the laws, and the interpretation of the laws - Consequently, the danger of the
several States is more apparent than real.
As the Constitution of the United States recognized two
distinct powers in presence of each other, represented in a judicial point of
view by two distinct classes of courts of justice, the utmost care which could
be taken in defining their separate jurisdictions would have been insufficient
to prevent frequent collisions between those tribunals. The question then arose
to whom the right of deciding the competency of each court was to be referred.
In nations which constitute a single body politic, when a
question is debated between two courts relating to their mutual jurisdiction, a
third tribunal is generally within reach to decide the difference; and this is
effected without difficulty, because in these nations the questions of judicial
competency have no connection with the privileges of the national supremacy.
But it was impossible to create an arbiter between a superior court of the
Union and the superior court of a separate State which would not belong to one
of these two classes. It was, therefore, necessary to allow one of these courts
to judge its own cause, and to take or to retain cognizance of the point which
was contested. To grant this privilege to the different courts of the States
would have been to destroy the sovereignty of the Union de facto after having
established it de jure; for the interpretation of the Constitution would soon
have restored that portion of independence to the States of which the terms of
that act deprived them. The object of the creation of a Federal tribunal was to
prevent the courts of the States from deciding questions affecting the national
interests in their own department, and so to form a uniform body of
jurisprudenjurisprudencee for the interpretation of the laws of the Union. This
end would not have been accomplished if the courts of the several States had
been competent to decide upon cases in their separate capacities from which
they were obliged to abstain as Federal tribunals. The Supreme Court of the
United States was therefore invested with the right of determining all
questions of jurisdiction.ee
This was a severe blow upon the independence of the States,
which was thus restricted not only by the laws, but by the interpretation of
them; by one limit which was known, and by another which was dubious; by a rule
which was certain, and a rule which was arbitrary. It is true the Constitution
had laid down the precise limits of the Federal supremacy, but whenever this
supremacy is contested by one of the States, a Federal tribunal decides the
question. Nevertheless, the dangers with which the independence of the States
was threatened by this mode of proceeding are less serious than they appeared
to be. We shall see hereafter that in America the real strength of the country
is vested in the provincial far more than in the Federal Government. The
Federal judges are conscious of the relative weakness of the power in whose
name they act, and they are more inclined to abandon a right of jurisdiction in
cases where it is justly their own than to assert a privilege to which they
have no legal claim.
Different Cases Of Jurisdiction
The matter and the party are the first conditions of the Federal
jurisdiction - Suits in which ambassadors are engaged - Suits of the Union - Of
a separate State - By whom tried - Causes resulting from the laws of the Union
- Why judged by the Federal tribunals - Causes relating to the performance of
contracts tried by the Federal courts - Consequence of this arrangement.
After having appointed the means of fixing the competency of
the Federal courts, the legislators of the Union defined the cases which should
come within their jurisdiction. It was established, on the one hand, that
certain parties must always be brought before the Federal courts, without any
regard to the special nature of the cause; and, on the other, that certain
causes must always be brought before the same courts, without any regard to the
quality of the parties in the suit. These distinctions were therefore admitted
to be the basis of the Federal jurisdiction.
Ambassadors are the representatives of nations in a state of
amity with the Union, and whatever concerns these personages concerns in some
degree the whole Union. When an ambassador is a party in a suit, that suit
affects the welfare of the nation, and a Federal tribunal is naturally called
upon to decide it.
The Union itself may be invoked in legal proceedings, and in
this case it would be alike contrary to the customs of all nations and to
common sense to appeal to a tribunal representing any other sovereignty than
its own; the Federal courts, therefore, take cognizance of these affairs.
When two parties belonging to two different States are engaged
in a suit, the case cannot with propriety be brought before a court of either
State. The surest expedient is to select a tribunal like that of the Union,
which can excite the suspicions of neither party, and which offers the most
natural as well as the most certain remedy.
When the two parties are not private individuals, but States,
an important political consideration is added to the same motive of equity. The
quality of the parties in this case gives a national importance to all their
disputes; and the most trifling litigation of the States may be said to involve
the peace of the whole Union.ff
The nature of the cause frequently prescribes the rule of
competency. Thus all the questions which concern maritime commerce evidently
fall under the cognizance of the Federal tribunals.gg Almost all these questions are connected with the
interpretation of the law of nations, and in this respect they essentially
interest the Union in relation to foreign powers. Moreover, as the sea is not
included within the limits of any peculiar jurisdiction, the national courts
can only hear causes which originate in maritime affairs.
The Constitution comprises under one head almost all the cases
which by their very nature come within the limits of the Federal courts. The
rule which it lays down is simple, but pregnant with an entire system of ideas,
and with a vast multitude of facts. It declares that the judicial power of the
Supreme Court shall extend to all cases in law and equity arising under the
laws of the United States.
Two examples will put the intention of the legislator in the
clearest light:
The Constitution prohibits the States from making laws on the
value and circulation of money: If, notwithstanding this prohibition, a State
passes a law of this kind, with which the interested parties refuse to comply
because it is contrary to the Constitution, the case must come before a Federal
court, because it arises under the laws of the United States. Again, if
difficulties arise in the levying of import duties which have been voted by
Congress, the Federal court must decide the case, because it arises under the
interpretation of a law of the United States.
This rule is in perfect accordance with the fundamental
principles of the Federal Constitution. The Union, as it was established in
1789, possesses, it is true, a limited supremacy; but it was intended that
within its limits it should form one and the same people.hh Within those limits the Union is sovereign. When
this point is established and admitted, the inference is easy; for if it be
acknowledged that the United States constitute one and the same people within
the bounds prescribed by their Constitution, it is impossible to refuse them
the rights which belong to other nations. But it has been allowed, from the
origin of society, that every nation has the right of deciding by its own
courts those questions which concern the execution of its own laws. To this it
is answered that the Union is in so singular a position that in relation to
some matters it constitutes a people, and that in relation to all the rest it
is a nonentity. But the inference to be drawn is, that in the laws relating to
these matters the Union possesses all the rights of absolute sovereignty. The
difficulty is to know what these matters are; and when once it is resolved (and
we have shown how it was resolved, in speaking of the means of determining the
jurisdiction of the Federal courts) no further doubt can arise; for as soon as
it is established that a suit is Federal - that is to say, that it belongs to
the share of sovereignty reserved by the Constitution of the Union - the
natural consequence is that it should come within the jurisdiction of a Federal
court.
Whenever the laws of the United States are attacked, or
whenever they are resorted to in self-defence, the Federal courts must be
appealed to. Thus the jurisdiction of the tribunals of the Union extends and
narrows its limits exactly in the same ratio as the sovereignty of the Union
augments or decreases. We have shown that the principal aim of the legislators
of 1789 was to divide the sovereign authority into two parts. In the one they
placed the control of all the general interests of the Union, in the other the
control of the special interests of its component States. Their chief
solicitude was to arm the Federal Government with sufficient power to enable it
to resist, within its sphere, the encroachments of the several States. As for
these communities, the principle of independence within certain limits of their
own was adopted in their behalf; and they were concealed from the inspection,
and protected from the control, of the central Government. In speaking of the
division of authority, I observed that this latter principle had not always
been held sacred, since the States are prevented from passing certain laws
which apparently belong to their own particular sphere of interest. When a
State of the Union passes a law of this kind, the citizens who are injured by
its execution can appeal to the Federal courts.
Thus the jurisdiction of the Federal courts extends not only to
all the cases which arise under the laws of the Union, but also to those which
arise under laws made by the several States in opposition to the Constitution.
The States are prohibited from making ex post facto laws in criminal cases, and
any person condemned by virtue of a law of this kind can appeal to the judicial
power of the Union. The States are likewise prohibited from making laws which
may have a tendency to impair the obligations of contracts.ii If a citizen thinks that an obligation of this
kind is impaired by a law passed in his State, he may refuse to obey it, and
may appeal to the Federal courts.jj
This provision appears to me to be the most serious attack upon
the independence of the States. The rights awarded to the Federal Government
for purposes of obvious national importance are definite and easily
comprehensible; but those with which this last clause invests it are not either
clearly appreciable or accurately defined. For there are vast numbers of
political laws which influence the existence of obligations of contracts, which
may thus furnish an easy pretext for the aggressions of the central authority.
bb See chap. VI,
entitled "Judicial Power in the United States." This
chapter explains the general principles of the American theory of judicial
institutions. See also the Federal Constitution, Art. 3. See "The Federalists,"
Nos. 78-83, inclusive; and a work entitled "Constitutional Law," being a view
of the practice and jurisdiction of the courts of the United States, by Thomas
Sergeant. See Story, pp. 134, 162, 489, 511, 581, 668; and the organic law of
September 24, 1789, in the "Collection of the Laws of the United States," by
Story, vol. i. p. 53.
cc Federal laws are
those which most require courts of justice, and those at the same time which
have most rarely established them. The reason is that confederations have
usually been formed by independent States, which entertained no real intention
of obeying the central Government, and which very readily ceded the right of
command to the federal executive, and very prudently reserved the right of
non-compliance to themselves.
dd The Union was
divided into districts, in each of which a resident Federal judge was
appointed, and the court in which he presided was termed a "District Court."
Each of the judges of the Supreme Court annually visits a certain portion of
the Republic, in order to try the most important causes upon the spot; the
court presided over by this magistrate is styled a "Circuit Court." Lastly, all
the most serious cases of litigation are brought before the Supreme Court,
which holds a solemn session once a year, at which all the judges of the
Circuit Courts must attend. The jury was introduced into the Federal Courts in
the same manner, and in the same cases, as into the courts of the States.
It will be observed that no analogy exists between the Supreme Court
of the United States and the French Cour de Cassation, since the latter only
hears appeals on questions of law. The Supreme Court decides upon the evidence
of the fact as well as upon the law of the case, whereas the Cour de Cassation
does not pronounce a decision of its own, but refers the cause to the
arbitration of another tribunal. See the law of September 24, 1789, "Laws of
the United States," by Story, vol. i. p. 53.
ee In order to
diminish the number of these suits, it was decided that in a great many Federal
causes the courts of the States should be empowered to decide conjointly with
those of the Union, the losing party having then a right of appeal to the
Supreme Court of the United States. The Supreme Court of Virginia contested the
right of the Supreme Court of the United States to judge an appeal from its
decisions, but unsuccessfully. See "Kent's Commentaries," vol. i. p. 300, pp.
370 et seq.; Story's "Commentaries," p. 646; and "The Organic Law of the United
States," vol. i. p. 35.
ff The Constitution
also says that the Federal courts shall decide "controversies between a State
and the citizens of another State." And here a most important question of a
constitutional nature arose, which was, whether the jurisdiction given by the
Constitution in cases in which a State is a party extended to suits brought
against a State as well as by it, or was exclusively confined to the latter.
The question was most elaborately considered in the case of Chisholm v.
Georgia, and was decided by the majority of the Supreme Court in the
affirmative. The decision created general alarm among the States, and an
amendment was proposed and ratified by which the power was entirely taken away,
so far as it regards suits brought against a State. See Story's "Commentaries,"
p. 624, or in the large edition Section 1677.
gg As for instance,
all cases of piracy.
hh This principle
was in some measure restricted by the introduction of the several States as
independent powers into the Senate, and by allowing them to vote separately in
the House of Representatives when the President is elected by that body. But
these are exceptions, and the contrary principle is the rule.
ii It is perfectly
clear, says Mr. Story ("Commentaries," p. 503, or in the large edition Section
1379), that any law which enlarges, abridges, or in any manner changes the
intention of the parties, resulting from the stipulations in the contract,
necessarily impairs it. He gives in the same place a very long and careful
definition of what is understood by a contract in Federal jurisprudence. A
grant made by the State to a private individual, and accepted by him, is a
contract, and cannot be revoked by any future law. A charter granted by the
State to a company is a contract, and equally binding to the State as to the
grantee. The clause of the Constitution here referred to insures, therefore,
the existence of a great part of acquired rights, but not of all. Property may
legally be held, though it may not have passed into the possessor's hands by
means of a contract; and its possession is an acquired right, not guaranteed by
the Federal Constitution.
jj A remarkable
instance of this is given by Mr. Story (p. 508, or in the large edition Section
1388): "Dartmouth College in New Hampshire had been founded by a charter
granted to certain individuals before the American Revolution, and its trustees
formed a corporation under this charter. The legislature of New Hampshire had,
without the consent of this corporation, passed an act changing the
organization of the original provincial charter of the college, and
transferring all the rights, privileges, and franchises from the old charter
trustees to new trustees appointed under the act. The constitutionality of the
act was contested, and, after solemn arguments, it was deliberately held by the
Supreme Court that the provincial charter was a contract within the meaning of
the Constitution (Art. I. Section 10), and that the emendatory act was utterly
void, as impairing the obligation of that charter. The college was deemed, like
other colleges of private foundation, to be a private eleemosynary institution,
endowed by its charter with a capacity to take property unconnected with the
Government. Its funds were bestowed upon the faith of the charter, and those
funds consisted entirely of private donations. It is true that the uses were in
some sense public, that is, for the general benefit, and not for the mere
benefit of the corporators; but this did not make the corporation a public
corporation. It was a private institution for general charity. It was not
distinguishable in principle from a private donation, vested in private
trustees, for a public charity, or for a particular purpose of beneficence. And
the State itself, if it had bestowed funds upon a charity of the same nature,
could not resume those funds."
Procedure Of The Federal Courts
Natural weakness of the judiciary power in confederations -
Legislators ought to strive as much as possible to bring private individuals,
and not States, before the Federal Courts - How the Americans have succeeded in
this - Direct prosecution of private individuals in the Federal Courts -
Indirect prosecution of the States which violate the laws of the Union - The
decrees of the Supreme Court enervate but do not destroy the provincial laws.
I have shown what the privileges of the Federal courts are, and
it is no less important to point out the manner in which they are exercised.
The irresistible authority of justice in countries in which the sovereignty in
undivided is derived from the fact that the tribunals of those countries
represent the entire nation at issue with the individual against whom their
decree is directed, and the idea of power is thus introduced to corroborate the
idea of right. But this is not always the case in countries in which the
sovereignty is divided; in them the judicial power is more frequently opposed
to a fraction of the nation than to an isolated individual, and its moral
authority and physical strength are consequently diminished. In federal States
the power of the judge is naturally decreased, and that of the justiciable
parties is augmented. The aim of the legislator in confederate States ought
therefore to be to render the position of the courts of justice analogous to
that which they occupy in countries where the sovereignty is undivided; in
other words, his efforts ought constantly to tend to maintain the judicial
power of the confederation as the representative of the nation, and the
justiciable party as the representative of an individual interest.
Every government, whatever may be its constitution, requires
the means of constraining its subjects to discharge their obligations, and of
protecting its privileges from their assaults. As far as the direct action of
the Government on the community is concerned, the Constitution of the United
States contrived, by a master-stroke of policy, that the federal courts, acting
in the name of the laws, should only take cognizance of parties in an
individual capacity. For, as it had been declared that the Union consisted of
one and the same people within the limits laid down by the Constitution, the
inference was that the Government created by this Constitution, and acting
within these limits, was invested with all the privileges of a national
government, one of the principal of which is the right of transmitting its
injunctions directly to the private citizen. When, for instance, the Union
votes an impost, it does not apply to the States for the levying of it, but to
every American citizen in proportion to his assessment. The Supreme Court,
which is empowered to enforce the execution of this law of the Union, exerts
its influence not upon a refractory State, but upon the private taxpayer; and,
like the judicial power of other nations, it is opposed to the person of an
individual. It is to be observed that the Union chose its own antagonist; and
as that antagonist is feeble, he is naturally worsted.
But the difficulty increases when the proceedings are not
brought forward by but against the Union. The Constitution recognizes the
legislative power of the States; and a law so enacted may impair the privileges
of the Union, in which case a collision in unavoidable between that body and
the State which has passed the law: and it only remains to select the least
dangerous remedy, which is very clearly deducible from the general principles I
have before established.kk
It may be conceived that, in the case under consideration, the
Union might have used the State before a Federal court, which would have
annulled the act, and by this means it would have adopted a natural course of
proceeding; but the judicial power would have been placed in open hostility to
the State, and it was desirable to avoid this predicament as much as possible.
The Americans hold that it is nearly impossible that a new law should not
impair the interests of some private individual by its provisions: these
private interests are assumed by the American legislators as the ground of
attack against such measures as may be prejudicial to the Union, and it is to
these cases that the protection of the Supreme Court is extended.
Suppose a State vends a certain portion of its territory to a
company, and that a year afterwards it passes a law by which the territory is
otherwise disposed of, and that clause of the Constitution which prohibits laws
impairing the obligation of contracts violated. When the purchaser under the
second act appears to take possession, the possessor under the first act brings
his action before the tribunals of the Union, and causes the title of the
claimant to be pronounced null and void.ll Thus,
in point of fact, the judicial power of the Union is contesting the claims of
the sovereignty of a State; but it only acts indirectly and upon a special
application of detail: it attacks the law in its consequences, not in its
principle, and it rather weakens than destroys it.
The last hypothesis that remained was that each State formed a
corporation enjoying a separate existence and distinct civil rights, and that
it could therefore sue or be sued before a tribunal. Thus a State could bring
an action against another State. In this instance the Union was not called upon
to contest a provincial law, but to try a suit in which a State was a party.
This suit was perfectly similar to any other cause, except that the quality of
the parties was different; and here the danger pointed out at the beginning of
this chapter exists with less chance of being avoided. The inherent
disadvantage of the very essence of Federal constitutions is that they engender
parties in the bosom of the nation which present powerful obstacles to the free
course of justice.
High Rank Of The Supreme Court Amongst The Great Powers Of
State No nation ever constituted so great a judicial power as the Americans -
Extent of its prerogative - Its political influence - The tranquillity and the
very existence of the Union depend on the discretion of the seven Federal
Judges.
When we have successively examined in detail the organization
of the Supreme Court, and the entire prerogatives which it exercises, we shall
readily admit that a more imposing judicial power was never constituted by any
people. The Supreme Court is placed at the head of all known tribunals, both by
the nature of its rights and the class of justiciable parties which it
controls.
In all the civilized countries of Europe the Government has
always shown the greatest repugnance to allow the cases to which it was itself
a party to be decided by the ordinary course of justice. This repugnance
naturally attains its utmost height in an absolute Government; and, on the
other hand, the privileges of the courts of justice are extended with the
increasing liberties of the people: but no European nation has at present held
that all judicial controversies, without regard to their origin, can be decided
by the judges of common law.
In America this theory has been actually put in practice, and
the Supreme Court of the United States is the sole tribunal of the nation. Its
power extends to all the cases arising under laws and treaties made by the
executive and legislative authorities, to all cases of admiralty and maritime
jurisdiction, and in general to all points which affect the law of nations. It
may even be affirmed that, although its constitution is essentially judicial,
its prerogatives are almost entirely political. Its sole object is to enforce
the execution of the laws of the Union; and the Union only regulates the
relations of the Government with the citizens, and of the nation with Foreign
Powers: the relations of citizens amongst themselves are almost exclusively
regulated by the sovereignty of the States.
A second and still greater cause of the preponderance of this
court may be adduced. In the nations of Europe the courts of justice are only
called upon to try the controversies of private individuals; but the Supreme
Court of the United States summons sovereign powers to its bar. When the clerk
of the court advances on the steps of the tribunal, and simply says, "The State
of New York versus the State of Ohio," it is impossible not to feel that the
Court which he addresses is no ordinary body; and when it is recollected that
one of these parties represents one million, and the other two millions of men,
one is struck by the responsibility of the seven judges whose decision is about
to satisfy or to disappoint so large a number of their fellow-citizens.
The peace, the prosperity, and the very existence of the Union
are vested in the hands of the seven judges. Without their active co-operation
the Constitution would be a dead letter: the Executive appeals to them for
assistance against the encroachments of the legislative powers; the Legislature
demands their protection from the designs of the Executive; they defend the
Union from the disobedience of the States, the States from the exaggerated
claims of the Union, the public interest against the interests of private
citizens, and the conservative spirit of order against the fleeting innovations
of democracy. Their power is enormous, but it is clothed in the authority of
public opinion. They are the all- powerful guardians of a people which respects
law, but they would be impotent against popular neglect or popular contempt.
The force of public opinion is the most intractable of agents, because its
exact limits cannot be defined; and it is not less dangerous to exceed than to
remain below the boundary prescribed.
The Federal judges must not only be good citizens, and men
possessed of that information and integrity which are indispensable to
magistrates, but they must be statesmen - politicians, not unread in the signs
of the times, not afraid to brave the obstacles which can be subdued, nor slow
to turn aside such encroaching elements as may threaten the supremacy of the
Union and the obedience which is due to the laws.
The President, who exercises a limited power, may err without
causing great mischief in the State. Congress may decide amiss without
destroying the Union, because the electoral body in which Congress originates
may cause it to retract its decision by changing its members. But if the
Supreme Court is ever composed of imprudent men or bad citizens, the Union may
be plunged into anarchy or civil war.
The real cause of this danger, however, does not lie in the
constitution of the tribunal, but in the very nature of Federal Governments. We
have observed that in confederate peoples it is especially necessary to
consolidate the judicial authority, because in no other nations do those
independent persons who are able to cope with the social body exist in greater
power or in a better condition to resist the physical strength of the
Government. But the more a power requires to be strengthened, the more
extensive and independent it must be made; and the dangers which its abuse may
create are heightened by its independence and its strength. The source of the
evil is not, therefore, in the constitution of the power, but in the
constitution of those States which render its existence necessary.
In What Respects The Federal Constitution Is Superior To That
Of The States
In what respects the Constitution of the Union can be compared
to that of the States - Superiority of the Constitution of the Union
attributable to the wisdom of the Federal legislators - Legislature of the
Union less dependent on the people than that of the States - Executive power
more independent in its sphere - Judicial power less subjected to the
inclinations of the majority -Practical consequence of these facts - The
dangers inherent in a democratic government eluded by the Federal legislators,
and increased by the legislators of the States.
The Federal Constitution differs essentially from that of the
States in the ends which it is intended to accomplish, but in the means by
which these ends are promoted a greater analogy exists between them. The
objects of the Governments are different, but their forms are the same; and in
this special point of view there is some advantage in comparing them together.
I am of opinion that the Federal Constitution is superior to
all the Constitutions of the States, for several reasons.
The present Constitution of the Union was formed at a later
period than those of the majority of the States, and it may have derived some
ameliorations from past experience. But we shall be led to acknowledge that
this is only a secondary cause of its superiority, when we recollect that
eleven new Statesnn have been added to the
American Confederation since the promulgation of the Federal Constitution, and
that these new republics have always rather exaggerated than avoided the
defects which existed in the former Constitutions.
The chief cause of the superiority of the Federal Constitution
lay in the character of the legislators who composed it. At the time when it
was formed the dangers of the Confederation were imminent, and its ruin seemed
inevitable. In this extremity the people chose the men who most deserved the
esteem, rather than those who had gained the affections, of the country. I have
already observed that distinguished as almost all the legislators of the Union
were for their intelligence, they were still more so for their patriotism. They
had all been nurtured at a time when the spirit of liberty was braced by a
continual struggle against a powerful and predominant authority. When the
contest was terminated, whilst the excited passions of the populace persisted
in warring with dangers which had ceased to threaten them, these men stopped
short in their career; they cast a calmer and more penetrating look upon the
country which was now their own; they perceived that the war of independence
was definitely ended, and that the only dangers which America had to fear were
those which might result from the abuse of the freedom she had won. They had
the courage to say what they believed to be true, because they were animated by
a warm and sincere love of liberty; and they ventured to propose restrictions,
because they were resolutely opposed to destruction.oo
The greater number of the Constitutions of the States assign
one year for the duration of the House of Representatives, and two years for
that of the Senate; so that members of the legislative body are constantly and
narrowly tied down by the slightest desires of their constituents. The
legislators of the Union were of opinion that this excessive dependence of the
Legislature tended to alter the nature of the main consequences of the
representative system, since it vested the source, not only of authority, but
of government, in the people. They increased the length of the time for which
the representatives were returned, in order to give them freer scope for the
exercise of their own judgment.
The Federal Constitution, as well as the Constitutions of the
different States, divided the legislative body into two branches. But in the
States these two branches were composed of the same elements, and elected in
the same manner. The consequence was that the passions and inclinations of the
populace were as rapidly and as energetically represented in one chamber as in
the other, and that laws were made with all the characteristics of violence and
precipitation. By the Federal Constitution the two houses originate in like
manner in the choice of the people; but the conditions of eligibility and the
mode of election were changed, to the end that, if, as is the case in certain
nations, one branch of the Legislature represents the same interests as the
other, it may at least represent a superior degree of intelligence and
discretion. A mature age was made one of the conditions of the senatorial
dignity, and the Upper House was chosen by an elected assembly of a limited
number of members.
To concentrate the whole social force in the hands of the
legislative body is the natural tendency of democracies; for as this is the
power which emanates the most directly from the people, it is made to
participate most fully in the preponderating authority of the multitude, and it
is naturally led to monopolize every species of influence. This concentration
is at once prejudicial to a well-conducted administration, and favorable to the
despotism of the majority. The legislators of the States frequently yielded to
these democratic propensities, which were invariably and courageously resisted
by the founders of the Union.
In the States the executive power is vested in the hands of a
magistrate, who is apparently placed upon a level with the Legislature, but who
is in reality nothing more than the blind agent and the passive instrument of
its decisions. He can derive no influence from the duration of his functions,
which terminate with the revolving year, or from the exercise of prerogatives
which can scarcely be said to exist. The Legislature can condemn him to
inaction by intrusting the execution of the laws to special committees of its
own members, and can annul his temporary dignity by depriving him of his
salary. The Federal Constitution vests all the privileges and all the
responsibility of the executive power in a single individual. The duration of
the Presidency is fixed at four years; the salary of the individual who fills
that office cannot be altered during the term of his functions; he is protected
by a body of official dependents, and armed with a suspensive veto. In short,
every effort was made to confer a strong and independent position upon the
executive authority within the limits which had been prescribed to it.
In the Constitutions of all the States the judicial power is
that which remains the most independent of the legislative authority;
nevertheless, in all the States the Legislature has reserved to itself the
right of regulating the emoluments of the judges, a practice which necessarily
subjects these magistrates to its immediate influence. In some States the
judges are only temporarily appointed, which deprives them of a great portion
of their power and their freedom. In others the legislative and judicial powers
are entirely confounded; thus the Senate of New York, for instance, constitutes
in certain cases the Superior Court of the State. The Federal Constitution, on
the other hand, carefully separates the judicial authority from all external
influences; and it provides for the independence of the judges, by declaring
that their salary shall not be altered, and that their functions shall be
inalienable.
The practical consequences of these different systems may
easily be perceived. An attentive observer will soon remark that the business
of the Union is incomparably better conducted than that of any individual
State. The conduct of the Federal Government is more fair and more temperate
than that of the States, its designs are more fraught with wisdom, its projects
are more durable and more skilfully combined, its measures are put into
execution with more vigor and consistency.
I recapitulate the substance of this chapter in a few words:
The existence of democracies is threatened by two dangers, viz., the complete
subjection of the legislative body to the caprices of the electoral body, and
the concentration of all the powers of the Government in the legislative
authority. The growth of these evils has been encouraged by the policy of the
legislators of the States, but it has been resisted by the legislators of the
Union by every means which lay within their control.
Characteristics Which Distinguish The Federal Constitution Of
The United States Of America From All Other Federal Constitutions American
Union appears to resemble all other confederations - Nevertheless its effects
are different - Reason of this - Distinctions between the Union and all other
confederations - The American Government not a federal but an imperfect
national Government.
The United States of America do not afford either the first or
the only instance of confederate States, several of which have existed in
modern Europe, without adverting to those of antiquity. Switzerland, the
Germanic Empire, and the Republic of the United Provinces either have been or
still are confederations. In studying the constitutions of these different
countries, the politician is surprised to observe that the powers with which
they invested the Federal Government are nearly identical with the privileges
awarded by the American Constitution to the Government of the United States.
They confer upon the central power the same rights of making peace and war, of
raising money and troops, and of providing for the general exigencies and the
common interests of the nation. Nevertheless the Federal Government of these
different peoples has always been as remarkable for its weakness and
inefficiency as that of the Union is for its vigorous and enterprising spirit.
Again, the first American Confederation perished through the excessive weakness
of its Government; and this weak Government was, notwithstanding, in possession
of rights even more extensive than those of the Federal Government of the
present day. But the more recent Constitution of the United States contains
certain principles which exercise a most important influence, although they do
not at once strike the observer.
This Constitution, which may at first sight be confounded with
the federal constitutions which preceded it, rests upon a novel theory, which
may be considered as a great invention in modern political science. In all the
confederations which had been formed before the American Constitution of 1789
the allied States agreed to obey the injunctions of a Federal Government; but
they reserved to themselves the right of ordaining and enforcing the execution
of the laws of the Union. The American States which combined in 1789 agreed
that the Federal Government should not only dictate the laws, but that it
should execute it own enactments. In both cases the right is the same, but the
exercise of the right is different; and this alteration produced the most
momentous consequences.
In all the confederations which had been formed before the
American Union the Federal Government demanded its supplies at the hands of the
separate Governments; and if the measure it prescribed was onerous to any one
of those bodies means were found to evade its claims: if the State was
powerful, it had recourse to arms; if it was weak, it connived at the
resistance which the law of the Union, its sovereign, met with, and resorted to
inaction under the plea of inability. Under these circumstances one of the two
alternatives has invariably occurred; either the most preponderant of the
allied peoples has assumed the privileges of the Federal authority and ruled
all the States in its name,pp or the Federal
Government has been abandoned by its natural supporters, anarchy has arisen
between the confederates, and the Union has lost all powers of action.qq
In America the subjects of the Union are not States, but
private citizens: the national Government levies a tax, not upon the State of
Massachusetts, but upon each inhabitant of Massachusetts. All former
confederate governments presided over communities, but that of the Union rules
individuals; its force is not borrowed, but self-derived; and it is served by
its own civil and military officers, by its own army, and its own courts of
justice. It cannot be doubted that the spirit of the nation, the passions of
the multitude, and the provincial prejudices of each State tend singularly to
diminish the authority of a Federal authority thus constituted, and to
facilitate the means of resistance to its mandates; but the comparative
weakness of a restricted sovereignty is an evil inherent in the Federal system.
In America, each State has fewer opportunities of resistance and fewer
temptations to non-compliance; nor can such a design be put in execution (if
indeed it be entertained) without an open violation of the laws of the Union, a
direct interruption of the ordinary course of justice, and a bold declaration
of revolt; in a word, without taking a decisive step which men hesitate to
adopt.
In all former confederations the privileges of the Union
furnished more elements of discord than of power, since they multiplied the
claims of the nation without augmenting the means of enforcing them: and in
accordance with this fact it may be remarked that the real weakness of federal
governments has almost always been in the exact ratio of their nominal power.
Such is not the case in the American Union, in which, as in ordinary
governments, the Federal Government has the means of enforcing all it is
empowered to demand.
The human understanding more easily invents new things than new
words, and we are thence constrained to employ a multitude of improper and
inadequate expressions. When several nations form a permanent league and
establish a supreme authority, which, although it has not the same influence
over the members of the community as a national government, acts upon each of
the Confederate States in a body, this Government, which is so essentially
different from all others, is denominated a Federal one. Another form of
society is afterwards discovered, in which several peoples are fused into one
and the same nation with regard to certain common interests, although they
remain distinct, or at least only confederate, with regard to all their other
concerns. In this case the central power acts directly upon those whom it
governs, whom it rules, and whom it judges, in the same manner, as, but in a
more limited circle than, a national government. Here the term Federal
Government is clearly no longer applicable to a state of things which must be
styled an incomplete national Government: a form of government has been found
out which is neither exactly national nor federal; but no further progress has
been made, and the new word which will one day designate this novel invention
does not yet exist.
The absence of this new species of confederation has been the
cause which has brought all Unions to Civil War, to subjection, or to a
stagnant apathy, and the peoples which formed these leagues have been either
too dull to discern, or too pusillanimous to apply this great remedy. The
American Confederation perished by the same defects.
But the Confederate States of America had been long accustomed
to form a portion of one empire before they had won their independence; they
had not contracted the habit of governing themselves, and their national
prejudices had not taken deep root in their minds. Superior to the rest of the
world in political knowledge, and sharing that knowledge equally amongst
themselves, they were little agitated by the passions which generally oppose
the extension of federal authority in a nation, and those passions were checked
by the wisdom of the chief citizens. The Americans applied the remedy with
prudent firmness as soon as they were conscious of the evil; they amended their
laws, and they saved their country.
kk See
Chapter VI. on "Judicial Power in America."
ll See Kent's
"Commentaries," vol. i. p. 387.
nn The number of
States has now risen to 46 (1874), besides the District of
Columbia.
oo At this time
Alexander Hamilton, who was one of the principal founders of the Constitution,
ventured to express the following sentiments in
"The Federalist," No. 71:
-
"There are some who would be inclined to
regard the servile pliancy of the Executive to a prevailing current, either in
the community or in the Legislature, as its best recommendation. But such men
entertain very crude notions, as well of the purposes for which government was
instituted as of the true means by which the public happiness may be promoted.
The Republican principle demands that the deliberative sense of the community
should govern the conduct of those to whom they entrust the management of their
affairs; but it does not require an unqualified complaisance to every sudden
breeze of passion, or to every transient impulse which the people may receive
from the arts of men who flatter their prejudices to betray their interests. It
is a just observation, that the people commonly intend the public good. This
often applies to their very errors. But their good sense would despise the
adulator who should pretend that they always reason right about the means of
promoting it. They know from experience that they sometimes err; and the wonder
is that they so seldom err as they do, beset, as they continually are, by the
wiles of parasites and sycophants; by the snares of the ambitious, the
avaricious, the desperate; by the artifices of men who possess their confidence
more than they deserve it, and of those who seek to possess rather than to
deserve it. When occasions present themselves in which the interests of the
people are at variance with their inclinations, it is the duty of persons whom
they have appointed to be the guardians of those interests to withstand the
temporary delusion, in order to give them time and opportunity for more cool
and sedate reflection. Instances might be cited in which a conduct of this kind
has saved the people from very fatal consequences of their own mistakes, and
has procured lasting monuments of their gratitude to the men who had courage
and magnanimity enough to serve them at the peril of their
displeasure."
pp This was the case
in Greece, when Philip undertook to execute the decree of the Amphictyons; in
the Low Countries, where the province of Holland always gave the law; and, in
our own time, in the Germanic Confederation, in which Austria and Prussia
assume a great degree of influence over the whole country, in the name of the
Diet.
qq Such has always
been the situation of the Swiss Confederation, which would have perished ages
ago but for the mutual jealousies of its neighbors.
Advantages Of The Federal System In General, And Its Special
Utility In America
Happiness and freedom of small nations - Power of great nations
- Great empires favorable to the growth of civilization - Strength often the
first element of national prosperity - Aim of the Federal system to unite the
twofold advantages resulting from a small and from a large territory
-Advantages derived by the United States from this system - The law adapts
itself to the exigencies of the population; population does not conform to the
exigencies of the law - Activity, amelioration, love and enjoyment of freedom
in the American communities - Public spirit of the Union the abstract of
provincial patriotism - Principles and things circulate freely over the
territory of the United States - The Union is happy and free as a little
nation, and respected as a great empire.
In small nations the scrutiny of society penetrates into every
part, and the spirit of improvement enters into the most trifling details; as
the ambition of the people is necessarily checked by its weakness, all the
efforts and resources of the citizens are turned to the internal benefit of the
community, and are not likely to evaporate in the fleeting breath of glory. The
desires of every individual are limited, because extraordinary faculties are
rarely to be met with. The gifts of an equal fortune render the various
conditions of life uniform, and the manners of the inhabitants are orderly and
simple. Thus, if one estimate the gradations of popular morality and
enlightenment, we shall generally find that in small nations there are more
persons in easy circumstances, a more numerous population, and a more tranquil
state of society, than in great empires.
When tyranny is established in the bosom of a small nation, it
is more galling than elsewhere, because, as it acts within a narrow circle,
every point of that circle is subject to its direct influence. It supplies the
place of those great designs which it cannot entertain by a violent or an
exasperating interference in a multitude of minute details; and it leaves the
political world, to which it properly belongs, to meddle with the arrangements
of domestic life. Tastes as well as actions are to be regulated at its
pleasure; and the families of the citizens as well as the affairs of the State
are to be governed by its decisions. This invasion of rights occurs, however,
but seldom, and freedom is in truth the natural state of small communities. The
temptations which the Government offers to ambition are too weak, and the
resources of private individuals are too slender, for the sovereign power
easily to fall within the grasp of a single citizen; and should such an event
have occurred, the subjects of the State can without difficulty overthrow the
tyrant and his oppression by a simultaneous effort.
Small nations have therefore ever been the cradle of political
liberty; and the fact that many of them have lost their immunities by extending
their dominion shows that the freedom they enjoyed was more a consequence of
the inferior size than of the character of the people.
The history of the world affords no instance of a great nation
retaining the form of republican government for a long series of years,rr and this has led to the conclusion that such a
state of things is impracticable. For my own part, I cannot but censure the
imprudence of attempting to limit the possible and to judge the future on the
part of a being who is hourly deceived by the most palpable realities of life,
and who is constantly taken by surprise in the circumstances with which he is
most familiar. But it may be advanced with confidence that the existence of a
great republic will always be exposed to far greater perils than that of a
small one.
All the passions which are most fatal to republican
institutions spread with an increasing territory, whilst the virtues which
maintain their dignity do not augment in the same proportion. The ambition of
the citizens increases with the power of the State; the strength of parties
with the importance of the ends they have in view; but that devotion to the
common weal which is the surest check on destructive passions is not stronger
in a large than in a small republic. It might, indeed, be proved without
difficulty that it is less powerful and less sincere. The arrogance of wealth
and the dejection of wretchedness, capital cities of unwonted extent, a lax
morality, a vulgar egotism, and a great confusion of interests, are the dangers
which almost invariably arise from the magnitude of States. But several of
these evils are scarcely prejudicial to a monarchy, and some of them contribute
to maintain its existence. In monarchical States the strength of the government
is its own; it may use, but it does not depend on, the community, and the
authority of the prince is proportioned to the prosperity of the nation; but
the only security which a republican government possesses against these evils
lies in the support of the majority. This support is not, however,
proportionably greater in a large republic than it is in a small one; and thus,
whilst the means of attack perpetually increase both in number and in
influence, the power of resistance remains the same, or it may rather be said
to diminish, since the propensities and interests of the people are diversified
by the increase of the population, and the difficulty of forming a compact
majority is constantly augmented. It has been observed, moreover, that the
intensity of human passions is heightened, not only by the importance of the
end which they propose to attain, but by the multitude of individuals who are
animated by them at the same time. Every one has had occasion to remark that
his emotions in the midst of a sympathizing crowd are far greater than those
which he would have felt in solitude. In great republics the impetus of
political passion is irresistible, not only because it aims at gigantic
purposes, but because it is felt and shared by millions of men at the same
time.
It may therefore be asserted as a general proposition that
nothing is more opposed to the well-being and the freedom of man than vast
empires. Nevertheless it is important to acknowledge the peculiar advantages of
great States. For the very reason which renders the desire of power more
intense in these communities than amongst ordinary men, the love of glory is
also more prominent in the hearts of a class of citizens, who regard the
applause of a great people as a reward worthy of their exertions, and an
elevating encouragement to man. If we would learn why it is that great nations
contribute more powerfully to the spread of human improvement than small
States, we shall discover an adequate cause in the rapid and energetic
circulation of ideas, and in those great cities which are the intellectual
centres where all the rays of human genius are reflected and combined. To this
it may be added that most important discoveries demand a display of national
power which the Government of a small State is unable to make; in great nations
the Government entertains a greater number of general notions, and is more
completely disengaged from the routine of precedent and the egotism of local
prejudice; its designs are conceived with more talent, and executed with more
boldness.
In time of peace the well-being of small nations is undoubtedly
more general and more complete, but they are apt to suffer more acutely from
the calamities of war than those great empires whose distant frontiers may for
ages avert the presence of the danger from the mass of the people, which is
therefore more frequently afflicted than ruined by the evil.
But in this matter, as in many others, the argument derived
from the necessity of the case predominates over all others. If none but small
nations existed, I do not doubt that mankind would be more happy and more free;
but the existence of great nations is unavoidable.
This consideration introduces the element of physical strength
as a condition of national prosperity. It profits a people but little to be
affluent and free if it is perpetually exposed to be pillaged or subjugated;
the number of its manufactures and the extent of its commerce are of small
advantage if another nation has the empire of the seas and gives the law in all
the markets of the globe. Small nations are often impoverished, not because
they are small, but because they are weak; the great empires prosper less
because they are great than because they are strong. Physical strength is
therefore one of the first conditions of the happiness and even of the
existence of nations. Hence it occurs that, unless very peculiar circumstances
intervene, small nations are always united to large empires in the end, either
by force or by their own consent: yet I am unacquainted with a more deplorable
spectacle than that of a people unable either to defend or to maintain its
independence.
The Federal system was created with the intention of combining
the different advantages which result from the greater and the lesser extent of
nations; and a single glance over the United States of America suffices to
discover the advantages which they have derived from its adoption.
In great centralized nations the legislator is obliged to
impart a character of uniformity to the laws which does not always suit the
diversity of customs and of districts; as he takes no cognizance of special
cases, he can only proceed upon general principles; and the population is
obliged to conform to the exigencies of the legislation, since the legislation
cannot adapt itself to the exigencies and the customs of the population, which
is the cause of endless trouble and misery. This disadvantage does not exist in
confederations. Congress regulates the principal measures of the national
Government, and all the details of the administration are reserved to the
provincial legislatures. It is impossible to imagine how much this division of
sovereignty contributes to the well-being of each of the States which compose
the Union. In these small communities, which are never agitated by the desire
of aggrandizement or the cares of self-defence, all public authority and
private energy is employed in internal amelioration. The central government of
each State, which is in immediate juxtaposition to the citizens, is daily
apprised of the wants which arise in society; and new projects are proposed
every year, which are discussed either at town meetings or by the legislature
of the State, and which are transmitted by the press to stimulate the zeal and
to excite the interest of the citizens. This spirit of amelioration is
constantly alive in the American republics, without compromising their
tranquillity; the ambition of power yields to the less refined and less
dangerous love of comfort. It is generally believed in America that the
existence and the permanence of the republican form of government in the New
World depend upon the existence and the permanence of the Federal system; and
it is not unusual to attribute a large share of the misfortunes which have
befallen the new States of South America to the injudicious erection of great
republics, instead of a divided and confederate sovereignty.
It is incontestably true that the love and the habits of
republican government in the United States were engendered in the townships and
in the provincial assemblies. In a small State, like that of Connecticut for
instance, where cutting a canal or laying down a road is a momentous political
question, where the State has no army to pay and no wars to carry on, and where
much wealth and much honor cannot be bestowed upon the chief citizens, no form
of government can be more natural or more appropriate than that of a republic.
But it is this same republican spirit, it is these manners and customs of a
free people, which are engendered and nurtured in the different States, to be
afterwards applied to the country at large. The public spirit of the Union is,
so to speak, nothing more than an abstract of the patriotic zeal of the
provinces. Every citizen of the United States transfuses his attachment to his
little republic in the common store of American patriotism. In defending the
Union he defends the increasing prosperity of his own district, the right of
conducting its affairs, and the hope of causing measures of improvement to be
adopted which may be favorable to his own interest; and these are motives which
are wont to stir men more readily than the general interests of the country and
the glory of the nation.
On the other hand, if the temper and the manners of the
inhabitants especially fitted them to promote the welfare of a great republic,
the Federal system smoothed the obstacles which they might have encountered.
The confederation of all the American States presents none of the ordinary
disadvantages resulting from great agglomerations of men. The Union is a great
republic in extent, but the paucity of objects for which its Government
provides assimilates it to a small State. Its acts are important, but they are
rare. As the sovereignty of th Union is limited and incomplete, its exercise is
not incompatible with liberty; for it does not excite those insatiable desires
of fame and power which have proved so fatal to great republics. As there is no
common centre to the country, vast capital cities, colossal wealth, abject
poverty, and sudden revolutions are alike unknown; and political passion,
instead of spreading over the land like a torrent of desolation, spends its
strength against the interests and the individual passions of every State.
Nevertheless, all commodities and ideas circulate throughout
the Union as freely as in a country inhabited by one people. Nothing checks the
spirit of enterprise. Government avails itself of the assistance of all who
have talents or knowledge to serve it. Within the frontiers of the Union the
profoundest peace prevails, as within the heart of some great empire; abroad,
it ranks with the most powerful nations of the earth; two thousand miles of
coast are open to the commerce of the world; and as it possesses the keys of
the globe, its flags is respected in the most remote seas. The Union is as
happy and as free as a small people, and as glorious and as strong as a great
nation.
Why The Federal System Is Not Adapted To All Peoples, And How
The Anglo-Americans Were Enabled To Adopt It
Every Federal system contains defects which baffle the efforts
of the legislator - The Federal system is complex - It demands a daily exercise
of discretion on the part of the citizens - Practical knowledge of government
common amongst the Americans - Relative weakness of the Government of the
Union, another defect inherent in the Federal system - The Americans have
diminished without remedying it - The sovereignty of the separate States
apparently weaker, but really stronger, than that of the Union - Why? -Natural
causes of union must exist between confederate peoples besides the laws - What
these causes are amongst the Anglo-Americans - Maine and Georgia, separated by
a distance of a thousand miles, more naturally united than Normandy and
Brittany - War, the main peril of confederations - This proved even by the
example of the United States - The Union has no great wars to fear - Why? -
Dangers to which Europeans would be exposed if they adopted the Federal system
of the Americans.
When a legislator succeeds, after persevering efforts, in
exercising an indirect influence upon the destiny of nations, his genius is
lauded by mankind, whilst, in point of fact, the geographical position of the
country which he is unable to change, a social condition which arose without
his co-operation, manners and opinions which he cannot trace to their source,
and an origin with which he is unacquainted, exercise so irresistible an
influence over the courses of society that he is himself borne away by the
current, after an ineffectual resistance. Like the navigator, he may direct the
vessel which bears him along, but he can neither change its structure, nor
raise the winds, nor lull the waters which swell beneath him.
I have shown the advantages which the Americans derive from
their federal system; it remains for me to point out the circumstances which
rendered that system practicable, as its benefits are not to be enjoyed by all
nations. The incidental defects of the Federal system which originate in the
laws may be corrected by the skill of the legislator, but there are further
evils inherent in the system which cannot be counteracted by the peoples which
adopt it. These nations must therefore find the strength necessary to support
the natural imperfections of their Government.
The most prominent evil of all Federal systems is the very
complex nature of the means they employ. Two sovereignties are necessarily in
presence of each other. The legislator may simplify and equalize the action of
these two sovereignties, by limiting each of them to a sphere of authority
accurately defined; but he cannot combine them into one, or prevent them from
coming into collision at certain points. The Federal system therefore rests
upon a theory which is necessarily complicated, and which demands the daily
exercise of a considerable share of discretion on the part of those it governs.
A proposition must be plain to be adopted by the understanding
of a people. A false notion which is clear and precise will always meet with a
greater number of adherents in the world than a true principle which is obscure
or involved. Hence it arises that parties, which are like small communities in
the heart of the nation, invariably adopt some principle or some name as a
symbol, which very inadequately represents the end they have in view and the
means which are at their disposal, but without which they could neither act nor
subsist. The governments which are founded upon a single principle or a single
feeling which is easily defined are perhaps not the best, but they are
unquestionably the strongest and the most durable in the world.
In examining the Constitution of the United States, which is
the most perfect federal constitution that ever existed, one is startled, on
the other hand, at the variety of information and the excellence of discretion
which it presupposes in the people whom it is meant to govern. The government
of the Union depends entirely upon legal fictions; the Union is an ideal nation
which only exists in the mind, and whose limits and extent can only be
discerned by the understanding.
When once the general theory is comprehended, numberless
difficulties remain to be solved in its application; for the sovereignty of the
Union is so involved in that of the States that it is impossible to distinguish
its boundaries at the first glance. The whole structure of the Government is
artificial and conventional; and it would be ill adapted to a people which has
not been long accustomed to conduct its own affairs, or to one in which the
science of politics has not descended to the humblest classes of society. I
have never been more struck by the good sense and the practical judgment of the
Americans than in the ingenious devices by which they elude the numberless
difficulties resulting from their Federal Constitution. I scarcely ever met
with a plain American citizen who could not distinguish, with surprising
facility, the obligations created by the laws of Congress from those created by
the laws of his own State; and who, after having discriminated between the
matters which come under the cognizance of the Union and those which the local
legislature is competent to regulate, could not point out the exact limit of
the several jurisdictions of the Federal courts and the tribunals of the State.
The Constitution of the United States is like those exquisite
productions of human industry which ensure wealth and renown to their
inventors, but which are profitless in any other hands. This truth is
exemplified by the condition of Mexico at the present time. The Mexicans were
desirous of establishing a federal system, and they took the Federal
Constitution of their neighbors, the Anglo-Americans, as their model, and
copied it with considerable accuracy.ss But
although they had borrowed the letter of the law, they were unable to create or
to introduce the spirit and the sense which give it life. They were involved in
ceaseless embarrassments between the mechanism of their double government; the
sovereignty of the States and that of the Union perpetually exceeded their
respective privileges, and entered into collision; and to the present day
Mexico is alternately the victim of anarchy and the slave of military
despotism.
The second and the most fatal of all the defects I have alluded
to, and that which I believe to be inherent in the federal system, is the
relative weakness of the government of the Union. The principle upon which all
confederations rest is that of a divided sovereignty. The legislator may render
this partition less perceptible, he may even conceal it for a time from the
public eye, but he cannot prevent it from existing, and a divided sovereignty
must always be less powerful than an entire supremacy. The reader has seen in
the remarks I have made on the Constitution of the United States that the
Americans have displayed singular ingenuity in combining the restriction of the
power of the Union within the narrow limits of a federal government with the
semblance and, to a certain extent, with the force of a national government. By
this means the legislators of the Union have succeeded in diminishing, though
not in counteracting the natural danger of confederations.
It has been remarked that the American Government does not
apply itself to the States, but that it immediately transmits its injunctions
to the citizens, and compels them as isolated individuals to comply with its
demands. But if the Federal law were to clash with the interests and the
prejudices of a State, it might be feared that all the citizens of that State
would conceive themselves to be interested in the cause of a single individual
who should refuse to obey. If all the citizens of the State were aggrieved at
the same time and in the same manner by the authority of the Union, the Federal
Government would vainly attempt to subdue them individually; they would
instinctively unite in a common defence, and they would derive a ready-prepared
organization from the share of sovereignty which the institution of their State
allows them to enjoy. Fiction would give way to reality, and an organized
portion of the territory might then contest the central authority.tt The same observation holds good with regard to the
Federal jurisdiction. If the courts of the Union violated an important law of a
State in a private case, the real, if not the apparent, contest would arise
between the aggrieved State represented by a citizen and the Union represented
by its courts of justice.uu
He would have but a partial knowledge of the world who should
imagine that it is possible, by the aid of legal fictions, to prevent men from
finding out and employing those means of gratifying their passions which have
been left open to them; and it may be doubted whether the American legislators,
when they rendered a collision between the two sovereigns less probable,
destroyed the cause of such a misfortune. But it may even be affirmed that they
were unable to ensure the preponderance of the Federal element in a case of
this kind. The Union is possessed of money and of troops, but the affections
and the prejudices of the people are in the bosom of the States. The
sovereignty of the Union is an abstract being, which is connected with but few
external objects; the sovereignty of the States is hourly perceptible, easily
understood, constantly active; and if the former is of recent creation, the
latter is coeval with the people itself. The sovereignty of the Union is
factitious, that of the States is natural, and derives its existence from its
own simple influence, like the authority of a parent. The supreme power of the
nation only affects a few of the chief interests of society; it represents an
immense but remote country, and claims a feeling of patriotism which is vague
and ill defined; but the authority of the States controls every individual
citizen at every hour and in all circumstances; it protects his property, his
freedom, and his life; and when we recollect the traditions, the customs, the
prejudices of local and familiar attachment with which it is connected, we
cannot doubt of the superiority of a power which is interwoven with every
circumstance that renders the love of one's native country instinctive in the
human heart.
Since legislators are unable to obviate such dangerous
collisions as occur between the two sovereignties which coexist in the federal
system, their first object must be, not only to dissuade the confederate States
from warfare, but to encourage such institutions as may promote the maintenance
of peace. Hence it results that the Federal compact cannot be lasting unless
there exists in the communities which are leagued together a certain number of
inducements to union which render their common dependence agreeable, and the
task of the Government light, and that system cannot succeed without the
presence of favorable circumstances added to the influence of good laws. All
the peoples which have ever formed a confederation have been held together by a
certain number of common interests, which served as the intellectual ties of
association.
But the sentiments and the principles of man must be taken into
consideration as well as his immediate interests. A certain uniformity of
civilization is not less necessary to the durability of a confederation than a
uniformity of interests in the States which compose it. In Switzerland the
difference which exists between the Canton of Uri and the Canton of Vaud is
equal to that between the fifteenth and the nineteenth centuries; and, properly
speaking, Switzerland has never possessed a federal government. The union
between these two cantons only subsists upon the map, and their discrepancies
would soon be perceived if an attempt were made by a central authority to
prescribe the same laws to the whole territory.
One of the circumstances which most powerfully contribute to
support the Federal Government in America is that the States have not only
similar interests, a common origin, and a common tongue, but that they are also
arrived at the same stage of civilization; which almost always renders a union
feasible. I do not know of any European nation, how small soever it may be,
which does not present less uniformity in its different provinces than the
American people, which occupies a territory as extensive as one-half of Europe.
The distance from the State of Maine to that of Georgia is reckoned at about
one thousand miles; but the difference between the civilization of Maine and
that of Georgia is slighter than the difference between the habits of Normandy
and those of Brittany. Maine and Georgia, which are placed at the opposite
extremities of a great empire, are consequently in the natural possession of
more real inducements to form a confederation than Normandy and Brittany, which
are only separated by a bridge.
The geographical position of the country contributed to
increase the facilities which the American legislators derived from the manners
and customs of the inhabitants; and it is to this circumstance that the
adoption and the maintenance of the Federal system are mainly attributable.
The most important occurrence which can mark the annals of a
people is the breaking out of a war. In war a people struggles with the energy
of a single man against foreign nations in the defence of its very existence.
The skill of a government, the good sense of the community, and the natural
fondness which men entertain for their country, may suffice to maintain peace
in the interior of a district, and to favor its internal prosperity; but a
nation can only carry on a great war at the cost of more numerous and more
painful sacrifices; and to suppose that a great number of men will of their own
accord comply with these exigencies of the State is to betray an ignorance of
mankind. All the peoples which have been obliged to sustain a long and serious
warfare have consequently been led to augment the power of their government.
Those which have not succeeded in this attempt have been subjugated. A long war
almost always places nations in the wretched alternative of being abandoned to
ruin by defeat or to despotism by success. War therefore renders the symptoms
of the weakness of a government most palpable and most alarming; and I have
shown that the inherent defeat of federal governments is that of being weak.
The Federal system is not only deficient in every kind of
centralized administration, but the central government itself is imperfectly
organized, which is invariably an influential cause of inferiority when the
nation is opposed to other countries which are themselves governed by a single
authority. In the Federal Constitution of the United States, by which the
central government possesses more real force, this evil is still extremely
sensible. An example will illustrate the case to the reader.
The Constitution confers upon Congress the right of calling
forth militia to execute the laws of the Union, suppress insurrections, and
repel invasions; and another article declares that the President of the United
States is the commander-in-chief of the militia. In the war of 1812 the
President ordered the militia of the Northern States to march to the frontiers;
but Connecticut and Massachusetts, whose interests were impaired by the war,
refused to obey the command. They argued that the Constitution authorizes the
Federal Government to call forth the militia in case of insurrection or
invasion, but that in the present instance there was neither invasion nor
insurrection. They added, that the same Constitution which conferred upon the
Union the right of calling forth the militia reserved to the States that of
naming the officers; and that consequently (as they understood the clause) no
officer of the Union had any right to command the militia, even during war,
except the President in person; and in this case they were ordered to join an
army commanded by another individual. These absurd and pernicious doctrines
received the sanction not only of the governors and the legislative bodies, but
also of the courts of justice in both States; and the Federal Government was
constrained to raise elsewhere the troops which it required.vv
The only safeguard which the American Union, with all the
relative perfection of its laws, possesses against the dissolution which would
be produced by a great war, lies in its probable exemption from that calamity.
Placed in the centre of an immense continent, which offers a boundless field
for human industry, the Union is almost as much insulated from the world as if
its frontiers were girt by the ocean. Canada contains only a million of
inhabitants, and its population is divided into two inimical nations. The rigor
of the climate limits the extension of its territory, and shuts up its ports
during the six months of winter. From Canada to the Gulf of Mexico a few savage
tribes are to be met with, which retire, perishing in their retreat, before six
thousand soldiers. To the South, the Union has a point of contact with the
empire of Mexico; and it is thence that serious hostilities may one day be
expected to arise. But for a long while to come the uncivilized state of the
Mexican community, the depravity of its morals, and its extreme poverty, will
prevent that country from ranking high amongst nations.ww As for the Powers of Europe, they are too distant
to be formidable.
The great advantage of the United States does not, then,
consist in a Federal Constitution which allows them to carry on great wars, but
in a geographical position which renders such enterprises extremely improbable.
No one can be more inclined than I am myself to appreciate the
advantages of the federal system, which I hold to be one of the combinations
most favorable to the prosperity and freedom of man. I envy the lot of those
nations which have been enabled to adopt it; but I cannot believe that any
confederate peoples could maintain a long or an equal contest with a nation of
similar strength in which the government should be centralized. A people which
should divide its sovereignty into fractional powers, in the presence of the
great military monarchies of Europe, would, in my opinion, by that very act,
abdicate its power, and perhaps its existence and its name. But such is the
admirable position of the New World that man has no other enemy than himself;
and that, in order to be happy and to be free, it suffices to seek the gifts of
prosperity and the knowledge of freedom.
rr I do not speak of
a confederation of small republics, but of a great consolidated
Republic.
ss See the Mexican
Constitution of 1824.
tt This is
precisely what occurred in 1862, and the following paragraph describes
correctly the feelings and notions of the South. General Lee held that his
primary allegiance was due, not to the Union, but to Virginia.
uu For instance, the
Union possesses by the Constitution the right of selling unoccupied lands for
its own profit. Supposing that the State of Ohio should claim the same right in
behalf of certain territories lying within its boundaries, upon the plea that
the Constitution refers to those lands alone which do not belong to the
jurisdiction of any particular State, and consequently should choose to dispose
of them itself, the litigation would be carried on in the names of the
purchasers from the State of Ohio and the purchasers from the Union, and not in
the names of Ohio and the Union. But what would become of this legal fiction if
the Federal purchaser was confirmed in his right by the courts of the Union,
whilst the other competitor was ordered to retain possession by the tribunals
of the State of Ohio?
vv Kent's
"Commentaries," vol. i. p. 244. I have selected an example which relates to a
time posterior to the promulgation of the present Constitution. If I had gone
back to the days of the Confederation, I might have given still more striking
instances. The whole nation was at that time in a state of enthusiastic
excitement; the Revolution was represented by a man who was the idol of the
people; but at that very period Congress had, to say the truth, no resources at
all at its disposal. Troops and supplies were perpetually wanting. The
best-devised projects failed in the execution, and the Union, which was
constantly on the verge of destruction, was saved by the weakness of its
enemies far more than by its own strength. [All doubt as to the powers of
the Federal Executive was, however, removed by its efforts in the Civil War,
and those powers were largely extended.]
ww War broke out
between the United States and Mexico in 1846, and ended in the conquest of an
immense territory, including California.
 |
 |
 |